10-Q Filing

OPPENHEIMER HOLDINGS INC CIK: 791963 Q3 2019

Filing Information

Form Type	10-Q
Accession Number	`0000791963-19-000029`
Period End Date	20190930
Filing Date	20191025
Fiscal Year	2019
Fiscal Period	Q3
XBRL Instance	opy-20190930.xml

Filing Contents

This filing contains the following financial statements:

Balance Sheet 85 Income Statement 88 Cash Flow Statement 97 Stockholders Equity 12 Comprehensive Income 12

Balance Sheet 85 line items

Line Item	Tag	Value	Unit	Period
Allowance for credit losses	`AllowanceForDoubtfulAccountsReceivable`	$941.00K	USD	Point-in-time
Allowance for credit losses	`AllowanceForDoubtfulAccountsReceivable`	$886.00K	USD	Point-in-time
Amounts pledged	`PledgedSecuritiesOwnedAndPledgedAsCollateralAmountEligibleToBeRepledgedByCounterpartyCarryingValue`	$359.15M	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$48.15M	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$37.53M	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$26.19M	USD	Point-in-time
Amounts pledged	`PledgedSecuritiesOwnedAndPledgedAsCollateralAmountEligibleToBeRepledgedByCounterpartyCarryingValue`	$517.95M	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$90.67M	USD	Point-in-time
Furniture equipment and leasehold improvements, net accumulated depreciation	`AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment`	$89.18M	USD	Point-in-time
Furniture equipment and leasehold improvements, net accumulated depreciation	`AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment`	$92.69M	USD	Point-in-time
Deposits with clearing organizations	`DepositsWithClearingOrganizationsAndOthersSecurities`	$67.68M	USD	Point-in-time
Deposits with clearing organizations	`DepositsWithClearingOrganizationsAndOthersSecurities`	$73.73M	USD	Point-in-time
Receivable from brokers, dealers and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$157.73M	USD	Point-in-time
Receivable from brokers, dealers and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$166.49M	USD	Point-in-time
Receivable from customers, net of allowance for credit losses of $941 ($886 in 2018)	`ReceivablesFromCustomers`	$754.93M	USD	Point-in-time
Receivable from customers, net of allowance for credit losses of $941 ($886 in 2018)	`ReceivablesFromCustomers`	$720.78M	USD	Point-in-time
Income tax receivable	`IncomeTaxesReceivable`	$1.01M	USD	Point-in-time
Income tax receivable	`IncomeTaxesReceivable`	$2.33M	USD	Point-in-time
Securities purchased under agreements to resell	`SecuritiesPurchasedUnderAgreementsToResell`	$290.00K	USD	Point-in-time
Securities purchased under agreements to resell	`SecuritiesPurchasedUnderAgreementsToResell`	-	USD	Point-in-time
Securities owned, including amounts pledged of $359,151 ($517,951 in 2018), at fair value	`SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned`	$653.19M	USD	Point-in-time
Securities owned, including amounts pledged of $359,151 ($517,951 in 2018), at fair value	`SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned`	$837.58M	USD	Point-in-time
Net deferred tax assets	`DeferredTaxAssetsGross`	$44.74M	USD	Point-in-time
Net deferred tax assets	`DeferredTaxAssetsGross`	$41.72M	USD	Point-in-time
Notes receivable, net of accumulated amortization and allowance for uncollectibles of $35,373 and $3,886 respectively ($25,109 and $6,800, respectively, in 2018)	`DueFromEmployees`	$44.06M	USD	Point-in-time
Notes receivable, net of accumulated amortization and allowance for uncollectibles of $35,373 and $3,886 respectively ($25,109 and $6,800, respectively, in 2018)	`DueFromEmployees`	$43.92M	USD	Point-in-time
Notes Receivable, Net Accumulated Amortization	`AccountsandNotesReceivableAccumulatedAmortization`	$25.11M	USD	Point-in-time
Notes Receivable, Net Accumulated Amortization	`AccountsandNotesReceivableAccumulatedAmortization`	$35.37M	USD	Point-in-time
Furniture, equipment and leasehold improvements, net of accumulated depreciation of $92,690 ($89,182 in 2018)	`PropertyPlantAndEquipmentNet`	$32.09M	USD	Point-in-time
Furniture, equipment and leasehold improvements, net of accumulated depreciation of $92,690 ($89,182 in 2018)	`PropertyPlantAndEquipmentNet`	$28.99M	USD	Point-in-time
Notes Receivable, Net Allowance for Uncollectibles	`FinancingReceivableAllowanceForCreditLosses`	$3.89M	USD	Point-in-time
Notes Receivable, Net Allowance for Uncollectibles	`FinancingReceivableAllowanceForCreditLosses`	$6.80M	USD	Point-in-time
Operating Lease, Right-of-Use Asset	`OperatingLeaseRightOfUseAsset`	$164.90M	USD	Point-in-time
Unamortized debt issuance expense	`UnamortizedDebtIssuanceExpense`	$533.00K	USD	Point-in-time
Operating Lease, Right-of-Use Asset	`OperatingLeaseRightOfUseAsset`	-	USD	Point-in-time
Unamortized debt issuance expense	`UnamortizedDebtIssuanceExpense`	$904.00K	USD	Point-in-time
Intangible assets	`IntangibleAssetsNetExcludingGoodwill`	$32.10M	USD	Point-in-time
Operating Lease Right-of-use Asset Accumulated Amortization	`OperatingLeaseRightofuseAssetAccumulatedAmortization`	$19.10M	USD	Point-in-time
Intangible assets	`IntangibleAssetsNetExcludingGoodwill`	$32.10M	USD	Point-in-time
Goodwill	`Goodwill`	$137.89M	USD	Point-in-time
Goodwill	`Goodwill`	$137.89M	USD	Point-in-time
Other assets	`OtherAssets`	$124.48M	USD	Point-in-time
Other assets	`OtherAssets`	$112.77M	USD	Point-in-time
Total assets	`Assets`	$2.24B	USD	Point-in-time
Total assets	`Assets`	$2.20B	USD	Point-in-time
Drafts payable	`DraftsPayable`	$17.79M	USD	Point-in-time
Drafts payable	`DraftsPayable`	$16.35M	USD	Point-in-time
Bank call loans	`BankLoans`	-	USD	Point-in-time
Bank call loans	`BankLoans`	$15.00M	USD	Point-in-time
Payable to brokers, dealers and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$289.21M	USD	Point-in-time
Payable to brokers, dealers and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$364.60M	USD	Point-in-time
Payable to customers	`PayablesToCustomers`	$313.06M	USD	Point-in-time
Payable to customers	`PayablesToCustomers`	$336.62M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$253.72M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$484.22M	USD	Point-in-time
Securities sold but not yet purchased, at fair value	`SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased`	$85.45M	USD	Point-in-time
Securities sold but not yet purchased, at fair value	`SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased`	$121.88M	USD	Point-in-time
Accrued compensation	`EmployeeRelatedLiabilitiesCurrentAndNoncurrent`	$149.86M	USD	Point-in-time
Accrued compensation	`EmployeeRelatedLiabilitiesCurrentAndNoncurrent`	$167.35M	USD	Point-in-time
Accounts payable and other liabilities	`AccountsPayableCurrentAndNoncurrent`	$43.23M	USD	Point-in-time
Accounts payable and other liabilities	`AccountsPayableCurrentAndNoncurrent`	$87.63M	USD	Point-in-time
Present value of lease liabilities	`OperatingLeaseLiability`	-	USD	Point-in-time
Present value of lease liabilities	`OperatingLeaseLiability`	$208.75M	USD	Point-in-time
Senior secured notes, net of debt issuance costs of $533 ($904 in 2018)	`SecuredDebt`	$199.10M	USD	Point-in-time
Senior secured notes, net of debt issuance costs of $533 ($904 in 2018)	`SecuredDebt`	$149.47M	USD	Point-in-time
Deferred tax liabilities, net of deferred tax assets of $44,736 ($41,722 in 2018)	`DeferredTaxLiabilities`	$14.08M	USD	Point-in-time
Deferred tax liabilities, net of deferred tax assets of $44,736 ($41,722 in 2018)	`DeferredTaxLiabilities`	$14.51M	USD	Point-in-time
Total liabilities	`Liabilities`	$1.69B	USD	Point-in-time
Total liabilities	`Liabilities`	$1.64B	USD	Point-in-time
Commitments and contingencies (note 12)	`CommitmentsAndContingencies`	-	USD	Point-in-time
Commitments and contingencies (note 12)	`CommitmentsAndContingencies`	-	USD	Point-in-time
Common stock	`CommonStockValue`	$53.39M	USD	Point-in-time
Common stock	`CommonStockValue`	$46.56M	USD	Point-in-time
Contributed capital	`AdditionalPaidInCapitalCommonStock`	$41.78M	USD	Point-in-time
Contributed capital	`AdditionalPaidInCapitalCommonStock`	$45.35M	USD	Point-in-time
Retained earnings	`RetainedEarningsAccumulatedDeficit`	$473.10M	USD	Point-in-time
Retained earnings	`RetainedEarningsAccumulatedDeficit`	$449.99M	USD	Point-in-time
Accumulated other comprehensive income	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$165.00K	USD	Point-in-time
Accumulated other comprehensive income	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$1.62M	USD	Point-in-time
Stockholders' Equity Attributable to Parent	`StockholdersEquity`	$566.63M	USD	Point-in-time
Stockholders' Equity Attributable to Parent	`StockholdersEquity`	$545.32M	USD	Point-in-time
Total stockholders' equity	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$543.88M	USD	Point-in-time
Total stockholders' equity	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$566.63M	USD	Point-in-time
Total liabilities and stockholders' equity	`LiabilitiesAndStockholdersEquity`	$2.24B	USD	Point-in-time
Total liabilities and stockholders' equity	`LiabilitiesAndStockholdersEquity`	$2.20B	USD	Point-in-time

Income Statement 88 line items

Line Item	Tag	Value	Unit	Period
Commissions	`BrokerageCommissionsRevenue`	$238.93M	USD	3 Qtrs
Commissions	`BrokerageCommissionsRevenue`	$78.63M	USD	1 Quarter
Commissions	`BrokerageCommissionsRevenue`	$245.94M	USD	3 Qtrs
Commissions	`BrokerageCommissionsRevenue`	$79.68M	USD	1 Quarter
Investment Advisory Fee Revenue	`InvestmentAdvisoryFeeRevenue`	$232.97M	USD	3 Qtrs
Investment Advisory Fee Revenue	`InvestmentAdvisoryFeeRevenue`	$78.15M	USD	1 Quarter
Investment Advisory Fee Revenue	`InvestmentAdvisoryFeeRevenue`	$235.24M	USD	3 Qtrs
Investment Advisory Fee Revenue	`InvestmentAdvisoryFeeRevenue`	$80.89M	USD	1 Quarter
Investment banking	`InvestmentBankingRevenue`	$81.85M	USD	3 Qtrs
Investment banking	`InvestmentBankingRevenue`	$21.80M	USD	1 Quarter
Investment banking	`InvestmentBankingRevenue`	$84.44M	USD	3 Qtrs
Investment banking	`InvestmentBankingRevenue`	$28.33M	USD	1 Quarter
Proceeds from (Payments for) in Interest-bearing Deposits in Banks	`SweepInterestIncomefromFDICInsuredBankDeposits`	$30.05M	USD	1 Quarter
Proceeds from (Payments for) in Interest-bearing Deposits in Banks	`SweepInterestIncomefromFDICInsuredBankDeposits`	$28.89M	USD	1 Quarter
Proceeds from (Payments for) in Interest-bearing Deposits in Banks	`SweepInterestIncomefromFDICInsuredBankDeposits`	$94.69M	USD	3 Qtrs
Proceeds from (Payments for) in Interest-bearing Deposits in Banks	`SweepInterestIncomefromFDICInsuredBankDeposits`	$84.20M	USD	3 Qtrs
Interest	`InterestIncomeOperating`	$12.34M	USD	1 Quarter
Interest	`InterestIncomeOperating`	$38.69M	USD	3 Qtrs
Interest	`InterestIncomeOperating`	$13.40M	USD	1 Quarter
Interest	`InterestIncomeOperating`	$38.62M	USD	3 Qtrs
Principal transactions, net	`PrincipalTransactionsRevenue`	$22.09M	USD	3 Qtrs
Principal transactions, net	`PrincipalTransactionsRevenue`	$7.61M	USD	1 Quarter
Principal transactions, net	`PrincipalTransactionsRevenue`	$-16.00K	USD	1 Quarter
Principal transactions, net	`PrincipalTransactionsRevenue`	$9.11M	USD	3 Qtrs
Other	`OtherIncome`	$4.64M	USD	1 Quarter
Other	`OtherIncome`	$8.21M	USD	1 Quarter
Other	`OtherIncome`	$26.08M	USD	3 Qtrs
Other	`OtherIncome`	$19.55M	USD	3 Qtrs
Total revenue	`Revenues`	$237.81M	USD	1 Quarter
Total revenue	`Revenues`	$234.79M	USD	1 Quarter
Total revenue	`Revenues`	$737.50M	USD	3 Qtrs
Total revenue	`Revenues`	$714.90M	USD	3 Qtrs
Compensation and related expenses	`LaborAndRelatedExpense`	$467.42M	USD	3 Qtrs
Compensation and related expenses	`LaborAndRelatedExpense`	$152.85M	USD	1 Quarter
Compensation and related expenses	`LaborAndRelatedExpense`	$151.28M	USD	1 Quarter
Compensation and related expenses	`LaborAndRelatedExpense`	$457.82M	USD	3 Qtrs
Communications and technology	`CommunicationsAndInformationTechnology`	$55.29M	USD	3 Qtrs
Communications and technology	`CommunicationsAndInformationTechnology`	$20.87M	USD	1 Quarter
Communications and technology	`CommunicationsAndInformationTechnology`	$61.46M	USD	3 Qtrs
Communications and technology	`CommunicationsAndInformationTechnology`	$18.60M	USD	1 Quarter
Occupancy and equipment costs	`OccupancyNet`	$15.11M	USD	1 Quarter
Occupancy and equipment costs	`OccupancyNet`	$16.01M	USD	1 Quarter
Occupancy and equipment costs	`OccupancyNet`	$46.86M	USD	3 Qtrs
Occupancy and equipment costs	`OccupancyNet`	$45.44M	USD	3 Qtrs
Clearing and exchange fees	`FloorBrokerageExchangeAndClearanceFees`	$16.48M	USD	3 Qtrs
Clearing and exchange fees	`FloorBrokerageExchangeAndClearanceFees`	$17.25M	USD	3 Qtrs
Clearing and exchange fees	`FloorBrokerageExchangeAndClearanceFees`	$5.47M	USD	1 Quarter
Clearing and exchange fees	`FloorBrokerageExchangeAndClearanceFees`	$5.38M	USD	1 Quarter
Interest	`InterestExpense`	$12.91M	USD	1 Quarter
Interest	`InterestExpense`	$37.71M	USD	3 Qtrs
Interest	`InterestExpense`	$32.79M	USD	3 Qtrs
Interest	`InterestExpense`	$11.53M	USD	1 Quarter
Other	`OtherExpenses`	$77.02M	USD	3 Qtrs
Other	`OtherExpenses`	$25.81M	USD	1 Quarter
Other	`OtherExpenses`	$23.13M	USD	1 Quarter
Other	`OtherExpenses`	$67.64M	USD	3 Qtrs
Total expenses	`OperatingExpenses`	$230.66M	USD	1 Quarter
Total expenses	`OperatingExpenses`	$685.61M	USD	3 Qtrs
Total expenses	`OperatingExpenses`	$697.56M	USD	3 Qtrs
Total expenses	`OperatingExpenses`	$228.30M	USD	1 Quarter
Operating Income (Loss)	`OperatingIncomeLoss`	$29.29M	USD	3 Qtrs
Operating Income (Loss)	`OperatingIncomeLoss`	$6.50M	USD	1 Quarter
Operating Income (Loss)	`OperatingIncomeLoss`	$39.94M	USD	3 Qtrs
Operating Income (Loss)	`OperatingIncomeLoss`	$7.15M	USD	1 Quarter
Income Tax Expense (Benefit)	`IncomeTaxExpenseBenefit`	$12.42M	USD	3 Qtrs
Income Tax Expense (Benefit)	`IncomeTaxExpenseBenefit`	$8.66M	USD	3 Qtrs
Income Tax Expense (Benefit)	`IncomeTaxExpenseBenefit`	$2.08M	USD	1 Quarter
Income Tax Expense (Benefit)	`IncomeTaxExpenseBenefit`	$2.55M	USD	1 Quarter
Net income attributable to Oppenheimer Holdings Inc.	`NetIncomeLoss`	$5.07M	USD	1 Quarter
Net income attributable to Oppenheimer Holdings Inc.	`NetIncomeLoss`	$3.95M	USD	1 Quarter
Net income attributable to Oppenheimer Holdings Inc.	`NetIncomeLoss`	$27.52M	USD	3 Qtrs
Net income attributable to Oppenheimer Holdings Inc.	`NetIncomeLoss`	$20.63M	USD	3 Qtrs
Net loss per share (in dollars per share)	`EarningsPerShareBasic`	$0.38	USD	1 Quarter
Net loss per share (in dollars per share)	`EarningsPerShareBasic`	$2.13	USD	3 Qtrs
Net loss per share (in dollars per share)	`EarningsPerShareBasic`	$1.56	USD	3 Qtrs
Net loss per share (in dollars per share)	`EarningsPerShareBasic`	$0.31	USD	1 Quarter
Net loss per share (in dollars per share)	`EarningsPerShareDiluted`	$1.99	USD	3 Qtrs
Net loss per share (in dollars per share)	`EarningsPerShareDiluted`	$0.29	USD	1 Quarter
Net loss per share (in dollars per share)	`EarningsPerShareDiluted`	$0.36	USD	1 Quarter
Net loss per share (in dollars per share)	`EarningsPerShareDiluted`	$1.47	USD	3 Qtrs
Basic (in shares)	`WeightedAverageNumberOfSharesOutstandingBasic`	13.27M	shares	1 Quarter
Basic (in shares)	`WeightedAverageNumberOfSharesOutstandingBasic`	12.83M	shares	1 Quarter
Basic (in shares)	`WeightedAverageNumberOfSharesOutstandingBasic`	12.94M	shares	3 Qtrs
Basic (in shares)	`WeightedAverageNumberOfSharesOutstandingBasic`	13.25M	shares	3 Qtrs
Diluted (in shares)	`WeightedAverageNumberOfDilutedSharesOutstanding`	14.14M	shares	1 Quarter
Diluted (in shares)	`WeightedAverageNumberOfDilutedSharesOutstanding`	13.83M	shares	1 Quarter
Diluted (in shares)	`WeightedAverageNumberOfDilutedSharesOutstanding`	14.04M	shares	3 Qtrs
Diluted (in shares)	`WeightedAverageNumberOfDilutedSharesOutstanding`	13.85M	shares	3 Qtrs

Cash Flow Statement 97 line items

Line Item	Tag	Value	Unit	Period
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$5.07M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$3.95M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$27.52M	USD	3 Qtrs
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$20.63M	USD	3 Qtrs
Depreciation and amortization of furniture, equipment and leasehold improvements	`DepreciationAmortizationAndAccretionNet`	$5.00M	USD	3 Qtrs
Depreciation and amortization of furniture, equipment and leasehold improvements	`DepreciationAmortizationAndAccretionNet`	$5.58M	USD	3 Qtrs
Deferred income taxes	`DeferredIncomeTaxesAndTaxCredits`	$422.00K	USD	3 Qtrs
Deferred income taxes	`DeferredIncomeTaxesAndTaxCredits`	$1.62M	USD	3 Qtrs
Amortization of notes receivable	`AmortizationOfNotesReceivable`	$9.68M	USD	3 Qtrs
Amortization of notes receivable	`AmortizationOfNotesReceivable`	$9.48M	USD	3 Qtrs
Amortization of debt issuance costs	`AmortizationOfFinancingCosts`	$187.00K	USD	3 Qtrs
Amortization of debt issuance costs	`AmortizationOfFinancingCosts`	$194.00K	USD	3 Qtrs
Write off of Deferred Debt Issuance Cost	`WriteOffOfDeferredDebtIssuanceCost`	$184.00K	USD	3 Qtrs
Write off of Deferred Debt Issuance Cost	`WriteOffOfDeferredDebtIssuanceCost`	$200.00K	USD	1 Quarter
Write off of Deferred Debt Issuance Cost	`WriteOffOfDeferredDebtIssuanceCost`	-	USD	3 Qtrs
Provision for credit losses	`ProvisionForOtherCreditLosses`	$55.00K	USD	3 Qtrs
Provision for credit losses	`ProvisionForOtherCreditLosses`	$90.00K	USD	3 Qtrs
Share-based compensation	`ShareBasedCompensation`	$11.09M	USD	3 Qtrs
Share-based compensation	`ShareBasedCompensation`	$11.86M	USD	3 Qtrs
Amortization	`AdjustmentForAmortization`	-	USD	3 Qtrs
Amortization	`AdjustmentForAmortization`	$19.14M	USD	3 Qtrs
Deposits with clearing organizations	`IncreaseDecreaseInDepositOtherAssets`	$11.73M	USD	3 Qtrs
Deposits with clearing organizations	`IncreaseDecreaseInDepositOtherAssets`	$6.05M	USD	3 Qtrs
Receivable from brokers, dealers and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$17.92M	USD	3 Qtrs
Receivable from brokers, dealers and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$-8.76M	USD	3 Qtrs
Receivable from customers	`IncreaseDecreaseInReceivableFromCustomers`	$-50.38M	USD	3 Qtrs
Receivable from customers	`IncreaseDecreaseInReceivableFromCustomers`	$34.20M	USD	3 Qtrs
Income tax receivable	`IncreaseDecreaseInIncomeTaxesReceivable`	$1.32M	USD	3 Qtrs
Income tax receivable	`IncreaseDecreaseInIncomeTaxesReceivable`	$556.00K	USD	3 Qtrs
Securities purchased under agreements to resell	`IncreaseDecreaseInReceivablesUnderRepurchaseAgreements`	$-290.00K	USD	3 Qtrs
Securities purchased under agreements to resell	`IncreaseDecreaseInReceivablesUnderRepurchaseAgreements`	$844.00K	USD	3 Qtrs
Securities owned	`IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities`	$-184.39M	USD	3 Qtrs
Securities owned	`IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities`	$-31.35M	USD	3 Qtrs
Notes receivable	`IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent`	$9.54M	USD	3 Qtrs
Notes receivable	`IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent`	$12.24M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$-24.46M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$11.98M	USD	3 Qtrs
Drafts payable	`IncreaseDecreaseInDraftPayable`	$-13.17M	USD	3 Qtrs
Drafts payable	`IncreaseDecreaseInDraftPayable`	$1.45M	USD	3 Qtrs
Payable to brokers, dealers and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$75.39M	USD	3 Qtrs
Payable to brokers, dealers and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$7.96M	USD	3 Qtrs
Payable to customers	`IncreaseDecreaseInPayablesToCustomers`	$-23.56M	USD	3 Qtrs
Payable to customers	`IncreaseDecreaseInPayablesToCustomers`	$-34.16M	USD	3 Qtrs
Securities sold under agreements to repurchase	`IncreaseDecreaseInPayablesUnderRepurchaseAgreements`	$-230.50M	USD	3 Qtrs
Securities sold under agreements to repurchase	`IncreaseDecreaseInPayablesUnderRepurchaseAgreements`	$19.53M	USD	3 Qtrs
Securities sold but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$36.43M	USD	3 Qtrs
Securities sold but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$49.26M	USD	3 Qtrs
Accrued compensation	`IncreaseDecreaseInEmployeeRelatedLiabilities`	$-27.90M	USD	3 Qtrs
Accrued compensation	`IncreaseDecreaseInEmployeeRelatedLiabilities`	$-23.27M	USD	3 Qtrs
Accounts payable and other liabilities	`IncreaseDecreaseInAccountsPayableAndAccruedLiabilities`	$-18.00M	USD	3 Qtrs
Accounts payable and other liabilities	`IncreaseDecreaseInAccountsPayableAndAccruedLiabilities`	$5.75M	USD	3 Qtrs
Cash provided by operating activities	`NetCashProvidedByUsedInOperatingActivities`	$118.28M	USD	3 Qtrs
Cash provided by operating activities	`NetCashProvidedByUsedInOperatingActivities`	$22.90M	USD	3 Qtrs
Purchase of furniture, equipment and leasehold improvements	`PaymentsToAcquirePropertyPlantAndEquipment`	$8.67M	USD	3 Qtrs
Purchase of furniture, equipment and leasehold improvements	`PaymentsToAcquirePropertyPlantAndEquipment`	$6.65M	USD	3 Qtrs
Purchase of tangible assets	`PaymentsToAcquireIntangibleAssets`	-	USD	3 Qtrs
Purchase of tangible assets	`PaymentsToAcquireIntangibleAssets`	$400.00K	USD	3 Qtrs
Proceeds from Insurance Settlement, Investing Activities	`ProceedsFromInsuranceSettlementInvestingActivities`	$284.00K	USD	3 Qtrs
Proceeds from Insurance Settlement, Investing Activities	`ProceedsFromInsuranceSettlementInvestingActivities`	$1.72M	USD	3 Qtrs
Cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-6.77M	USD	3 Qtrs
Cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-6.95M	USD	3 Qtrs
Cash dividends paid on Class A non-voting and Class B voting common stock	`PaymentsOfDividendsCommonStock`	$4.41M	USD	3 Qtrs
Cash dividends paid on Class A non-voting and Class B voting common stock	`PaymentsOfDividendsCommonStock`	$4.37M	USD	3 Qtrs
Proceeds from Issuance of Common Stock	`ProceedsFromIssuanceOfCommonStock`	$70.00K	USD	3 Qtrs
Proceeds from Issuance of Common Stock	`ProceedsFromIssuanceOfCommonStock`	$70.00K	USD	1 Quarter
Proceeds from Issuance of Common Stock	`ProceedsFromIssuanceOfCommonStock`	$83.00K	USD	3 Qtrs
Proceeds from Issuance of Common Stock	`ProceedsFromIssuanceOfCommonStock`	$83.00K	USD	1 Quarter
Repurchase of Class A non-voting common stock for cancellation	`PaymentsForRepurchaseOfCommonStock`	-	USD	3 Qtrs
Repurchase of Class A non-voting common stock for cancellation	`PaymentsForRepurchaseOfCommonStock`	$8.40M	USD	3 Qtrs
Payments for employee taxes withheld related to vested share-based awards	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$2.53M	USD	3 Qtrs
Payments for employee taxes withheld related to vested share-based awards	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$1.01M	USD	3 Qtrs
Repayments of Secured Debt	`RepaymentsOfSecuredDebt`	-	USD	3 Qtrs
Repayments of Secured Debt	`RepaymentsOfSecuredDebt`	$50.00M	USD	3 Qtrs
Repayments of Secured Debt	`RepaymentsOfSecuredDebt`	$50.00M	USD	Point-in-time
Payment for Debt Extinguishment or Debt Prepayment Cost	`PaymentsOfDebtExtinguishmentCosts`	$1.70M	USD	Point-in-time
Payment for Debt Extinguishment or Debt Prepayment Cost	`PaymentsOfDebtExtinguishmentCosts`	-	USD	3 Qtrs
Payment for Debt Extinguishment or Debt Prepayment Cost	`PaymentsOfDebtExtinguishmentCosts`	$1.69M	USD	3 Qtrs
Decrease in bank call loans, net	`ProceedsFromPaymentsForOtherFinancingActivities`	$-15.00M	USD	3 Qtrs
Decrease in bank call loans, net	`ProceedsFromPaymentsForOtherFinancingActivities`	$-115.30M	USD	3 Qtrs
Cash used in financing activities	`NetCashProvidedByUsedInFinancingActivities`	$-122.13M	USD	3 Qtrs
Cash used in financing activities	`NetCashProvidedByUsedInFinancingActivities`	$-80.43M	USD	3 Qtrs
Net decrease in cash and cash equivalents	`CashAndCashEquivalentsPeriodIncreaseDecrease`	$-10.62M	USD	3 Qtrs
Net decrease in cash and cash equivalents	`CashAndCashEquivalentsPeriodIncreaseDecrease`	$-64.48M	USD	3 Qtrs
Cash and cash equivalents, beginning of period	`CashAndCashEquivalentsAtCarryingValue`	$48.15M	USD	Point-in-time
Cash and cash equivalents, beginning of period	`CashAndCashEquivalentsAtCarryingValue`	$37.53M	USD	Point-in-time
Cash and cash equivalents, beginning of period	`CashAndCashEquivalentsAtCarryingValue`	$26.19M	USD	Point-in-time
Cash and cash equivalents, beginning of period	`CashAndCashEquivalentsAtCarryingValue`	$90.67M	USD	Point-in-time
Cash and cash equivalents, end of period	`CashAndCashEquivalentsAtCarryingValue`	$48.15M	USD	Point-in-time
Cash and cash equivalents, end of period	`CashAndCashEquivalentsAtCarryingValue`	$37.53M	USD	Point-in-time
Cash and cash equivalents, end of period	`CashAndCashEquivalentsAtCarryingValue`	$26.19M	USD	Point-in-time
Cash and cash equivalents, end of period	`CashAndCashEquivalentsAtCarryingValue`	$90.67M	USD	Point-in-time
Employee share plan issuance	`EmployeeSharePlanIssuance`	$1.48M	USD	3 Qtrs
Employee share plan issuance	`EmployeeSharePlanIssuance`	$724.00K	USD	3 Qtrs
Interest Paid, Excluding Capitalized Interest, Operating Activities	`InterestPaidNet`	$36.50M	USD	3 Qtrs
Interest Paid, Excluding Capitalized Interest, Operating Activities	`InterestPaidNet`	$37.71M	USD	3 Qtrs
Cash paid during the period for income taxes, net	`IncomeTaxesPaid`	$13.51M	USD	3 Qtrs
Cash paid during the period for income taxes, net	`IncomeTaxesPaid`	$7.76M	USD	3 Qtrs

Stockholders Equity 12 line items

Line Item	Tag	Value	Unit	Period
Balance at beginning of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$543.88M	USD	Point-in-time
Balance at beginning of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$566.63M	USD	Point-in-time
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$5.07M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$3.95M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$27.52M	USD	3 Qtrs
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$20.63M	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$1.46M	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$533.00K	USD	1 Quarter
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-880.00K	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$99.00K	USD	1 Quarter
Balance at end of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$543.88M	USD	Point-in-time
Balance at end of period	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$566.63M	USD	Point-in-time

Comprehensive Income 12 line items

Line Item	Tag	Value	Unit	Period
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$5.07M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$3.95M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$27.52M	USD	3 Qtrs
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$20.63M	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$1.46M	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$533.00K	USD	1 Quarter
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-880.00K	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$99.00K	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$4.48M	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$19.75M	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$28.98M	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$5.17M	USD	1 Quarter

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.