10-K Filing
Filing Information
| Form Type | 10-K |
| Accession Number | 0000791963-15-000004 |
| Period End Date | 20141231 |
| Filing Date | 20150306 |
| Fiscal Year | 2014 |
| Fiscal Period | FY |
| XBRL Instance | opy-20141231.xml |
Filing Contents
This filing contains the following financial statements:
Balance Sheet
88 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Allowance for credit losses |
AllowanceForDoubtfulAccountsReceivable
|
$2.43M | USD | Point-in-time |
| Allowance for credit losses |
AllowanceForDoubtfulAccountsReceivable
|
$2.42M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$70.33M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$135.37M | USD | Point-in-time |
| Amounts pledged |
SecurityOwnedAndPledgedAsCollateralFairValue
|
$586.62M | USD | Point-in-time |
| Amounts pledged |
SecurityOwnedAndPledgedAsCollateralFairValue
|
$518.12M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$98.29M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$63.81M | USD | Point-in-time |
| Cash and securities segregated for regulatory and other purposes |
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
$36.32M | USD | Point-in-time |
| Net accumulated depreciation |
AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment
|
$97.12M | USD | Point-in-time |
| Cash and securities segregated for regulatory and other purposes |
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
$18.59M | USD | Point-in-time |
| Net accumulated depreciation |
AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment
|
$103.55M | USD | Point-in-time |
| Deposits with clearing organizations |
DepositsWithClearingOrganizationsAndOthersSecurities
|
$23.68M | USD | Point-in-time |
| Deposits with clearing organizations |
DepositsWithClearingOrganizationsAndOthersSecurities
|
$36.51M | USD | Point-in-time |
| Receivable from brokers, dealers and clearing organizations |
ReceivablesFromBrokersDealersAndClearingOrganizations
|
$314.48M | USD | Point-in-time |
| Receivable from brokers, dealers and clearing organizations |
ReceivablesFromBrokersDealersAndClearingOrganizations
|
$364.87M | USD | Point-in-time |
| Receivable from customers, net of allowance for credit losses of $2,427 ($2,423 in 2013) |
ReceivablesFromCustomers
|
$868.87M | USD | Point-in-time |
| Receivable from customers, net of allowance for credit losses of $2,427 ($2,423 in 2013) |
ReceivablesFromCustomers
|
$864.19M | USD | Point-in-time |
| Income tax receivable |
IncomeTaxesReceivable
|
$6.56M | USD | Point-in-time |
| Income tax receivable |
IncomeTaxesReceivable
|
$4.24M | USD | Point-in-time |
| Securities purchased under agreements to resell |
SecuritiesPurchasedUnderAgreementsToResell
|
$184.82M | USD | Point-in-time |
| Securities purchased under agreements to resell |
SecuritiesPurchasedUnderAgreementsToResell
|
$251.61M | USD | Point-in-time |
| Net Deferred Tax Assets |
DeferredTaxAssetsGross
|
$68.62M | USD | Point-in-time |
| Net Deferred Tax Assets |
DeferredTaxAssetsGross
|
$69.81M | USD | Point-in-time |
| Securities owned, including amounts pledged of $518,123 ($586,625 in 2013), at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned
|
$843.15M | USD | Point-in-time |
| Notes Receivable, Net Accumulated Amortization |
AccountsandNotesReceivableAccumulatedAmortization
|
$42.21M | USD | Point-in-time |
| Notes Receivable, Net Accumulated Amortization |
AccountsandNotesReceivableAccumulatedAmortization
|
$54.47M | USD | Point-in-time |
| Securities owned, including amounts pledged of $518,123 ($586,625 in 2013), at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned
|
$856.09M | USD | Point-in-time |
| Notes Receivable, Net Allowance for Uncollectibles |
FinancingReceivableAllowanceForCreditLosses
|
$8.61M | USD | Point-in-time |
| Notes Receivable, Net Allowance for Uncollectibles |
FinancingReceivableAllowanceForCreditLosses
|
$9.72M | USD | Point-in-time |
| Notes receivable, net of accumulated amortization and allowance for uncollectibles of $42,211 and $8,606, respectively ($54,465 and $9,718, respectively, in 2013) |
DueFromEmployees
|
$40.75M | USD | Point-in-time |
| Notes receivable, net of accumulated amortization and allowance for uncollectibles of $42,211 and $8,606, respectively ($54,465 and $9,718, respectively, in 2013) |
DueFromEmployees
|
$34.93M | USD | Point-in-time |
| Office facilities, net of accumulated depreciation of $103,547 ($97,118 in 2013) |
PropertyPlantAndEquipmentNet
|
$32.94M | USD | Point-in-time |
| Office facilities, net of accumulated depreciation of $103,547 ($97,118 in 2013) |
PropertyPlantAndEquipmentNet
|
$29.59M | USD | Point-in-time |
| Loans held for sale |
LoansReceivableHeldForSaleNet
|
$75.99M | USD | Point-in-time |
| Loans held for sale |
LoansReceivableHeldForSaleNet
|
$19.24M | USD | Point-in-time |
| Mortgage servicing rights |
ServicingAssetAtAmortizedValue
|
$30.14M | USD | Point-in-time |
| Mortgage servicing rights |
ServicingAssetAtAmortizedValue
|
$28.88M | USD | Point-in-time |
| Mortgage servicing rights |
ServicingAssetAtAmortizedValue
|
$26.98M | USD | Point-in-time |
| Intangible assets |
IntangibleAssetsNetExcludingGoodwill
|
$31.70M | USD | Point-in-time |
| Intangible assets |
IntangibleAssetsNetExcludingGoodwill
|
$31.70M | USD | Point-in-time |
| Goodwill |
Goodwill
|
$137.89M | USD | Point-in-time |
| Goodwill |
Goodwill
|
$137.89M | USD | Point-in-time |
| Other assets |
OtherAssets
|
$107.39M | USD | Point-in-time |
| Other assets |
OtherAssets
|
$165.06M | USD | Point-in-time |
| Total assets |
Assets
|
$2.79B | USD | Point-in-time |
| Total assets |
Assets
|
$2.95B | USD | Point-in-time |
| Drafts payable |
DraftsPayable
|
$35.37M | USD | Point-in-time |
| Drafts payable |
DraftsPayable
|
$48.20M | USD | Point-in-time |
| Bank call loans |
BankLoans
|
$59.40M | USD | Point-in-time |
| Bank call loans |
BankLoans
|
$118.20M | USD | Point-in-time |
| Payable to brokers, dealers and clearing organizations |
PayablesToBrokerDealersAndClearingOrganizations
|
$257.16M | USD | Point-in-time |
| Payable to brokers, dealers and clearing organizations |
PayablesToBrokerDealersAndClearingOrganizations
|
$223.31M | USD | Point-in-time |
| Payable to customers |
PayablesToCustomers
|
$626.56M | USD | Point-in-time |
| Payable to customers |
PayablesToCustomers
|
$652.26M | USD | Point-in-time |
| Securities sold under agreements to repurchase |
SecuritiesSoldUnderAgreementsToRepurchase
|
$757.49M | USD | Point-in-time |
| Securities sold under agreements to repurchase |
SecuritiesSoldUnderAgreementsToRepurchase
|
$687.44M | USD | Point-in-time |
| Securities sold, but not yet purchased, at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased
|
$76.31M | USD | Point-in-time |
| Securities sold, but not yet purchased, at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased
|
$92.51M | USD | Point-in-time |
| Accrued compensation |
EmployeeRelatedLiabilitiesCurrentAndNoncurrent
|
$165.13M | USD | Point-in-time |
| Accrued compensation |
EmployeeRelatedLiabilitiesCurrentAndNoncurrent
|
$180.12M | USD | Point-in-time |
| Accounts payable and other liabilities |
AccountsPayableCurrentAndNoncurrent
|
$141.35M | USD | Point-in-time |
| Accounts payable and other liabilities |
AccountsPayableCurrentAndNoncurrent
|
$192.55M | USD | Point-in-time |
| Senior secured notes |
SecuredDebt
|
$150.00M | USD | Point-in-time |
| Senior secured notes |
SecuredDebt
|
$195.00M | USD | Point-in-time |
| Deferred tax liabilities, net of deferred tax assets of $68,622 ($69,805 in 2013) |
DeferredTaxAssetsLiabilitiesNet
|
$-13.10M | USD | Point-in-time |
| Deferred tax liabilities, net of deferred tax assets of $68,622 ($69,805 in 2013) |
DeferredTaxAssetsLiabilitiesNet
|
$-7.10M | USD | Point-in-time |
| Total liabilities |
Liabilities
|
$2.42B | USD | Point-in-time |
| Total liabilities |
Liabilities
|
$2.25B | USD | Point-in-time |
| Commitments and contingencies (Note 16) |
CommitmentsAndContingencies
|
- | USD | Point-in-time |
| Commitments and contingencies (Note 16) |
CommitmentsAndContingencies
|
- | USD | Point-in-time |
| Common stock |
CommonStockValue
|
$62.40M | USD | Point-in-time |
| Common stock |
CommonStockValue
|
$60.20M | USD | Point-in-time |
| Contributed capital |
AdditionalPaidInCapitalCommonStock
|
$45.12M | USD | Point-in-time |
| Contributed capital |
AdditionalPaidInCapitalCommonStock
|
$42.41M | USD | Point-in-time |
| Retained earnings |
RetainedEarningsAccumulatedDeficit
|
$421.05M | USD | Point-in-time |
| Retained earnings |
RetainedEarningsAccumulatedDeficit
|
$418.20M | USD | Point-in-time |
| Accumulated other comprehensive (loss) income |
AccumulatedOtherComprehensiveIncomeLossNetOfTax
|
$-918.00K | USD | Point-in-time |
| Accumulated other comprehensive (loss) income |
AccumulatedOtherComprehensiveIncomeLossNetOfTax
|
$1.71M | USD | Point-in-time |
| Total Oppenheimer Holdings Inc. stockholders equity |
StockholdersEquity
|
$527.64M | USD | Point-in-time |
| Total Oppenheimer Holdings Inc. stockholders equity |
StockholdersEquity
|
$522.52M | USD | Point-in-time |
| Non-controlling interest |
MinorityInterest
|
$6.09M | USD | Point-in-time |
| Non-controlling interest |
MinorityInterest
|
$5.35M | USD | Point-in-time |
| Total stockholders equity |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$527.87M | USD | Point-in-time |
| Total stockholders equity |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$505.00M | USD | Point-in-time |
| Total stockholders equity |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$533.73M | USD | Point-in-time |
| Total liabilities and stockholders equity |
LiabilitiesAndStockholdersEquity
|
$2.79B | USD | Point-in-time |
| Total liabilities and stockholders equity |
LiabilitiesAndStockholdersEquity
|
$2.95B | USD | Point-in-time |
Income Statement
109 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Commissions |
BrokerageCommissionsRevenue
|
$469.87M | USD | Annual |
| Commissions |
BrokerageCommissionsRevenue
|
$486.77M | USD | Annual |
| Commissions |
BrokerageCommissionsRevenue
|
$469.83M | USD | Annual |
| Advisory fees |
InvestmentAdvisoryFees
|
$274.18M | USD | Annual |
| Advisory fees |
InvestmentAdvisoryFees
|
$281.68M | USD | Annual |
| Advisory fees |
InvestmentAdvisoryFees
|
$222.73M | USD | Annual |
| Investment banking |
InvestmentBankingRevenue
|
$125.60M | USD | Annual |
| Investment banking |
InvestmentBankingRevenue
|
$89.48M | USD | Annual |
| Investment banking |
InvestmentBankingRevenue
|
$97.98M | USD | Annual |
| Interest |
InterestIncomeOperating
|
$57.66M | USD | Annual |
| Interest |
InterestIncomeOperating
|
$49.24M | USD | Annual |
| Interest |
InterestIncomeOperating
|
$53.22M | USD | Annual |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$43.77M | USD | Annual |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$29.70M | USD | Annual |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$54.31M | USD | Annual |
| Other |
OtherIncome
|
$48.41M | USD | Annual |
| Other |
OtherIncome
|
$63.81M | USD | Annual |
| Other |
OtherIncome
|
$58.56M | USD | Annual |
| Total revenue |
Revenues
|
$254.93M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$255.17M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$293.36M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$249.69M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$1.02B | USD | Annual |
| Total revenue |
Revenues
|
$243.83M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$244.68M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$952.61M | USD | Annual |
| Total revenue |
Revenues
|
$239.15M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$243.38M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$1.00B | USD | Annual |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$664.64M | USD | Annual |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$626.41M | USD | Annual |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$675.94M | USD | Annual |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$65.82M | USD | Annual |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$63.36M | USD | Annual |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$67.17M | USD | Annual |
| Occupancy and equipment costs |
OccupancyNet
|
$62.82M | USD | Annual |
| Occupancy and equipment costs |
OccupancyNet
|
$63.01M | USD | Annual |
| Occupancy and equipment costs |
OccupancyNet
|
$66.76M | USD | Annual |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$24.71M | USD | Annual |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$24.48M | USD | Annual |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$23.75M | USD | Annual |
| Interest |
InterestExpense
|
$17.80M | USD | Annual |
| Interest |
InterestExpense
|
$26.14M | USD | Annual |
| Interest |
InterestExpense
|
$35.09M | USD | Annual |
| Other |
OtherExpenses
|
$141.72M | USD | Annual |
| Other |
OtherExpenses
|
$116.67M | USD | Annual |
| Other |
OtherExpenses
|
$141.40M | USD | Annual |
| Total expenses |
OperatingExpenses
|
$975.80M | USD | Annual |
| Total expenses |
OperatingExpenses
|
$978.73M | USD | Annual |
| Total expenses |
OperatingExpenses
|
$953.14M | USD | Annual |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$25.74M | USD | Annual |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$8.16M | USD | 1 Quarter |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$9.60M | USD | 1 Quarter |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$5.67M | USD | 1 Quarter |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$6.71M | USD | 1 Quarter |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$136.00K | USD | 1 Quarter |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$5.11M | USD | 1 Quarter |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$-527.00K | USD | Annual |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$43.91M | USD | Annual |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$23.36M | USD | 1 Quarter |
| Income (loss) before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest
|
$10.90M | USD | 1 Quarter |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$16.18M | USD | Annual |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$17.76M | USD | Annual |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$324.00K | USD | Annual |
| Net income (loss) for the year |
ProfitLoss
|
$-851.00K | USD | Annual |
| Net income (loss) for the year |
ProfitLoss
|
$9.56M | USD | Annual |
| Net income (loss) for the year |
ProfitLoss
|
$26.15M | USD | Annual |
| Less net income attributable to non-controlling interest |
NetIncomeLossAttributableToNoncontrollingInterest
|
$2.76M | USD | Annual |
| Less net income attributable to non-controlling interest |
NetIncomeLossAttributableToNoncontrollingInterest
|
$1.09M | USD | Annual |
| Less net income attributable to non-controlling interest |
NetIncomeLossAttributableToNoncontrollingInterest
|
$735.00K | USD | Annual |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$13.31M | USD | 1 Quarter |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$5.24M | USD | 1 Quarter |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$-1.55M | USD | 1 Quarter |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$2.69M | USD | 1 Quarter |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$-3.61M | USD | Annual |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$4.47M | USD | 1 Quarter |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$3.66M | USD | 1 Quarter |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$8.83M | USD | Annual |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$25.06M | USD | Annual |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$3.22M | USD | 1 Quarter |
| Net income (loss) attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$2.85M | USD | 1 Quarter |
| Basic, dollars per share |
EarningsPerShareBasic
|
$0.99 | USD | 1 Quarter |
| Basic, dollars per share |
EarningsPerShareBasic
|
$0.21 | USD | 1 Quarter |
| Basic, dollars per share |
EarningsPerShareBasic
|
$0.24 | USD | 1 Quarter |
| Basic, dollars per share |
EarningsPerShareBasic
|
$1.85 | USD | Annual |
| Basic, dollars per share |
EarningsPerShareBasic
|
$0.38 | USD | 1 Quarter |
| Basic, dollars per share |
EarningsPerShareBasic
|
$0.27 | USD | 1 Quarter |
| Basic, dollars per share |
EarningsPerShareBasic
|
$-0.27 | USD | Annual |
| Basic, dollars per share |
EarningsPerShareBasic
|
$0.65 | USD | Annual |
| Basic, dollars per share |
EarningsPerShareBasic
|
$0.33 | USD | 1 Quarter |
| Basic, dollars per share |
EarningsPerShareBasic
|
$-0.11 | USD | 1 Quarter |
| Basic, dollars per share |
EarningsPerShareBasic
|
$0.20 | USD | 1 Quarter |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$-0.27 | USD | Annual |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$-0.11 | USD | 1 Quarter |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$0.37 | USD | 1 Quarter |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$0.19 | USD | 1 Quarter |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$0.62 | USD | Annual |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$0.23 | USD | 1 Quarter |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$0.31 | USD | 1 Quarter |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$0.20 | USD | 1 Quarter |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$0.26 | USD | 1 Quarter |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$1.77 | USD | Annual |
| Diluted, dollars per share |
EarningsPerShareDiluted
|
$0.94 | USD | 1 Quarter |
| Basic |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.58M | shares | Annual |
| Basic |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.60M | shares | Annual |
| Basic |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.60M | shares | Annual |
| Diluted |
WeightedAverageNumberOfDilutedSharesOutstanding
|
14.12M | shares | Annual |
| Diluted |
WeightedAverageNumberOfDilutedSharesOutstanding
|
14.25M | shares | Annual |
| Diluted |
WeightedAverageNumberOfDilutedSharesOutstanding
|
13.60M | shares | Annual |
Cash Flow Statement
143 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Net income (loss) for the year |
ProfitLoss
|
$-851.00K | USD | Annual |
| Net income (loss) for the year |
ProfitLoss
|
$9.56M | USD | Annual |
| Net income (loss) for the year |
ProfitLoss
|
$26.15M | USD | Annual |
| Payment of taxes due for share-based awards |
PaymentOfTaxesDueShareBasedAwards
|
- | USD | Annual |
| Payment of taxes due for share-based awards |
PaymentOfTaxesDueShareBasedAwards
|
$2.07M | USD | Annual |
| Payment of taxes due for share-based awards |
PaymentOfTaxesDueShareBasedAwards
|
- | USD | Annual |
| Depreciation and amortization of office facilities and leasehold improvements |
DepreciationAmortizationAndAccretionNet
|
$10.47M | USD | Annual |
| Depreciation and amortization of office facilities and leasehold improvements |
DepreciationAmortizationAndAccretionNet
|
$9.40M | USD | Annual |
| Depreciation and amortization of office facilities and leasehold improvements |
DepreciationAmortizationAndAccretionNet
|
$7.75M | USD | Annual |
| Deferred income taxes |
DeferredIncomeTaxExpenseBenefit
|
$6.00M | USD | Annual |
| Deferred income taxes |
DeferredIncomeTaxExpenseBenefit
|
$23.44M | USD | Annual |
| Deferred income taxes |
DeferredIncomeTaxExpenseBenefit
|
$-26.64M | USD | Annual |
| Amortization of notes receivable |
AmortizationOfNotesReceivable
|
$16.04M | USD | Annual |
| Amortization of notes receivable |
AmortizationOfNotesReceivable
|
$18.76M | USD | Annual |
| Amortization of notes receivable |
AmortizationOfNotesReceivable
|
$19.52M | USD | Annual |
| Amortization of debt issuance costs |
AmortizationOfFinancingCosts
|
$530.00K | USD | Annual |
| Amortization of debt issuance costs |
AmortizationOfFinancingCosts
|
$639.00K | USD | Annual |
| Amortization of debt issuance costs |
AmortizationOfFinancingCosts
|
$639.00K | USD | Annual |
| Write-off of debt issuance costs |
WriteOffOfDeferredDebtIssuanceCost
|
- | USD | Annual |
| Write-off of debt issuance costs |
WriteOffOfDeferredDebtIssuanceCost
|
$588.00K | USD | Annual |
| Write-off of debt issuance costs |
WriteOffOfDeferredDebtIssuanceCost
|
- | USD | Annual |
| Amortization of intangible assets |
AmortizationOfIntangibleAssets
|
$3.89M | USD | Annual |
| Amortization of intangible assets |
AmortizationOfIntangibleAssets
|
- | USD | Annual |
| Amortization of intangible assets |
AmortizationOfIntangibleAssets
|
- | USD | Annual |
| Amortization of mortgage servicing rights |
AmortizationOfMortgageServicingRightsMSRs
|
$3.20M | USD | Annual |
| Amortization of mortgage servicing rights |
AmortizationOfMortgageServicingRightsMSRs
|
$2.82M | USD | Annual |
| Amortization of mortgage servicing rights |
AmortizationOfMortgageServicingRightsMSRs
|
$1.88M | USD | Annual |
| Provision for (reversal of) credit losses |
ProvisionForOtherCreditLosses
|
$4.00K | USD | Annual |
| Provision for (reversal of) credit losses |
ProvisionForOtherCreditLosses
|
$167.00K | USD | Annual |
| Provision for (reversal of) credit losses |
ProvisionForOtherCreditLosses
|
$-292.00K | USD | Annual |
| Share-based compensation |
ShareBasedCompensation
|
$6.07M | USD | Annual |
| Share-based compensation |
ShareBasedCompensation
|
$9.25M | USD | Annual |
| Share-based compensation |
ShareBasedCompensation
|
$4.19M | USD | Annual |
| Reduction of excess of fair value of acquired assets over cost |
BusinessCombinationBargainPurchaseGainRecognizedAmount
|
$7.02M | USD | Annual |
| Reduction of excess of fair value of acquired assets over cost |
BusinessCombinationBargainPurchaseGainRecognizedAmount
|
- | USD | Annual |
| Reduction of excess of fair value of acquired assets over cost |
BusinessCombinationBargainPurchaseGainRecognizedAmount
|
- | USD | Annual |
| Cash and securities segregated for regulatory and other purposes |
IncreaseDecreaseInRestrictedCashAndInvestmentsForOperatingActivities
|
$-17.73M | USD | Annual |
| Cash and securities segregated for regulatory and other purposes |
IncreaseDecreaseInRestrictedCashAndInvestmentsForOperatingActivities
|
$2.91M | USD | Annual |
| Cash and securities segregated for regulatory and other purposes |
IncreaseDecreaseInRestrictedCashAndInvestmentsForOperatingActivities
|
$3.32M | USD | Annual |
| Deposits with clearing organizations |
IncreaseDecreaseDepositsWithClearingOrganizations
|
$12.83M | USD | Annual |
| Deposits with clearing organizations |
IncreaseDecreaseDepositsWithClearingOrganizations
|
$-9.86M | USD | Annual |
| Deposits with clearing organizations |
IncreaseDecreaseDepositsWithClearingOrganizations
|
$-2.27M | USD | Annual |
| Receivable from brokers, dealers and clearing organizations |
IncreaseDecreaseInBrokerageReceivables
|
$191.59M | USD | Annual |
| Receivable from brokers, dealers and clearing organizations |
IncreaseDecreaseInBrokerageReceivables
|
$-114.83M | USD | Annual |
| Receivable from brokers, dealers and clearing organizations |
IncreaseDecreaseInBrokerageReceivables
|
$-50.40M | USD | Annual |
| Receivable from customers |
IncreaseDecreaseInReceivableFromCustomers
|
$-4.68M | USD | Annual |
| Receivable from customers |
IncreaseDecreaseInReceivableFromCustomers
|
$51.09M | USD | Annual |
| Receivable from customers |
IncreaseDecreaseInReceivableFromCustomers
|
$-20.17M | USD | Annual |
| Income tax receivable |
IncreaseDecreaseInIncomeTaxesReceivable
|
$-6.29M | USD | Annual |
| Income tax receivable |
IncreaseDecreaseInIncomeTaxesReceivable
|
$-2.32M | USD | Annual |
| Income tax receivable |
IncreaseDecreaseInIncomeTaxesReceivable
|
$6.11M | USD | Annual |
| Securities purchased under agreements to resell |
IncreaseDecreaseInReceivablesUnderRepurchaseAgreements
|
$66.78M | USD | Annual |
| Securities purchased under agreements to resell |
IncreaseDecreaseInReceivablesUnderRepurchaseAgreements
|
$-847.69M | USD | Annual |
| Securities purchased under agreements to resell |
IncreaseDecreaseInReceivablesUnderRepurchaseAgreements
|
$184.82M | USD | Annual |
| Securities owned |
IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities
|
$96.35M | USD | Annual |
| Securities owned |
IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities
|
$-164.80M | USD | Annual |
| Securities owned |
IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities
|
$-12.93M | USD | Annual |
| Notes receivable |
IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent
|
$10.22M | USD | Annual |
| Notes receivable |
IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent
|
$12.19M | USD | Annual |
| Notes receivable |
IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent
|
$12.79M | USD | Annual |
| Loans held for sale |
IncreaseDecreaseInLoansHeldForSale
|
$-56.75M | USD | Annual |
| Loans held for sale |
IncreaseDecreaseInLoansHeldForSale
|
$-86.38M | USD | Annual |
| Loans held for sale |
IncreaseDecreaseInLoansHeldForSale
|
$53.12M | USD | Annual |
| Mortgage servicing rights |
IncreaseDecreaseInMortgageServicingRightsLessAmortization
|
$4.08M | USD | Annual |
| Mortgage servicing rights |
IncreaseDecreaseInMortgageServicingRightsLessAmortization
|
$3.78M | USD | Annual |
| Mortgage servicing rights |
IncreaseDecreaseInMortgageServicingRightsLessAmortization
|
$7.39M | USD | Annual |
| Other assets |
IncreaseDecreaseInOtherOperatingAssets
|
$49.77M | USD | Annual |
| Other assets |
IncreaseDecreaseInOtherOperatingAssets
|
$-53.93M | USD | Annual |
| Other assets |
IncreaseDecreaseInOtherOperatingAssets
|
$11.98M | USD | Annual |
| Drafts payable |
IncreaseDecreaseInDraftPayable
|
$-12.82M | USD | Annual |
| Drafts payable |
IncreaseDecreaseInDraftPayable
|
$-8.39M | USD | Annual |
| Drafts payable |
IncreaseDecreaseInDraftPayable
|
$4.74M | USD | Annual |
| Payable to brokers, dealers and clearing organizations |
IncreaseDecreaseInPayablesToBrokerDealers
|
$-131.39M | USD | Annual |
| Payable to brokers, dealers and clearing organizations |
IncreaseDecreaseInPayablesToBrokerDealers
|
$19.10M | USD | Annual |
| Payable to brokers, dealers and clearing organizations |
IncreaseDecreaseInPayablesToBrokerDealers
|
$33.85M | USD | Annual |
| Payable to customers |
IncreaseDecreaseInPayablesToCustomers
|
$212.48M | USD | Annual |
| Payable to customers |
IncreaseDecreaseInPayablesToCustomers
|
$-65.81M | USD | Annual |
| Payable to customers |
IncreaseDecreaseInPayablesToCustomers
|
$25.69M | USD | Annual |
| Securities sold under agreements to repurchase |
IncreaseDecreaseInPayablesUnderRepurchaseAgreements
|
$-70.05M | USD | Annual |
| Securities sold under agreements to repurchase |
IncreaseDecreaseInPayablesUnderRepurchaseAgreements
|
$-1.12B | USD | Annual |
| Securities sold under agreements to repurchase |
IncreaseDecreaseInPayablesUnderRepurchaseAgreements
|
$365.10M | USD | Annual |
| Securities sold, but not yet purchased |
IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased
|
$-97.14M | USD | Annual |
| Securities sold, but not yet purchased |
IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased
|
$16.20M | USD | Annual |
| Securities sold, but not yet purchased |
IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased
|
$104.03M | USD | Annual |
| Accrued compensation |
IncreaseDecreaseInEmployeeRelatedLiabilities
|
$-15.37M | USD | Annual |
| Accrued compensation |
IncreaseDecreaseInEmployeeRelatedLiabilities
|
$25.58M | USD | Annual |
| Accrued compensation |
IncreaseDecreaseInEmployeeRelatedLiabilities
|
$5.57M | USD | Annual |
| Accounts payable and other liabilities |
IncreaseDecreaseInAccountsPayableAndAccruedLiabilities
|
$-51.29M | USD | Annual |
| Accounts payable and other liabilities |
IncreaseDecreaseInAccountsPayableAndAccruedLiabilities
|
$-4.41M | USD | Annual |
| Accounts payable and other liabilities |
IncreaseDecreaseInAccountsPayableAndAccruedLiabilities
|
$11.89M | USD | Annual |
| Cash provided by (used in) operating activities |
NetCashProvidedByUsedInOperatingActivities
|
$-3.43M | USD | Annual |
| Cash provided by (used in) operating activities |
NetCashProvidedByUsedInOperatingActivities
|
$-9.45M | USD | Annual |
| Cash provided by (used in) operating activities |
NetCashProvidedByUsedInOperatingActivities
|
$78.31M | USD | Annual |
| Purchase of office facilities |
PaymentsToAcquirePropertyPlantAndEquipment
|
$14.01M | USD | Annual |
| Purchase of office facilities |
PaymentsToAcquirePropertyPlantAndEquipment
|
$4.40M | USD | Annual |
| Purchase of office facilities |
PaymentsToAcquirePropertyPlantAndEquipment
|
$14.74M | USD | Annual |
| Cash used in investing activities |
NetCashProvidedByUsedInInvestingActivities
|
$-14.74M | USD | Annual |
| Cash used in investing activities |
NetCashProvidedByUsedInInvestingActivities
|
$-14.01M | USD | Annual |
| Cash used in investing activities |
NetCashProvidedByUsedInInvestingActivities
|
$-4.40M | USD | Annual |
| Cash dividends paid on Class A non-voting and Class B voting common stock |
PaymentsOfDividendsCommonStock
|
$5.98M | USD | Annual |
| Cash dividends paid on Class A non-voting and Class B voting common stock |
PaymentsOfDividendsCommonStock
|
$5.98M | USD | Annual |
| Cash dividends paid on Class A non-voting and Class B voting common stock |
PaymentsOfDividendsCommonStock
|
$5.99M | USD | Annual |
| Issuance of Class A non-voting common stock |
ProceedsFromIssuanceOfCommonStock
|
$150.00K | USD | Annual |
| Issuance of Class A non-voting common stock |
ProceedsFromIssuanceOfCommonStock
|
$185.00K | USD | Annual |
| Issuance of Class A non-voting common stock |
ProceedsFromIssuanceOfCommonStock
|
- | USD | Annual |
| Repurchase of Class A non-voting common stock for cancellation |
PaymentsForRepurchaseOfCommonStock
|
$3.62M | USD | Annual |
| Repurchase of Class A non-voting common stock for cancellation |
PaymentsForRepurchaseOfCommonStock
|
- | USD | Annual |
| Repurchase of Class A non-voting common stock for cancellation |
PaymentsForRepurchaseOfCommonStock
|
$1.87M | USD | Annual |
| Tax benefit (deficiency) from share-based awards |
ExcessTaxBenefitFromShareBasedCompensationFinancingActivities
|
$-720.00K | USD | Annual |
| Tax benefit (deficiency) from share-based awards |
ExcessTaxBenefitFromShareBasedCompensationFinancingActivities
|
$1.19M | USD | Annual |
| Tax benefit (deficiency) from share-based awards |
ExcessTaxBenefitFromShareBasedCompensationFinancingActivities
|
$-78.00K | USD | Annual |
| Redemption of senior secured notes |
EarlyRepaymentOfSeniorDebt
|
- | USD | Annual |
| Redemption of senior secured notes |
EarlyRepaymentOfSeniorDebt
|
$45.00M | USD | Annual |
| Redemption of senior secured notes |
EarlyRepaymentOfSeniorDebt
|
- | USD | Annual |
| Acquisition of non-controlling interest |
PaymentsToAcquireAdditionalInterestInSubsidiaries
|
$3.00M | USD | Annual |
| Acquisition of non-controlling interest |
PaymentsToAcquireAdditionalInterestInSubsidiaries
|
- | USD | Annual |
| Acquisition of non-controlling interest |
PaymentsToAcquireAdditionalInterestInSubsidiaries
|
- | USD | Annual |
| (Decrease) increase in bank call loans, net |
IncreaseDecreaseInBankCallLoansNet
|
$58.80M | USD | Annual |
| (Decrease) increase in bank call loans, net |
IncreaseDecreaseInBankCallLoansNet
|
$10.10M | USD | Annual |
| (Decrease) increase in bank call loans, net |
IncreaseDecreaseInBankCallLoansNet
|
$-100.80M | USD | Annual |
| Cash (used in) provided by financing activities |
NetCashProvidedByUsedInFinancingActivities
|
$-108.40M | USD | Annual |
| Cash (used in) provided by financing activities |
NetCashProvidedByUsedInFinancingActivities
|
$-19.63M | USD | Annual |
| Cash (used in) provided by financing activities |
NetCashProvidedByUsedInFinancingActivities
|
$89.23M | USD | Annual |
| Net (decrease) increase in cash and cash equivalents |
CashAndCashEquivalentsPeriodIncreaseDecrease
|
$-37.07M | USD | Annual |
| Net (decrease) increase in cash and cash equivalents |
CashAndCashEquivalentsPeriodIncreaseDecrease
|
$-34.49M | USD | Annual |
| Net (decrease) increase in cash and cash equivalents |
CashAndCashEquivalentsPeriodIncreaseDecrease
|
$65.04M | USD | Annual |
| Cash and cash equivalents, beginning of year |
CashAndCashEquivalentsAtCarryingValue
|
$70.33M | USD | Point-in-time |
| Cash and cash equivalents, beginning of year |
CashAndCashEquivalentsAtCarryingValue
|
$135.37M | USD | Point-in-time |
| Cash and cash equivalents, beginning of year |
CashAndCashEquivalentsAtCarryingValue
|
$98.29M | USD | Point-in-time |
| Cash and cash equivalents, beginning of year |
CashAndCashEquivalentsAtCarryingValue
|
$63.81M | USD | Point-in-time |
| Cash and cash equivalents, end of year |
CashAndCashEquivalentsAtCarryingValue
|
$70.33M | USD | Point-in-time |
| Cash and cash equivalents, end of year |
CashAndCashEquivalentsAtCarryingValue
|
$135.37M | USD | Point-in-time |
| Cash and cash equivalents, end of year |
CashAndCashEquivalentsAtCarryingValue
|
$98.29M | USD | Point-in-time |
| Cash and cash equivalents, end of year |
CashAndCashEquivalentsAtCarryingValue
|
$63.81M | USD | Point-in-time |
| Employee share plan issuance |
EmployeeSharePlanIssuance
|
$1.49M | USD | Annual |
| Employee share plan issuance |
EmployeeSharePlanIssuance
|
$1.32M | USD | Annual |
| Employee share plan issuance |
EmployeeSharePlanIssuance
|
$2.01M | USD | Annual |
| Cash paid during the year for interest |
InterestPaid
|
$38.69M | USD | Annual |
| Cash paid during the year for interest |
InterestPaid
|
$18.78M | USD | Annual |
| Cash paid during the year for interest |
InterestPaid
|
$26.49M | USD | Annual |
| Cash paid during the year for income taxes, net of refunds |
IncomeTaxesPaid
|
$7.59M | USD | Annual |
| Cash paid during the year for income taxes, net of refunds |
IncomeTaxesPaid
|
$4.51M | USD | Annual |
| Cash paid during the year for income taxes, net of refunds |
IncomeTaxesPaid
|
$14.25M | USD | Annual |
Stockholders Equity
22 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.44 | USD | Annual |
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.11 | USD | 1 Quarter |
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.11 | USD | 1 Quarter |
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.44 | USD | Annual |
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.11 | USD | 1 Quarter |
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.11 | USD | 1 Quarter |
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.11 | USD | 1 Quarter |
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.11 | USD | 1 Quarter |
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.11 | USD | 1 Quarter |
| Dividends |
CommonStockDividendsPerShareCashPaid
|
$0.11 | USD | 1 Quarter |
| Balance at beginning of year |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$527.87M | USD | Point-in-time |
| Balance at beginning of year |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$505.00M | USD | Point-in-time |
| Balance at beginning of year |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$533.73M | USD | Point-in-time |
| Net income (loss) |
ProfitLoss
|
$-851.00K | USD | Annual |
| Net income (loss) |
ProfitLoss
|
$9.56M | USD | Annual |
| Net income (loss) |
ProfitLoss
|
$26.15M | USD | Annual |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$415.00K | USD | Annual |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$-2.63M | USD | Annual |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$1.50M | USD | Annual |
| Balance at end of year |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$527.87M | USD | Point-in-time |
| Balance at end of year |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$505.00M | USD | Point-in-time |
| Balance at end of year |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$533.73M | USD | Point-in-time |
Comprehensive Income
15 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Net income (loss) for the year |
ProfitLoss
|
$-851.00K | USD | Annual |
| Net income (loss) for the year |
ProfitLoss
|
$9.56M | USD | Annual |
| Net income (loss) for the year |
ProfitLoss
|
$26.15M | USD | Annual |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$415.00K | USD | Annual |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$-2.63M | USD | Annual |
| Currency translation adjustment |
OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax
|
$1.50M | USD | Annual |
| Comprehensive income (loss) for the year |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$6.93M | USD | Annual |
| Comprehensive income (loss) for the year |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$-436.00K | USD | Annual |
| Comprehensive income (loss) for the year |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$27.66M | USD | Annual |
| Net income attributable to non-controlling interests |
NetIncomeLossAttributableToNoncontrollingInterest
|
$2.76M | USD | Annual |
| Net income attributable to non-controlling interests |
NetIncomeLossAttributableToNoncontrollingInterest
|
$1.09M | USD | Annual |
| Net income attributable to non-controlling interests |
NetIncomeLossAttributableToNoncontrollingInterest
|
$735.00K | USD | Annual |
| Total comprehensive income |
ComprehensiveIncomeNetOfTax
|
$26.56M | USD | Annual |
| Total comprehensive income |
ComprehensiveIncomeNetOfTax
|
$-3.20M | USD | Annual |
| Total comprehensive income |
ComprehensiveIncomeNetOfTax
|
$6.20M | USD | Annual |
Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.