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10-K Filing

OPPENHEIMER HOLDINGS INC CIK: 791963 FY 2020
Filing Information
Form Type 10-K
Accession Number 0000791963-21-000008
Period End Date 20201231
Filing Date 20210301
Fiscal Year 2020
Fiscal Period FY
XBRL Instance opy-20201231_htm.xml
Balance Sheet 80 line items
Line Item Tag Value Unit Period
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $48.15M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $90.67M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $79.55M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $35.42M USD Point-in-time
Deposits with clearing organizations DepositsWithClearingOrganizationsAndOthersSecurities $83.34M USD Point-in-time
Deposits with clearing organizations DepositsWithClearingOrganizationsAndOthersSecurities $48.41M USD Point-in-time
Allowance for credit losses AllowanceForDoubtfulAccountsReceivable $410.00K USD Point-in-time
Receivable from brokers, dealers and clearing organizations ReceivablesFromBrokersDealersAndClearingOrganizations $163.29M USD Point-in-time
Allowance for credit losses AllowanceForDoubtfulAccountsReceivable $451.00K USD Point-in-time
Receivable from brokers, dealers and clearing organizations ReceivablesFromBrokersDealersAndClearingOrganizations $203.49M USD Point-in-time
Receivable from customers, net of allowance for credit losses of $410 ($451 in 2019) ReceivablesFromCustomers $1.11B USD Point-in-time
Amounts pledged PledgedSecuritiesOwnedAndPledgedAsCollateralAmountEligibleToBeRepledgedByCounterpartyCarryingValue $440.53M USD Point-in-time
Amounts pledged PledgedSecuritiesOwnedAndPledgedAsCollateralAmountEligibleToBeRepledgedByCounterpartyCarryingValue $357.12M USD Point-in-time
Receivable from customers, net of allowance for credit losses of $410 ($451 in 2019) ReceivablesFromCustomers $796.93M USD Point-in-time
Income tax receivable IncomeTaxesReceivable $5.17M USD Point-in-time
Income tax receivable IncomeTaxesReceivable - USD Point-in-time
Furniture equipment and leasehold improvements, net accumulated depreciation AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment $90.96M USD Point-in-time
Furniture equipment and leasehold improvements, net accumulated depreciation AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment $94.77M USD Point-in-time
Securities owned, including amounts pledged of $440,531 ($357,120 in 2019), at fair value SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned $799.72M USD Point-in-time
Securities owned, including amounts pledged of $440,531 ($357,120 in 2019), at fair value SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned $610.52M USD Point-in-time
Notes receivable, net DueFromEmployees $43.67M USD Point-in-time
Notes receivable, net DueFromEmployees $46.16M USD Point-in-time
Furniture, equipment and leasehold improvements, net of accumulated depreciation of $90,958 ($94,773 in 2019) PropertyPlantAndEquipmentNet $27.76M USD Point-in-time
Furniture, equipment and leasehold improvements, net of accumulated depreciation of $90,958 ($94,773 in 2019) PropertyPlantAndEquipmentNet $31.38M USD Point-in-time
Operating Lease, Right-of-Use Asset OperatingLeaseRightOfUseAsset $153.50M USD Point-in-time
Operating Lease, Right-of-Use Asset OperatingLeaseRightOfUseAsset $160.30M USD Point-in-time
Intangible assets IntangibleAssetsNetExcludingGoodwill $32.10M USD Point-in-time
Intangible assets IntangibleAssetsNetExcludingGoodwill $32.10M USD Point-in-time
Accounts and Notes Receivable, Accumulated Amortization AccountsandNotesReceivableAccumulatedAmortization $26.76M USD Point-in-time
Accounts and Notes Receivable, Accumulated Amortization AccountsandNotesReceivableAccumulatedAmortization $38.35M USD Point-in-time
Goodwill Goodwill $137.89M USD Point-in-time
Goodwill Goodwill $137.89M USD Point-in-time
Beginning balance FinancingReceivableAllowanceForCreditLosses $3.67M USD Point-in-time
Other assets OtherAssets $166.34M USD Point-in-time
Beginning balance FinancingReceivableAllowanceForCreditLosses $4.23M USD Point-in-time
Other assets OtherAssets $272.88M USD Point-in-time
Unamortized debt issuance expense UnamortizedDebtIssuanceExpense $1.15M USD Point-in-time
Unamortized debt issuance expense UnamortizedDebtIssuanceExpense $485.00K USD Point-in-time
Total assets Assets $2.46B USD Point-in-time
Total assets Assets $2.71B USD Point-in-time
Operating Lease Right-of-use Asset Accumulated Amortization OperatingLeaseRightofuseAssetAccumulatedAmortization $50.34M USD Point-in-time
Operating Lease Right-of-use Asset Accumulated Amortization OperatingLeaseRightofuseAssetAccumulatedAmortization $25.19M USD Point-in-time
Bank call loans BankLoans - USD Point-in-time
Bank call loans BankLoans $82.00M USD Point-in-time
Payable to brokers, dealers and clearing organizations PayablesToBrokerDealersAndClearingOrganizations $259.91M USD Point-in-time
Payable to brokers, dealers and clearing organizations PayablesToBrokerDealersAndClearingOrganizations $520.98M USD Point-in-time
Payable to customers PayablesToCustomers $502.81M USD Point-in-time
Payable to customers PayablesToCustomers $334.74M USD Point-in-time
Securities sold under agreements to repurchase SecuritiesSoldUnderAgreementsToRepurchase $342.44M USD Point-in-time
Securities sold under agreements to repurchase SecuritiesSoldUnderAgreementsToRepurchase $287.26M USD Point-in-time
Securities sold but not yet purchased, at fair value SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased $100.57M USD Point-in-time
Securities sold but not yet purchased, at fair value SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased $126.17M USD Point-in-time
Accrued compensation EmployeeRelatedLiabilitiesCurrentAndNoncurrent $207.36M USD Point-in-time
Accrued compensation EmployeeRelatedLiabilitiesCurrentAndNoncurrent $298.26M USD Point-in-time
Accounts payable and other liabilities AccountsPayableAndOtherAccruedLiabilities $44.73M USD Point-in-time
Accounts payable and other liabilities AccountsPayableAndOtherAccruedLiabilities $44.79M USD Point-in-time
Accrued Income Taxes AccruedIncomeTaxes - USD Point-in-time
Accrued Income Taxes AccruedIncomeTaxes $9.73M USD Point-in-time
Operating Lease, Liability OperatingLeaseLiability $193.37M USD Point-in-time
Operating Lease, Liability, Noncurrent OperatingLeaseLiabilityNoncurrent $203.14M USD Point-in-time
Senior secured notes, net of debt issuance costs of $1,154 ($485 in 2019) SecuredDebt $123.85M USD Point-in-time
Senior secured notes, net of debt issuance costs of $1,154 ($485 in 2019) SecuredDebt $149.51M USD Point-in-time
Deferred tax liabilities, net of deferred tax assets of $44,104 ($43,630 in 2019) DeferredIncomeTaxLiabilitiesNet $23.75M USD Point-in-time
Deferred tax liabilities, net of deferred tax assets of $44,104 ($43,630 in 2019) DeferredIncomeTaxLiabilitiesNet $44.91M USD Point-in-time
Total liabilities Liabilities $2.03B USD Point-in-time
Total liabilities Liabilities $1.87B USD Point-in-time
Commitments and contingencies (note 17) CommitmentsAndContingencies - USD Point-in-time
Commitments and contingencies (note 17) CommitmentsAndContingencies - USD Point-in-time
Common stock CommonStockValue $39.33M USD Point-in-time
Common stock CommonStockValue $46.56M USD Point-in-time
Contributed capital AdditionalPaidInCapitalCommonStock $47.41M USD Point-in-time
Contributed capital AdditionalPaidInCapitalCommonStock $41.48M USD Point-in-time
Retained earnings RetainedEarningsAccumulatedDeficit $497.00M USD Point-in-time
Retained earnings RetainedEarningsAccumulatedDeficit $601.41M USD Point-in-time
Accumulated other comprehensive income AccumulatedOtherComprehensiveIncomeLossNetOfTax $1.76M USD Point-in-time
Accumulated other comprehensive income AccumulatedOtherComprehensiveIncomeLossNetOfTax $3.45M USD Point-in-time
Total stockholders' equity StockholdersEquity $592.72M USD Point-in-time
Total stockholders' equity StockholdersEquity $685.67M USD Point-in-time
Total liabilities and stockholders' equity LiabilitiesAndStockholdersEquity $2.46B USD Point-in-time
Total liabilities and stockholders' equity LiabilitiesAndStockholdersEquity $2.71B USD Point-in-time
Income Statement 132 line items
Line Item Tag Value Unit Period
Commissions BrokerageCommissionsRevenue $320.11M USD Annual
Commissions BrokerageCommissionsRevenue $329.67M USD Annual
Commissions BrokerageCommissionsRevenue $395.10M USD Annual
Investment Advisory Fee Revenue InvestmentAdvisoryFeeRevenue $314.35M USD Annual
Investment Advisory Fee Revenue InvestmentAdvisoryFeeRevenue $353.67M USD Annual
Investment Advisory Fee Revenue InvestmentAdvisoryFeeRevenue $455.26M USD Annual
Investment banking InvestmentBankingRevenue $222.30M USD Annual
Investment banking InvestmentBankingRevenue $115.35M USD Annual
Investment banking InvestmentBankingRevenue $126.21M USD Annual
Interest Income, Deposits with Financial Institutions InterestIncomeDepositsWithFinancialInstitutions $117.42M USD Annual
Interest Income, Deposits with Financial Institutions InterestIncomeDepositsWithFinancialInstitutions $116.05M USD Annual
Interest Income, Deposits with Financial Institutions InterestIncomeDepositsWithFinancialInstitutions $34.83M USD Annual
Interest InterestIncomeOperating $52.48M USD Annual
Interest InterestIncomeOperating $33.48M USD Annual
Interest InterestIncomeOperating $50.72M USD Annual
Principal transactions, net PrincipalTransactionsRevenue $30.09M USD Annual
Principal transactions, net PrincipalTransactionsRevenue $27.87M USD Annual
Principal transactions, net PrincipalTransactionsRevenue $14.46M USD Annual
Other OtherIncome $35.14M USD Annual
Other OtherIncome $29.83M USD Annual
Other OtherIncome $15.79M USD Annual
Total revenue Revenues $295.88M USD 1 Quarter
Total revenue Revenues $234.79M USD 1 Quarter
Total revenue Revenues $250.94M USD 1 Quarter
Total revenue Revenues $1.20B USD Annual
Total revenue Revenues $958.15M USD Annual
Total revenue Revenues $422.91M USD 1 Quarter
Total revenue Revenues $234.77M USD 1 Quarter
Total revenue Revenues $264.73M USD 1 Quarter
Total revenue Revenues $276.26M USD 1 Quarter
Total revenue Revenues $1.03B USD Annual
Total revenue Revenues $251.77M USD 1 Quarter
Compensation and related expenses LaborAndRelatedExpense $657.71M USD Annual
Compensation and related expenses LaborAndRelatedExpense $607.19M USD Annual
Compensation and related expenses LaborAndRelatedExpense $771.00M USD Annual
Communications and technology CommunicationsAndInformationTechnology $74.48M USD Annual
Communications and technology CommunicationsAndInformationTechnology $81.59M USD Annual
Communications and technology CommunicationsAndInformationTechnology $82.13M USD Annual
Occupancy and equipment costs OccupancyNet $62.20M USD Annual
Occupancy and equipment costs OccupancyNet $61.17M USD Annual
Occupancy and equipment costs OccupancyNet $62.35M USD Annual
Clearing and exchange fees FloorBrokerageExchangeAndClearanceFees $22.98M USD Annual
Clearing and exchange fees FloorBrokerageExchangeAndClearanceFees $22.98M USD Annual
Clearing and exchange fees FloorBrokerageExchangeAndClearanceFees $21.96M USD Annual
Interest InterestExpense $46.40M USD Annual
Interest InterestExpense $45.69M USD Annual
Interest InterestExpense $15.68M USD Annual
Other OtherExpenses $89.32M USD Annual
Other OtherExpenses $101.06M USD Annual
Other OtherExpenses $75.53M USD Annual
Total expenses OperatingExpenses $958.47M USD Annual
Total expenses OperatingExpenses $260.91M USD 1 Quarter
Total expenses OperatingExpenses $1.03B USD Annual
Total expenses OperatingExpenses $254.54M USD 1 Quarter
Total expenses OperatingExpenses $913.28M USD Annual
Total expenses OperatingExpenses $224.55M USD 1 Quarter
Total expenses OperatingExpenses $235.72M USD 1 Quarter
Total expenses OperatingExpenses $309.11M USD 1 Quarter
Total expenses OperatingExpenses $228.30M USD 1 Quarter
Total expenses OperatingExpenses $241.47M USD 1 Quarter
Total expenses OperatingExpenses $233.54M USD 1 Quarter
Operating Income (Loss), Total OperatingIncomeLoss $169.00M USD Annual
Operating Income (Loss), Total OperatingIncomeLoss $44.87M USD Annual
Operating Income (Loss), Total OperatingIncomeLoss $23.26M USD 1 Quarter
Operating Income (Loss), Total OperatingIncomeLoss $16.05M USD 1 Quarter
Operating Income (Loss), Total OperatingIncomeLoss $6.50M USD 1 Quarter
Operating Income (Loss), Total OperatingIncomeLoss $17.39M USD 1 Quarter
Operating Income (Loss), Total OperatingIncomeLoss $10.22M USD 1 Quarter
Operating Income (Loss), Total OperatingIncomeLoss $34.97M USD 1 Quarter
Operating Income (Loss), Total OperatingIncomeLoss $113.80M USD 1 Quarter
Operating Income (Loss), Total OperatingIncomeLoss $21.72M USD 1 Quarter
Operating Income (Loss), Total OperatingIncomeLoss $74.91M USD Annual
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $2.40M USD 1 Quarter
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $9.54M USD 1 Quarter
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $21.96M USD Annual
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $15.98M USD Annual
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $4.86M USD 1 Quarter
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $2.55M USD 1 Quarter
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $5.62M USD 1 Quarter
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $5.02M USD 1 Quarter
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $31.91M USD 1 Quarter
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $6.08M USD 1 Quarter
Income Tax Expense (Benefit) IncomeTaxExpenseBenefit $46.01M USD Annual
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $25.43M USD 1 Quarter
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $15.64M USD 1 Quarter
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $3.95M USD 1 Quarter
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $28.89M USD Annual
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $11.19M USD 1 Quarter
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $122.99M USD Annual
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $7.82M USD 1 Quarter
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $12.38M USD 1 Quarter
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $17.65M USD 1 Quarter
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $81.88M USD 1 Quarter
Net income (loss) attributable to Oppenheimer Holdings Inc. NetIncomeLoss $52.95M USD Annual
Earnings Per Share, Basic EarningsPerShareBasic $0.61 USD 1 Quarter
Earnings Per Share, Basic EarningsPerShareBasic $1.25 USD 1 Quarter
Earnings Per Share, Basic EarningsPerShareBasic $6.56 USD 1 Quarter
Earnings Per Share, Basic EarningsPerShareBasic $0.31 USD 1 Quarter
Earnings Per Share, Basic EarningsPerShareBasic $1.40 USD 1 Quarter
Earnings Per Share, Basic EarningsPerShareBasic $1.99 USD 1 Quarter
Earnings Per Share, Basic EarningsPerShareBasic $0.95 USD 1 Quarter
Earnings Per Share, Basic EarningsPerShareBasic $4.10 USD Annual
Earnings Per Share, Basic EarningsPerShareBasic $0.86 USD 1 Quarter
Earnings Per Share, Basic EarningsPerShareBasic $2.18 USD Annual
Earnings Per Share, Basic EarningsPerShareBasic $9.73 USD Annual
Diluted earnings per share EarningsPerShareDiluted $6.17 USD 1 Quarter
Diluted earnings per share EarningsPerShareDiluted $1.19 USD 1 Quarter
Diluted earnings per share EarningsPerShareDiluted $3.82 USD Annual
Diluted earnings per share EarningsPerShareDiluted $1.83 USD 1 Quarter
Diluted earnings per share EarningsPerShareDiluted $0.89 USD 1 Quarter
Diluted earnings per share EarningsPerShareDiluted $0.58 USD 1 Quarter
Diluted earnings per share EarningsPerShareDiluted $1.34 USD 1 Quarter
Diluted earnings per share EarningsPerShareDiluted $2.05 USD Annual
Diluted earnings per share EarningsPerShareDiluted $0.81 USD 1 Quarter
Diluted earnings per share EarningsPerShareDiluted $9.30 USD Annual
Diluted earnings per share EarningsPerShareDiluted $0.29 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $1.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.11 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.11 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.46 USD Annual
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $1.48 USD Annual
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Basic WeightedAverageNumberOfSharesOutstandingBasic 13.25M shares Annual
Basic WeightedAverageNumberOfSharesOutstandingBasic 12.90M shares Annual
Basic WeightedAverageNumberOfSharesOutstandingBasic 12.64M shares Annual
Diluted WeightedAverageNumberOfDilutedSharesOutstanding 14.06M shares Annual
Diluted WeightedAverageNumberOfDilutedSharesOutstanding 13.22M shares Annual
Diluted WeightedAverageNumberOfDilutedSharesOutstanding 13.85M shares Annual
Cash Flow Statement 152 line items
Line Item Tag Value Unit Period
Net income NetIncomeLoss $25.43M USD 1 Quarter
Net income NetIncomeLoss $15.64M USD 1 Quarter
Net income NetIncomeLoss $3.95M USD 1 Quarter
Net income NetIncomeLoss $28.89M USD Annual
Net income NetIncomeLoss $11.19M USD 1 Quarter
Net income NetIncomeLoss $122.99M USD Annual
Net income NetIncomeLoss $7.82M USD 1 Quarter
Net income NetIncomeLoss $12.38M USD 1 Quarter
Net income NetIncomeLoss $17.65M USD 1 Quarter
Net income NetIncomeLoss $81.88M USD 1 Quarter
Net income NetIncomeLoss $52.95M USD Annual
Depreciation and amortization of furniture, equipment and leasehold improvements DepreciationAmortizationAndAccretionNet $7.63M USD Annual
Depreciation and amortization of furniture, equipment and leasehold improvements DepreciationAmortizationAndAccretionNet $6.87M USD Annual
Depreciation and amortization of furniture, equipment and leasehold improvements DepreciationAmortizationAndAccretionNet $8.14M USD Annual
Deferred Income Taxes and Tax Credits DeferredIncomeTaxesAndTaxCredits $21.34M USD Annual
Deferred Income Taxes and Tax Credits DeferredIncomeTaxesAndTaxCredits $9.88M USD Annual
Deferred Income Taxes and Tax Credits DeferredIncomeTaxesAndTaxCredits $2.77M USD Annual
Amortization of notes receivable AmortizationOfNotesReceivable $12.97M USD Annual
Amortization of notes receivable AmortizationOfNotesReceivable $11.76M USD Annual
Amortization of notes receivable AmortizationOfNotesReceivable $12.54M USD Annual
Amortization of debt issuance costs AmortizationOfFinancingCosts $236.00K USD Annual
Amortization of debt issuance costs AmortizationOfFinancingCosts $206.00K USD Annual
Amortization of debt issuance costs AmortizationOfFinancingCosts $259.00K USD Annual
Write-off of debt issuance costs WriteOffOfDeferredDebtIssuanceCost $341.20K USD Point-in-time
Write-off of debt issuance costs WriteOffOfDeferredDebtIssuanceCost - USD Annual
Write-off of debt issuance costs WriteOffOfDeferredDebtIssuanceCost $341.00K USD Annual
Write-off of debt issuance costs WriteOffOfDeferredDebtIssuanceCost $184.00K USD Annual
Provision for (reversal of) credit losses ProvisionForOtherCreditLosses $117.00K USD Annual
Provision for (reversal of) credit losses ProvisionForOtherCreditLosses $-435.00K USD Annual
Provision for (reversal of) credit losses ProvisionForOtherCreditLosses $-41.00K USD Annual
Share-based compensation ShareBasedCompensation $6.71M USD Annual
Share-based compensation ShareBasedCompensation $16.22M USD Annual
Share-based compensation ShareBasedCompensation $11.82M USD Annual
Operating Lease Right-of-use Asset, Amortization OperatingLeaseRightofuseAssetAmortization $25.15M USD Annual
Operating Lease Right-of-use Asset, Amortization OperatingLeaseRightofuseAssetAmortization - USD Annual
Operating Lease Right-of-use Asset, Amortization OperatingLeaseRightofuseAssetAmortization $25.19M USD Annual
Gain (Loss) on Repurchase of Debt Instrument GainLossOnRepurchaseOfDebtInstrument $-86.00K USD Annual
Deposits with clearing organizations IncreaseDecreaseDepositsWithClearingOrganizations $25.46M USD Annual
Deposits with clearing organizations IncreaseDecreaseDepositsWithClearingOrganizations $-19.26M USD Annual
Deposits with clearing organizations IncreaseDecreaseDepositsWithClearingOrganizations $34.93M USD Annual
Receivable from brokers, dealers and clearing organizations IncreaseDecreaseInBrokerageReceivables $-20.62M USD Annual
Receivable from brokers, dealers and clearing organizations IncreaseDecreaseInBrokerageReceivables $40.20M USD Annual
Receivable from brokers, dealers and clearing organizations IncreaseDecreaseInBrokerageReceivables $-3.20M USD Annual
Increase (Decrease) in Accounts and Other Receivables IncreaseDecreaseInAccountsAndOtherReceivables $-127.33M USD Annual
Increase (Decrease) in Accounts and Other Receivables IncreaseDecreaseInAccountsAndOtherReceivables $75.72M USD Annual
Increase (Decrease) in Accounts and Other Receivables IncreaseDecreaseInAccountsAndOtherReceivables $313.86M USD Annual
Income tax receivable IncreaseDecreaseInIncomeTaxesReceivable $-1.93M USD Annual
Income tax receivable IncreaseDecreaseInIncomeTaxesReceivable $4.16M USD Annual
Income tax receivable IncreaseDecreaseInIncomeTaxesReceivable $-5.17M USD Annual
Securities purchased under agreements to resell IncreaseDecreaseInReceivablesUnderRepurchaseAgreements - USD Annual
Securities purchased under agreements to resell IncreaseDecreaseInReceivablesUnderRepurchaseAgreements $-368.00K USD Annual
Securities purchased under agreements to resell IncreaseDecreaseInReceivablesUnderRepurchaseAgreements $-290.00K USD Annual
Securities owned IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities $-189.20M USD Annual
Securities owned IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities $-89.01M USD Annual
Securities owned IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities $-37.87M USD Annual
Notes receivable IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent $14.25M USD Annual
Notes receivable IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent $12.58M USD Annual
Notes receivable IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent $16.08M USD Annual
Other assets IncreaseDecreaseInOtherOperatingAssets $53.70M USD Annual
Other assets IncreaseDecreaseInOtherOperatingAssets $-30.27M USD Annual
Other assets IncreaseDecreaseInOtherOperatingAssets $105.44M USD Annual
Drafts payable IncreaseDecreaseInDraftPayable $-26.06M USD Annual
Drafts payable IncreaseDecreaseInDraftPayable - USD Annual
Drafts payable IncreaseDecreaseInDraftPayable $-16.35M USD Annual
Payable to brokers, dealers and clearing organizations IncreaseDecreaseInPayablesToBrokerDealers $-261.06M USD Annual
Payable to brokers, dealers and clearing organizations IncreaseDecreaseInPayablesToBrokerDealers $231.77M USD Annual
Payable to brokers, dealers and clearing organizations IncreaseDecreaseInPayablesToBrokerDealers $77.72M USD Annual
Payable to customers IncreaseDecreaseInPayablesToCustomers $-49.29M USD Annual
Payable to customers IncreaseDecreaseInPayablesToCustomers $-1.88M USD Annual
Payable to customers IncreaseDecreaseInPayablesToCustomers $168.07M USD Annual
Securities sold under agreements to repurchase IncreaseDecreaseInPayablesUnderRepurchaseAgreements $55.17M USD Annual
Securities sold under agreements to repurchase IncreaseDecreaseInPayablesUnderRepurchaseAgreements $-102.26M USD Annual
Securities sold under agreements to repurchase IncreaseDecreaseInPayablesUnderRepurchaseAgreements $-196.95M USD Annual
Securities sold but not yet purchased IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased $25.60M USD Annual
Securities sold but not yet purchased IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased $15.12M USD Annual
Securities sold but not yet purchased IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased $-9.04M USD Annual
Accrued compensation IncreaseDecreaseInEmployeeRelatedLiabilities $82.37M USD Annual
Accrued compensation IncreaseDecreaseInEmployeeRelatedLiabilities $-6.42M USD Annual
Accrued compensation IncreaseDecreaseInEmployeeRelatedLiabilities $36.32M USD Annual
Increase (Decrease) in Income Taxes Payable IncreaseDecreaseInAccruedIncomeTaxesPayable $9.73M USD Annual
Accounts payable and other liabilities IncreaseDecreaseInAccountsPayableAndAccruedLiabilities $-25.64M USD Annual
Accounts payable and other liabilities IncreaseDecreaseInAccountsPayableAndAccruedLiabilities $-2.24M USD Annual
Accounts payable and other liabilities IncreaseDecreaseInAccountsPayableAndAccruedLiabilities $-23.77M USD Annual
Cash (used in) provided by operating activities NetCashProvidedByUsedInOperatingActivities $-54.06M USD Annual
Cash (used in) provided by operating activities NetCashProvidedByUsedInOperatingActivities $168.57M USD Annual
Cash (used in) provided by operating activities NetCashProvidedByUsedInOperatingActivities $79.14M USD Annual
Purchase of furniture, equipment and leasehold improvements PaymentsToAcquirePropertyPlantAndEquipment $8.67M USD Annual
Purchase of furniture, equipment and leasehold improvements PaymentsToAcquirePropertyPlantAndEquipment $10.02M USD Annual
Purchase of furniture, equipment and leasehold improvements PaymentsToAcquirePropertyPlantAndEquipment $4.53M USD Annual
Payments to Acquire Intangible Assets PaymentsToAcquireIntangibleAssets $400.00K USD Annual
Payments to Acquire Intangible Assets PaymentsToAcquireIntangibleAssets - USD Annual
Payments to Acquire Intangible Assets PaymentsToAcquireIntangibleAssets - USD Annual
Proceeds from Life Insurance Policy ProceedsFromLifeInsurancePolicies $1.72M USD Annual
Proceeds from Life Insurance Policy ProceedsFromLifeInsurancePolicies $881.00K USD Annual
Proceeds from Life Insurance Policy ProceedsFromLifeInsurancePolicies $587.00K USD Annual
Cash used in investing activities NetCashProvidedByUsedInInvestingActivities $-8.30M USD Annual
Cash used in investing activities NetCashProvidedByUsedInInvestingActivities $-3.94M USD Annual
Cash used in investing activities NetCashProvidedByUsedInInvestingActivities $-8.19M USD Annual
Cash dividends paid on Class A non-voting and Class B voting common stock PaymentsOfDividendsCommonStock $18.58M USD Annual
Cash dividends paid on Class A non-voting and Class B voting common stock PaymentsOfDividendsCommonStock $5.83M USD Annual
Cash dividends paid on Class A non-voting and Class B voting common stock PaymentsOfDividendsCommonStock $5.94M USD Annual
Payments of Ordinary Dividends, Noncontrolling Interest PaymentsOfDividendsMinorityInterest - USD Annual
Payments of Ordinary Dividends, Noncontrolling Interest PaymentsOfDividendsMinorityInterest - USD Annual
Payments of Ordinary Dividends, Noncontrolling Interest PaymentsOfDividendsMinorityInterest $372.00K USD Annual
Issuance of Class A non-voting common stock ProceedsFromIssuanceOfCommonStock $56.00K USD Annual
Issuance of Class A non-voting common stock ProceedsFromIssuanceOfCommonStock $70.00K USD Annual
Issuance of Class A non-voting common stock ProceedsFromIssuanceOfCommonStock $83.00K USD Annual
Repurchase of Class A non-voting common stock for cancellation PaymentsForRepurchaseOfCommonStock $8.40M USD Annual
Repurchase of Class A non-voting common stock for cancellation PaymentsForRepurchaseOfCommonStock $5.89M USD Annual
Repurchase of Class A non-voting common stock for cancellation PaymentsForRepurchaseOfCommonStock $15.05M USD Annual
Payment, Tax Withholding, Share-based Payment Arrangement PaymentsRelatedToTaxWithholdingForShareBasedCompensation $2.53M USD Annual
Payment, Tax Withholding, Share-based Payment Arrangement PaymentsRelatedToTaxWithholdingForShareBasedCompensation $5.84M USD Annual
Payment, Tax Withholding, Share-based Payment Arrangement PaymentsRelatedToTaxWithholdingForShareBasedCompensation $1.01M USD Annual
Proceeds from Issuance of Senior Long-term Debt ProceedsFromIssuanceOfSeniorLongTermDebt $125.00M USD Annual
Proceeds from Issuance of Senior Long-term Debt ProceedsFromIssuanceOfSeniorLongTermDebt - USD Annual
Proceeds from Issuance of Senior Long-term Debt ProceedsFromIssuanceOfSeniorLongTermDebt - USD Annual
Redemption of senior secured notes EarlyRepaymentOfSeniorDebt - USD Annual
Redemption of senior secured notes EarlyRepaymentOfSeniorDebt $50.00M USD Annual
Redemption of senior secured notes EarlyRepaymentOfSeniorDebt $148.57M USD Annual
Repayments of Debt RepaymentsOfDebt $1.43M USD Annual
Payments of Debt Issuance Costs PaymentsOfDebtIssuanceCosts $1.21M USD Annual
Payments of Debt Issuance Costs PaymentsOfDebtIssuanceCosts - USD Annual
Payments of Debt Issuance Costs PaymentsOfDebtIssuanceCosts - USD Annual
Payments For Debt Redemption Cost PaymentsForDebtRedemptionCost $1.69M USD Annual
Payments For Debt Redemption Cost PaymentsForDebtRedemptionCost $2.51M USD Annual
Payments For Debt Redemption Cost PaymentsForDebtRedemptionCost - USD Annual
Redemption of senior secured notes ProceedsFromPaymentsForOtherFinancingActivities $-103.30M USD Annual
Redemption of senior secured notes ProceedsFromPaymentsForOtherFinancingActivities $-15.00M USD Annual
Redemption of senior secured notes ProceedsFromPaymentsForOtherFinancingActivities $82.00M USD Annual
Cash provided by (used in) financing activities NetCashProvidedByUsedInFinancingActivities $13.87M USD Annual
Cash provided by (used in) financing activities NetCashProvidedByUsedInFinancingActivities $-117.86M USD Annual
Cash provided by (used in) financing activities NetCashProvidedByUsedInFinancingActivities $-81.96M USD Annual
Net (decrease) increase in cash and cash equivalents CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect $42.52M USD Annual
Net (decrease) increase in cash and cash equivalents CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect $-44.13M USD Annual
Net (decrease) increase in cash and cash equivalents CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect $-11.12M USD Annual
Cash and cash equivalents, beginning of year CashAndCashEquivalentsAtCarryingValue $48.15M USD Point-in-time
Cash and cash equivalents, beginning of year CashAndCashEquivalentsAtCarryingValue $90.67M USD Point-in-time
Cash and cash equivalents, beginning of year CashAndCashEquivalentsAtCarryingValue $79.55M USD Point-in-time
Cash and cash equivalents, beginning of year CashAndCashEquivalentsAtCarryingValue $35.42M USD Point-in-time
Cash and cash equivalents, end of year CashAndCashEquivalentsAtCarryingValue $48.15M USD Point-in-time
Cash and cash equivalents, end of year CashAndCashEquivalentsAtCarryingValue $90.67M USD Point-in-time
Cash and cash equivalents, end of year CashAndCashEquivalentsAtCarryingValue $79.55M USD Point-in-time
Cash and cash equivalents, end of year CashAndCashEquivalentsAtCarryingValue $35.42M USD Point-in-time
Employee share plan issuance StockIssuedDuringPeriodValueShareBasedCompensation $2.19M USD Annual
Employee share plan issuance StockIssuedDuringPeriodValueShareBasedCompensation $12.17M USD Annual
Employee share plan issuance StockIssuedDuringPeriodValueShareBasedCompensation $724.00K USD Annual
Cash paid during the year for interest InterestPaidNet $40.68M USD Annual
Cash paid during the year for interest InterestPaidNet $19.01M USD Annual
Cash paid during the year for interest InterestPaidNet $53.56M USD Annual
Cash paid during the year for income taxes, net IncomeTaxesPaid $11.52M USD Annual
Cash paid during the year for income taxes, net IncomeTaxesPaid $16.82M USD Annual
Cash paid during the year for income taxes, net IncomeTaxesPaid $11.19M USD Annual
Stockholders Equity 44 line items
Line Item Tag Value Unit Period
Dividends CommonStockDividendsPerShareCashPaid $1.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.11 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.11 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.46 USD Annual
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $1.48 USD Annual
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $1.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.11 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.11 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $0.46 USD Annual
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Dividends CommonStockDividendsPerShareCashPaid $1.48 USD Annual
Dividends CommonStockDividendsPerShareCashPaid $0.12 USD 1 Quarter
Stockholders' Equity Attributable to Parent StockholdersEquity $592.72M USD Point-in-time
Stockholders' Equity Attributable to Parent StockholdersEquity $685.67M USD Point-in-time
Balance at beginning of year StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $545.32M USD Point-in-time
Issuance of Class A non-voting common stock StockIssuedDuringPeriodValueShareBasedCompensation $2.19M USD Annual
Issuance of Class A non-voting common stock StockIssuedDuringPeriodValueShareBasedCompensation $12.17M USD Annual
Issuance of Class A non-voting common stock StockIssuedDuringPeriodValueShareBasedCompensation $724.00K USD Annual
Net Income (Loss) Attributable to Parent NetIncomeLoss $25.43M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $15.64M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $3.95M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $28.89M USD Annual
Net Income (Loss) Attributable to Parent NetIncomeLoss $11.19M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $122.99M USD Annual
Net Income (Loss) Attributable to Parent NetIncomeLoss $7.82M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $12.38M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $17.65M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $81.88M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $52.95M USD Annual
Currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $1.69M USD Annual
Currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $1.60M USD Annual
Currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-1.42M USD Annual
Dividends paid to non-controlling interest PaymentsOfDividendsMinorityInterest - USD Annual
Dividends paid to non-controlling interest PaymentsOfDividendsMinorityInterest - USD Annual
Dividends paid to non-controlling interest PaymentsOfDividendsMinorityInterest $372.00K USD Annual
Balance at end of year StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $545.32M USD Point-in-time
Comprehensive Income 17 line items
Line Item Tag Value Unit Period
Net Income (Loss) Attributable to Parent NetIncomeLoss $25.43M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $15.64M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $3.95M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $28.89M USD Annual
Net Income (Loss) Attributable to Parent NetIncomeLoss $11.19M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $122.99M USD Annual
Net Income (Loss) Attributable to Parent NetIncomeLoss $7.82M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $12.38M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $17.65M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $81.88M USD 1 Quarter
Net Income (Loss) Attributable to Parent NetIncomeLoss $52.95M USD Annual
Currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $1.69M USD Annual
Currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $1.60M USD Annual
Currency translation adjustment OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-1.42M USD Annual
Comprehensive Income (Loss), Net of Tax, Attributable to Parent, Total ComprehensiveIncomeNetOfTax $54.55M USD Annual
Comprehensive Income (Loss), Net of Tax, Attributable to Parent, Total ComprehensiveIncomeNetOfTax $27.48M USD Annual
Comprehensive Income (Loss), Net of Tax, Attributable to Parent, Total ComprehensiveIncomeNetOfTax $124.67M USD Annual

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.

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