10-Q Filing
Filing Information
| Form Type | 10-Q |
| Accession Number | 0000791963-14-000007 |
| Period End Date | 20140930 |
| Filing Date | 20141031 |
| Fiscal Year | 2014 |
| Fiscal Period | Q3 |
| XBRL Instance | opy-20140930.xml |
Filing Contents
This filing contains the following financial statements:
Balance Sheet
83 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Allowance for credit losses |
AllowanceForDoubtfulAccountsReceivable
|
$2.42M | USD | Point-in-time |
| Allowance for credit losses |
AllowanceForDoubtfulAccountsReceivable
|
$2.45M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$77.94M | USD | Point-in-time |
| Amounts pledged |
SecurityOwnedAndPledgedAsCollateralFairValue
|
$498.93M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$98.29M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$105.36M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$135.37M | USD | Point-in-time |
| Amounts pledged |
SecurityOwnedAndPledgedAsCollateralFairValue
|
$586.62M | USD | Point-in-time |
| Cash and securities segregated for regulatory and other purposes |
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
$19.11M | USD | Point-in-time |
| Net accumulated depreciation |
AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment
|
$102.25M | USD | Point-in-time |
| Cash and securities segregated for regulatory and other purposes |
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
$36.32M | USD | Point-in-time |
| Net accumulated depreciation |
AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment
|
$97.12M | USD | Point-in-time |
| Deposits with clearing organizations |
DepositsWithClearingOrganizationsAndOthersSecurities
|
$23.68M | USD | Point-in-time |
| Deposits with clearing organizations |
DepositsWithClearingOrganizationsAndOthersSecurities
|
$31.61M | USD | Point-in-time |
| Receivable from brokers, dealers and clearing organizations |
ReceivablesFromBrokersDealersAndClearingOrganizations
|
$380.94M | USD | Point-in-time |
| Receivable from brokers, dealers and clearing organizations |
ReceivablesFromBrokersDealersAndClearingOrganizations
|
$364.87M | USD | Point-in-time |
| Receivable from customers, net of allowance for credit losses of $2,451 ($2,423 in 2013) |
ReceivablesFromCustomers
|
$883.13M | USD | Point-in-time |
| Receivable from customers, net of allowance for credit losses of $2,451 ($2,423 in 2013) |
ReceivablesFromCustomers
|
$868.87M | USD | Point-in-time |
| Income tax receivable, net |
IncomeTaxesReceivable
|
$7.80M | USD | Point-in-time |
| Income tax receivable, net |
IncomeTaxesReceivable
|
$6.56M | USD | Point-in-time |
| Securities purchased under agreements to resell |
SecuritiesPurchasedUnderAgreementsToResell
|
$250.00M | USD | Point-in-time |
| Securities purchased under agreements to resell |
SecuritiesPurchasedUnderAgreementsToResell
|
$184.82M | USD | Point-in-time |
| Securities owned, including amounts pledged of $498,928 ($586,625 in 2013), at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned
|
$806.77M | USD | Point-in-time |
| Securities owned, including amounts pledged of $498,928 ($586,625 in 2013), at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned
|
$856.09M | USD | Point-in-time |
| Notes receivable, net |
DueFromEmployees
|
$40.75M | USD | Point-in-time |
| Notes receivable, net |
DueFromEmployees
|
$37.67M | USD | Point-in-time |
| Office facilities, net accumulated depreciation of $102,246 ($97,118 in 2013) |
PropertyPlantAndEquipmentNet
|
$30.52M | USD | Point-in-time |
| Office facilities, net accumulated depreciation of $102,246 ($97,118 in 2013) |
PropertyPlantAndEquipmentNet
|
$32.94M | USD | Point-in-time |
| Intangible assets |
IntangibleAssetsGrossExcludingGoodwill
|
$31.70M | USD | Point-in-time |
| Intangible assets |
IntangibleAssetsGrossExcludingGoodwill
|
$31.70M | USD | Point-in-time |
| Goodwill |
Goodwill
|
$137.89M | USD | Point-in-time |
| Goodwill |
Goodwill
|
$137.89M | USD | Point-in-time |
| Loans held for sale |
LoansReceivableHeldForSaleNet
|
$20.09M | USD | Point-in-time |
| Loans held for sale |
LoansReceivableHeldForSaleNet
|
$75.99M | USD | Point-in-time |
| Mortgage servicing rights |
ServicingAssetAtAmortizedValue
|
$28.12M | USD | Point-in-time |
| Mortgage servicing rights |
ServicingAssetAtAmortizedValue
|
$26.98M | USD | Point-in-time |
| Mortgage servicing rights |
ServicingAssetAtAmortizedValue
|
$29.50M | USD | Point-in-time |
| Mortgage servicing rights |
ServicingAssetAtAmortizedValue
|
$28.88M | USD | Point-in-time |
| Other assets |
OtherAssets
|
$165.06M | USD | Point-in-time |
| Other assets |
OtherAssets
|
$131.06M | USD | Point-in-time |
| Total assets |
Assets
|
$2.95B | USD | Point-in-time |
| Total assets |
Assets
|
$2.88B | USD | Point-in-time |
| Drafts payable |
DraftsPayable
|
$24.32M | USD | Point-in-time |
| Drafts payable |
DraftsPayable
|
$48.20M | USD | Point-in-time |
| Bank call loans |
BankLoans
|
$118.20M | USD | Point-in-time |
| Bank call loans |
BankLoans
|
$135.50M | USD | Point-in-time |
| Payable to brokers, dealers and clearing organizations |
PayablesToBrokerDealersAndClearingOrganizations
|
$223.31M | USD | Point-in-time |
| Payable to brokers, dealers and clearing organizations |
PayablesToBrokerDealersAndClearingOrganizations
|
$204.95M | USD | Point-in-time |
| Payable to customers |
PayablesToCustomers
|
$689.36M | USD | Point-in-time |
| Payable to customers |
PayablesToCustomers
|
$626.56M | USD | Point-in-time |
| Securities sold under agreements to repurchase |
SecuritiesSoldUnderAgreementsToRepurchase
|
$688.31M | USD | Point-in-time |
| Securities sold under agreements to repurchase |
SecuritiesSoldUnderAgreementsToRepurchase
|
$757.49M | USD | Point-in-time |
| Securities sold, but not yet purchased, at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased
|
$76.31M | USD | Point-in-time |
| Securities sold, but not yet purchased, at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased
|
$128.26M | USD | Point-in-time |
| Accrued compensation |
EmployeeRelatedLiabilitiesCurrentAndNoncurrent
|
$180.12M | USD | Point-in-time |
| Accrued compensation |
EmployeeRelatedLiabilitiesCurrentAndNoncurrent
|
$138.78M | USD | Point-in-time |
| Accounts payable and other liabilities |
AccountsPayableCurrentAndNoncurrent
|
$170.18M | USD | Point-in-time |
| Accounts payable and other liabilities |
AccountsPayableCurrentAndNoncurrent
|
$192.55M | USD | Point-in-time |
| Senior secured notes |
SecuredDebt
|
$195.00M | USD | Point-in-time |
| Senior secured notes |
SecuredDebt
|
$150.00M | USD | Point-in-time |
| Deferred tax liabilities, net |
DeferredIncomeTaxLiabilities
|
$13.52M | USD | Point-in-time |
| Deferred tax liabilities, net |
DeferredIncomeTaxLiabilities
|
$7.10M | USD | Point-in-time |
| Total liabilities |
Liabilities
|
$2.34B | USD | Point-in-time |
| Total liabilities |
Liabilities
|
$2.42B | USD | Point-in-time |
| Contingencies |
CommitmentsAndContingencies
|
- | USD | Point-in-time |
| Contingencies |
CommitmentsAndContingencies
|
- | USD | Point-in-time |
| Common stock |
CommonStockValue
|
$62.40M | USD | Point-in-time |
| Common stock |
CommonStockValue
|
$60.20M | USD | Point-in-time |
| Contributed capital |
AdditionalPaidInCapitalCommonStock
|
$43.95M | USD | Point-in-time |
| Contributed capital |
AdditionalPaidInCapitalCommonStock
|
$42.41M | USD | Point-in-time |
| Retained earnings |
RetainedEarningsAccumulatedDeficit
|
$418.20M | USD | Point-in-time |
| Retained earnings |
RetainedEarningsAccumulatedDeficit
|
$419.86M | USD | Point-in-time |
| Accumulated other comprehensive income |
AccumulatedOtherComprehensiveIncomeLossNetOfTax
|
$353.00K | USD | Point-in-time |
| Accumulated other comprehensive income |
AccumulatedOtherComprehensiveIncomeLossNetOfTax
|
$1.71M | USD | Point-in-time |
| Total Oppenheimer Holdings Inc. stockholders equity |
StockholdersEquity
|
$526.56M | USD | Point-in-time |
| Total Oppenheimer Holdings Inc. stockholders equity |
StockholdersEquity
|
$522.52M | USD | Point-in-time |
| Non-controlling interest |
MinorityInterest
|
$6.00M | USD | Point-in-time |
| Non-controlling interest |
MinorityInterest
|
$5.35M | USD | Point-in-time |
| Total stockholders equity |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$515.27M | USD | Point-in-time |
| Total stockholders equity |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$532.57M | USD | Point-in-time |
| Total stockholders equity |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$527.87M | USD | Point-in-time |
| Total liabilities and stockholders equity |
LiabilitiesAndStockholdersEquity
|
$2.88B | USD | Point-in-time |
| Total liabilities and stockholders equity |
LiabilitiesAndStockholdersEquity
|
$2.95B | USD | Point-in-time |
Income Statement
96 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Commissions |
BrokerageCommissionsRevenue
|
$349.06M | USD | 3 Qtrs |
| Commissions |
BrokerageCommissionsRevenue
|
$120.25M | USD | 1 Quarter |
| Commissions |
BrokerageCommissionsRevenue
|
$364.27M | USD | 3 Qtrs |
| Commissions |
BrokerageCommissionsRevenue
|
$110.86M | USD | 1 Quarter |
| Advisory fees |
InvestmentAdvisoryFees
|
$60.12M | USD | 1 Quarter |
| Advisory fees |
InvestmentAdvisoryFees
|
$209.59M | USD | 3 Qtrs |
| Advisory fees |
InvestmentAdvisoryFees
|
$70.96M | USD | 1 Quarter |
| Advisory fees |
InvestmentAdvisoryFees
|
$177.42M | USD | 3 Qtrs |
| Investment banking |
InvestmentBankingRevenue
|
$94.16M | USD | 3 Qtrs |
| Investment banking |
InvestmentBankingRevenue
|
$62.38M | USD | 3 Qtrs |
| Investment banking |
InvestmentBankingRevenue
|
$21.36M | USD | 1 Quarter |
| Investment banking |
InvestmentBankingRevenue
|
$33.84M | USD | 1 Quarter |
| Interest |
InterestIncomeOperating
|
$37.39M | USD | 3 Qtrs |
| Interest |
InterestIncomeOperating
|
$12.45M | USD | 1 Quarter |
| Interest |
InterestIncomeOperating
|
$39.92M | USD | 3 Qtrs |
| Interest |
InterestIncomeOperating
|
$14.44M | USD | 1 Quarter |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$4.27M | USD | 1 Quarter |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$33.60M | USD | 3 Qtrs |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$10.35M | USD | 1 Quarter |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$24.88M | USD | 3 Qtrs |
| Other |
OtherIncome
|
$34.45M | USD | 3 Qtrs |
| Other |
OtherIncome
|
$16.86M | USD | 1 Quarter |
| Other |
OtherIncome
|
$12.30M | USD | 1 Quarter |
| Other |
OtherIncome
|
$48.77M | USD | 3 Qtrs |
| Total revenue |
Revenues
|
$749.54M | USD | 3 Qtrs |
| Total revenue |
Revenues
|
$244.68M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$243.38M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$726.35M | USD | 3 Qtrs |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$480.30M | USD | 3 Qtrs |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$161.08M | USD | 1 Quarter |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$493.13M | USD | 3 Qtrs |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$161.33M | USD | 1 Quarter |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$15.99M | USD | 1 Quarter |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$17.00M | USD | 1 Quarter |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$50.26M | USD | 3 Qtrs |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$48.88M | USD | 3 Qtrs |
| Occupancy and equipment costs |
OccupancyNet
|
$16.41M | USD | 1 Quarter |
| Occupancy and equipment costs |
OccupancyNet
|
$51.11M | USD | 3 Qtrs |
| Occupancy and equipment costs |
OccupancyNet
|
$15.80M | USD | 1 Quarter |
| Occupancy and equipment costs |
OccupancyNet
|
$47.10M | USD | 3 Qtrs |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$17.89M | USD | 3 Qtrs |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$6.10M | USD | 1 Quarter |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$5.97M | USD | 1 Quarter |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$18.43M | USD | 3 Qtrs |
| Interest |
InterestExpense
|
$4.13M | USD | 1 Quarter |
| Interest |
InterestExpense
|
$20.17M | USD | 3 Qtrs |
| Interest |
InterestExpense
|
$13.70M | USD | 3 Qtrs |
| Interest |
InterestExpense
|
$6.16M | USD | 1 Quarter |
| Other |
OtherExpenses
|
$28.46M | USD | 1 Quarter |
| Other |
OtherExpenses
|
$111.31M | USD | 3 Qtrs |
| Other |
OtherExpenses
|
$30.56M | USD | 1 Quarter |
| Other |
OtherExpenses
|
$86.91M | USD | 3 Qtrs |
| Total expenses |
OperatingExpenses
|
$235.21M | USD | 1 Quarter |
| Total expenses |
OperatingExpenses
|
$733.39M | USD | 3 Qtrs |
| Total expenses |
OperatingExpenses
|
$705.80M | USD | 3 Qtrs |
| Total expenses |
OperatingExpenses
|
$233.78M | USD | 1 Quarter |
| Income before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$20.55M | USD | 3 Qtrs |
| Income before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$8.16M | USD | 1 Quarter |
| Income before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$16.14M | USD | 3 Qtrs |
| Income before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$10.90M | USD | 1 Quarter |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$2.65M | USD | 1 Quarter |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$8.08M | USD | 3 Qtrs |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$6.27M | USD | 1 Quarter |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$9.35M | USD | 3 Qtrs |
| Net income for the period |
ProfitLoss
|
$5.51M | USD | 1 Quarter |
| Net income for the period |
ProfitLoss
|
$12.47M | USD | 3 Qtrs |
| Net income for the period |
ProfitLoss
|
$4.62M | USD | 1 Quarter |
| Net income for the period |
ProfitLoss
|
$6.79M | USD | 3 Qtrs |
| Less net income attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$155.00K | USD | 1 Quarter |
| Less net income attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$652.00K | USD | 3 Qtrs |
| Less net income attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$719.00K | USD | 3 Qtrs |
| Less net income attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$271.00K | USD | 1 Quarter |
| Net income attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$4.47M | USD | 1 Quarter |
| Net income attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$11.75M | USD | 3 Qtrs |
| Net income attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$5.24M | USD | 1 Quarter |
| Net income attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$6.14M | USD | 3 Qtrs |
| Basic (in dollars per share) |
EarningsPerShareBasic
|
$0.45 | USD | 3 Qtrs |
| Basic (in dollars per share) |
EarningsPerShareBasic
|
$0.38 | USD | 1 Quarter |
| Basic (in dollars per share) |
EarningsPerShareBasic
|
$0.86 | USD | 3 Qtrs |
| Basic (in dollars per share) |
EarningsPerShareBasic
|
$0.33 | USD | 1 Quarter |
| Diluted (in dollars per share) |
EarningsPerShareDiluted
|
$0.31 | USD | 1 Quarter |
| Diluted (in dollars per share) |
EarningsPerShareDiluted
|
$0.83 | USD | 3 Qtrs |
| Diluted (in dollars per share) |
EarningsPerShareDiluted
|
$0.37 | USD | 1 Quarter |
| Diluted (in dollars per share) |
EarningsPerShareDiluted
|
$0.43 | USD | 3 Qtrs |
| Dividends declared per share (in dollars per share) |
CommonStockDividendsPerShareDeclared
|
$0.33 | USD | 3 Qtrs |
| Dividends declared per share (in dollars per share) |
CommonStockDividendsPerShareDeclared
|
$0.33 | USD | 3 Qtrs |
| Dividends declared per share (in dollars per share) |
CommonStockDividendsPerShareDeclared
|
$0.11 | USD | 1 Quarter |
| Dividends declared per share (in dollars per share) |
CommonStockDividendsPerShareDeclared
|
$0.11 | USD | 1 Quarter |
| Basic (in shares) |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.63M | shares | 1 Quarter |
| Basic (in shares) |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.60M | shares | 3 Qtrs |
| Basic (in shares) |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.60M | shares | 1 Quarter |
| Basic (in shares) |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.61M | shares | 3 Qtrs |
| Diluted (in shares) |
WeightedAverageNumberOfDilutedSharesOutstanding
|
14.22M | shares | 3 Qtrs |
| Diluted (in shares) |
WeightedAverageNumberOfDilutedSharesOutstanding
|
14.11M | shares | 3 Qtrs |
| Diluted (in shares) |
WeightedAverageNumberOfDilutedSharesOutstanding
|
14.17M | shares | 1 Quarter |
| Diluted (in shares) |
WeightedAverageNumberOfDilutedSharesOutstanding
|
14.30M | shares | 1 Quarter |
Cash Flow Statement
94 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Net income for the period |
ProfitLoss
|
$5.51M | USD | 1 Quarter |
| Net income for the period |
ProfitLoss
|
$12.47M | USD | 3 Qtrs |
| Net income for the period |
ProfitLoss
|
$4.62M | USD | 1 Quarter |
| Net income for the period |
ProfitLoss
|
$6.79M | USD | 3 Qtrs |
| Payment of taxes due for share-based awards |
PaymentOfTaxesDueShareBasedAwards
|
- | USD | 3 Qtrs |
| Payment of taxes due for share-based awards |
PaymentOfTaxesDueShareBasedAwards
|
$2.07M | USD | 3 Qtrs |
| Depreciation and amortization of office facilities and leasehold improvements |
DepreciationAmortizationAndAccretionNet
|
$7.43M | USD | 3 Qtrs |
| Depreciation and amortization of office facilities and leasehold improvements |
DepreciationAmortizationAndAccretionNet
|
$5.79M | USD | 3 Qtrs |
| Deferred income taxes |
DeferredIncomeTaxExpenseBenefit
|
$13.86M | USD | 3 Qtrs |
| Deferred income taxes |
DeferredIncomeTaxExpenseBenefit
|
$6.42M | USD | 3 Qtrs |
| Amortization of notes receivable |
AmortizationOfNotesReceivable
|
$14.09M | USD | 3 Qtrs |
| Amortization of notes receivable |
AmortizationOfNotesReceivable
|
$12.39M | USD | 3 Qtrs |
| Amortization of debt issuance costs |
AmortizationOfFinancingCosts
|
$408.00K | USD | 3 Qtrs |
| Amortization of debt issuance costs |
AmortizationOfFinancingCosts
|
$479.00K | USD | 3 Qtrs |
| Write-off of debt issuance costs |
WriteOffOfDeferredDebtIssuanceCost
|
- | USD | 3 Qtrs |
| Write-off of debt issuance costs |
WriteOffOfDeferredDebtIssuanceCost
|
$588.00K | USD | 3 Qtrs |
| Amortization of mortgage servicing rights |
AmortizationOfMortgageServicingRightsMSRs
|
$1.12M | USD | 3 Qtrs |
| Amortization of mortgage servicing rights |
AmortizationOfMortgageServicingRightsMSRs
|
$2.02M | USD | 3 Qtrs |
| Provision for credit losses |
ProvisionForOtherCreditLosses
|
$28.00K | USD | 3 Qtrs |
| Provision for credit losses |
ProvisionForOtherCreditLosses
|
$178.00K | USD | 3 Qtrs |
| Share-based compensation |
ShareBasedCompensation
|
$3.97M | USD | 3 Qtrs |
| Share-based compensation |
ShareBasedCompensation
|
$3.68M | USD | 3 Qtrs |
| Cash and securities segregated for regulatory and other purposes |
IncreaseDecreaseInRestrictedCashAndInvestmentsForOperatingActivities
|
$3.57M | USD | 3 Qtrs |
| Cash and securities segregated for regulatory and other purposes |
IncreaseDecreaseInRestrictedCashAndInvestmentsForOperatingActivities
|
$-17.22M | USD | 3 Qtrs |
| Deposits with clearing organizations |
IncreaseDecreaseDepositsWithClearingOrganizations
|
$7.93M | USD | 3 Qtrs |
| Deposits with clearing organizations |
IncreaseDecreaseDepositsWithClearingOrganizations
|
$-900.00K | USD | 3 Qtrs |
| Receivable from brokers, dealers and clearing organizations |
IncreaseDecreaseInBrokerageReceivables
|
$-84.19M | USD | 3 Qtrs |
| Receivable from brokers, dealers and clearing organizations |
IncreaseDecreaseInBrokerageReceivables
|
$16.07M | USD | 3 Qtrs |
| Receivable from customers |
IncreaseDecreaseInReceivableFromCustomers
|
$55.67M | USD | 3 Qtrs |
| Receivable from customers |
IncreaseDecreaseInReceivableFromCustomers
|
$14.29M | USD | 3 Qtrs |
| Income tax receivable |
IncreaseDecreaseInIncomeTaxesReceivable
|
$5.70M | USD | 3 Qtrs |
| Income tax receivable |
IncreaseDecreaseInIncomeTaxesReceivable
|
$1.24M | USD | 3 Qtrs |
| Securities purchased under agreements to resell |
IncreaseDecreaseInReceivablesUnderRepurchaseAgreements
|
$65.17M | USD | 3 Qtrs |
| Securities purchased under agreements to resell |
IncreaseDecreaseInReceivablesUnderRepurchaseAgreements
|
- | USD | 3 Qtrs |
| Securities owned |
IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities
|
$322.73M | USD | 3 Qtrs |
| Securities owned |
IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities
|
$-49.32M | USD | 3 Qtrs |
| Notes receivable |
IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent
|
$9.88M | USD | 3 Qtrs |
| Notes receivable |
IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent
|
$9.31M | USD | 3 Qtrs |
| Loans held for sale |
IncreaseDecreaseInLoansHeldForSale
|
$-55.89M | USD | 3 Qtrs |
| Loans held for sale |
IncreaseDecreaseInLoansHeldForSale
|
$42.88M | USD | 3 Qtrs |
| Mortgage servicing rights less amortization |
IncreaseDecreaseInMortgageServicingRightsLessAmortization
|
$2.64M | USD | 3 Qtrs |
| Mortgage servicing rights less amortization |
IncreaseDecreaseInMortgageServicingRightsLessAmortization
|
$2.26M | USD | 3 Qtrs |
| Other assets |
IncreaseDecreaseInOtherOperatingAssets
|
$14.41M | USD | 3 Qtrs |
| Other assets |
IncreaseDecreaseInOtherOperatingAssets
|
$-31.64M | USD | 3 Qtrs |
| Drafts payable |
IncreaseDecreaseInDraftPayable
|
$-20.42M | USD | 3 Qtrs |
| Drafts payable |
IncreaseDecreaseInDraftPayable
|
$-23.88M | USD | 3 Qtrs |
| Payable to brokers, dealers and clearing organizations |
IncreaseDecreaseInPayablesToBrokerDealers
|
$61.73M | USD | 3 Qtrs |
| Payable to brokers, dealers and clearing organizations |
IncreaseDecreaseInPayablesToBrokerDealers
|
$-18.36M | USD | 3 Qtrs |
| Payable to customers |
IncreaseDecreaseInPayablesToCustomers
|
$-1.47M | USD | 3 Qtrs |
| Payable to customers |
IncreaseDecreaseInPayablesToCustomers
|
$62.80M | USD | 3 Qtrs |
| Securities sold under agreements to repurchase |
IncreaseDecreaseInPayablesUnderRepurchaseAgreements
|
$238.46M | USD | 3 Qtrs |
| Securities sold under agreements to repurchase |
IncreaseDecreaseInPayablesUnderRepurchaseAgreements
|
$-69.18M | USD | 3 Qtrs |
| Securities sold, but not yet purchased |
IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased
|
$51.95M | USD | 3 Qtrs |
| Securities sold, but not yet purchased |
IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased
|
$69.61M | USD | 3 Qtrs |
| Accrued compensation |
IncreaseDecreaseInEmployeeRelatedLiabilities
|
$-17.34M | USD | 3 Qtrs |
| Accrued compensation |
IncreaseDecreaseInEmployeeRelatedLiabilities
|
$-40.57M | USD | 3 Qtrs |
| Accounts payable and other liabilities |
IncreaseDecreaseInAccountsPayableAndAccruedLiabilities
|
$10.78M | USD | 3 Qtrs |
| Accounts payable and other liabilities |
IncreaseDecreaseInAccountsPayableAndAccruedLiabilities
|
$-22.47M | USD | 3 Qtrs |
| Cash provided by operating activities |
NetCashProvidedByUsedInOperatingActivitiesContinuingOperations
|
$22.95M | USD | 3 Qtrs |
| Cash provided by operating activities |
NetCashProvidedByUsedInOperatingActivitiesContinuingOperations
|
$13.74M | USD | 3 Qtrs |
| Purchase of office facilities |
PaymentsToAcquirePropertyPlantAndEquipment
|
$3.37M | USD | 3 Qtrs |
| Purchase of office facilities |
PaymentsToAcquirePropertyPlantAndEquipment
|
$12.64M | USD | 3 Qtrs |
| Cash used in investing activities |
NetCashProvidedByUsedInInvestingActivitiesContinuingOperations
|
$-12.64M | USD | 3 Qtrs |
| Cash used in investing activities |
NetCashProvidedByUsedInInvestingActivitiesContinuingOperations
|
$-3.37M | USD | 3 Qtrs |
| Cash dividends paid on Class A non-voting and Class B voting common stock |
PaymentsOfDividendsCommonStock
|
$4.49M | USD | 3 Qtrs |
| Cash dividends paid on Class A non-voting and Class B voting common stock |
PaymentsOfDividendsCommonStock
|
$4.48M | USD | 3 Qtrs |
| Issuance of Class A non-voting common stock |
ProceedsFromIssuanceOfCommonStock
|
$185.00K | USD | 3 Qtrs |
| Issuance of Class A non-voting common stock |
ProceedsFromIssuanceOfCommonStock
|
$85.00K | USD | 3 Qtrs |
| Repurchase of Class A non-voting common stock for cancellation |
PaymentsForRepurchaseOfCommonStock
|
- | USD | 3 Qtrs |
| Repurchase of Class A non-voting common stock for cancellation |
PaymentsForRepurchaseOfCommonStock
|
$2.31M | USD | 3 Qtrs |
| Tax benefit (deficiency) from share-based awards |
ExcessTaxBenefitFromShareBasedCompensationFinancingActivities
|
$1.27M | USD | 3 Qtrs |
| Tax benefit (deficiency) from share-based awards |
ExcessTaxBenefitFromShareBasedCompensationFinancingActivities
|
$-92.00K | USD | 3 Qtrs |
| Redemption of senior secured notes |
PaymentsOfDebtExtinguishmentCosts
|
- | USD | 3 Qtrs |
| Redemption of senior secured notes |
PaymentsOfDebtExtinguishmentCosts
|
$45.00M | USD | 3 Qtrs |
| Increase (decrease) in bank call loans, net |
IncreaseDecreaseInOtherLoans
|
$33.50M | USD | 3 Qtrs |
| Increase (decrease) in bank call loans, net |
IncreaseDecreaseInOtherLoans
|
$-17.30M | USD | 3 Qtrs |
| Cash used in financing activities |
NetCashProvidedByUsedInFinancingActivitiesContinuingOperations
|
$-40.31M | USD | 3 Qtrs |
| Cash used in financing activities |
NetCashProvidedByUsedInFinancingActivitiesContinuingOperations
|
$-30.72M | USD | 3 Qtrs |
| Net decrease in cash and cash equivalents |
CashAndCashEquivalentsPeriodIncreaseDecrease
|
$-30.01M | USD | 3 Qtrs |
| Net decrease in cash and cash equivalents |
CashAndCashEquivalentsPeriodIncreaseDecrease
|
$-20.35M | USD | 3 Qtrs |
| Cash and cash equivalents, beginning of period |
CashAndCashEquivalentsAtCarryingValue
|
$77.94M | USD | Point-in-time |
| Cash and cash equivalents, beginning of period |
CashAndCashEquivalentsAtCarryingValue
|
$98.29M | USD | Point-in-time |
| Cash and cash equivalents, beginning of period |
CashAndCashEquivalentsAtCarryingValue
|
$105.36M | USD | Point-in-time |
| Cash and cash equivalents, beginning of period |
CashAndCashEquivalentsAtCarryingValue
|
$135.37M | USD | Point-in-time |
| Cash and cash equivalents, end of period |
CashAndCashEquivalentsAtCarryingValue
|
$77.94M | USD | Point-in-time |
| Cash and cash equivalents, end of period |
CashAndCashEquivalentsAtCarryingValue
|
$98.29M | USD | Point-in-time |
| Cash and cash equivalents, end of period |
CashAndCashEquivalentsAtCarryingValue
|
$105.36M | USD | Point-in-time |
| Cash and cash equivalents, end of period |
CashAndCashEquivalentsAtCarryingValue
|
$135.37M | USD | Point-in-time |
| Employee share plan issuance |
StockIssuedDuringPeriodValueRestrictedStockAwardNetOfForfeitures
|
$2.01M | USD | 3 Qtrs |
| Employee share plan issuance |
StockIssuedDuringPeriodValueRestrictedStockAwardNetOfForfeitures
|
$1.49M | USD | 3 Qtrs |
| Cash paid during the period for interest |
InterestPaid
|
$14.99M | USD | 3 Qtrs |
| Cash paid during the period for interest |
InterestPaid
|
$11.40M | USD | 3 Qtrs |
| Cash paid during the period for income taxes, net of refunds |
IncomeTaxesPaid
|
$4.10M | USD | 3 Qtrs |
| Cash paid during the period for income taxes, net of refunds |
IncomeTaxesPaid
|
$4.45M | USD | 3 Qtrs |
Stockholders Equity
20 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Balance at beginning of period |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$515.27M | USD | Point-in-time |
| Balance at beginning of period |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$532.57M | USD | Point-in-time |
| Balance at beginning of period |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$527.87M | USD | Point-in-time |
| Net income for the period attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$4.47M | USD | 1 Quarter |
| Net income for the period attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$11.75M | USD | 3 Qtrs |
| Net income for the period attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$5.24M | USD | 1 Quarter |
| Net income for the period attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$6.14M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$-1.61M | USD | 1 Quarter |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$656.00K | USD | 1 Quarter |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$1.16M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$-1.36M | USD | 3 Qtrs |
| Total Oppenheimer Holdings Inc. stockholders' equity |
StockholdersEquity
|
$526.56M | USD | Point-in-time |
| Total Oppenheimer Holdings Inc. stockholders' equity |
StockholdersEquity
|
$522.52M | USD | Point-in-time |
| Net income attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$155.00K | USD | 1 Quarter |
| Net income attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$652.00K | USD | 3 Qtrs |
| Net income attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$719.00K | USD | 3 Qtrs |
| Net income attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$271.00K | USD | 1 Quarter |
| Balance at end of period |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$515.27M | USD | Point-in-time |
| Balance at end of period |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$532.57M | USD | Point-in-time |
| Balance at end of period |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$527.87M | USD | Point-in-time |
Comprehensive Income
20 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Net income for the period |
ProfitLoss
|
$5.51M | USD | 1 Quarter |
| Net income for the period |
ProfitLoss
|
$12.47M | USD | 3 Qtrs |
| Net income for the period |
ProfitLoss
|
$4.62M | USD | 1 Quarter |
| Net income for the period |
ProfitLoss
|
$6.79M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$-1.61M | USD | 1 Quarter |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$656.00K | USD | 1 Quarter |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$1.16M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$-1.36M | USD | 3 Qtrs |
| Comprehensive income for the period |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$5.44M | USD | 3 Qtrs |
| Comprehensive income for the period |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$13.62M | USD | 3 Qtrs |
| Comprehensive income for the period |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$6.16M | USD | 1 Quarter |
| Comprehensive income for the period |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$3.02M | USD | 1 Quarter |
| Less net income attributable to non-controlling interests, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$155.00K | USD | 1 Quarter |
| Less net income attributable to non-controlling interests, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$652.00K | USD | 3 Qtrs |
| Less net income attributable to non-controlling interests, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$719.00K | USD | 3 Qtrs |
| Less net income attributable to non-controlling interests, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$271.00K | USD | 1 Quarter |
| Comprehensive income attributable to Oppenheimer Holdings Inc. |
ComprehensiveIncomeNetOfTax
|
$12.90M | USD | 3 Qtrs |
| Comprehensive income attributable to Oppenheimer Holdings Inc. |
ComprehensiveIncomeNetOfTax
|
$5.89M | USD | 1 Quarter |
| Comprehensive income attributable to Oppenheimer Holdings Inc. |
ComprehensiveIncomeNetOfTax
|
$4.78M | USD | 3 Qtrs |
| Comprehensive income attributable to Oppenheimer Holdings Inc. |
ComprehensiveIncomeNetOfTax
|
$2.86M | USD | 1 Quarter |
Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.