10-Q Filing

OPPENHEIMER HOLDINGS INC CIK: 791963 Q3 2021

Filing Information

Form Type	10-Q
Accession Number	`0000791963-21-000030`
Period End Date	20210930
Filing Date	20211029
Fiscal Year	2021
Fiscal Period	Q3
XBRL Instance	opy-20210930_htm.xml

Filing Contents

This filing contains the following financial statements:

Balance Sheet 87 Income Statement 88 Cash Flow Statement 100 Stockholders Equity 13 Comprehensive Income 12

Balance Sheet 87 line items

Line Item	Tag	Value	Unit	Period
Allowance for credit losses	`AllowanceForDoubtfulAccountsReceivable`	$3.44M	USD	Point-in-time
Allowance for credit losses	`AllowanceForDoubtfulAccountsReceivable`	$410.00K	USD	Point-in-time
Amounts pledged	`PledgedSecuritiesOwnedAndPledgedAsCollateralAmountEligibleToBeRepledgedByCounterpartyCarryingValue`	$424.10M	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$32.08M	USD	Point-in-time
Amounts pledged	`PledgedSecuritiesOwnedAndPledgedAsCollateralAmountEligibleToBeRepledgedByCounterpartyCarryingValue`	$440.53M	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$35.42M	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$79.55M	USD	Point-in-time
Cash and cash equivalents	`CashAndCashEquivalentsAtCarryingValue`	$140.82M	USD	Point-in-time
Furniture equipment and leasehold improvements, net accumulated depreciation	`AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment`	$92.04M	USD	Point-in-time
Furniture equipment and leasehold improvements, net accumulated depreciation	`AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment`	$90.96M	USD	Point-in-time
Deposits with clearing organizations	`DepositsWithClearingOrganizationsAndOthersSecurities`	$85.09M	USD	Point-in-time
Deposits with clearing organizations	`DepositsWithClearingOrganizationsAndOthersSecurities`	$83.34M	USD	Point-in-time
Receivable from brokers, dealers and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$203.49M	USD	Point-in-time
Receivable from brokers, dealers and clearing organizations	`ReceivablesFromBrokersDealersAndClearingOrganizations`	$242.51M	USD	Point-in-time
Receivable from customers, net of allowance for credit losses of $3,440 ($410 in 2020)	`ReceivablesFromCustomers`	$1.27B	USD	Point-in-time
Receivable from customers, net of allowance for credit losses of $3,440 ($410 in 2020)	`ReceivablesFromCustomers`	$1.11B	USD	Point-in-time
Securities owned, including amounts pledged of $424,103 ($440,531 in 2020), at fair value	`SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned`	$610.52M	USD	Point-in-time
Securities owned, including amounts pledged of $424,103 ($440,531 in 2020), at fair value	`SecurityOwnedAndSoldNotYetPurchasedFairValueSecurityOwned`	$561.68M	USD	Point-in-time
Notes receivable, net	`DueFromEmployees`	$46.16M	USD	Point-in-time
Notes receivable, net	`DueFromEmployees`	$55.10M	USD	Point-in-time
Net deferred tax assets	`DeferredTaxAssetsGross`	$44.10M	USD	Point-in-time
Furniture, equipment and leasehold improvements, net of accumulated depreciation of $92,036 ($90,958 in 2020)	`PropertyPlantAndEquipmentNet`	$29.30M	USD	Point-in-time
Furniture, equipment and leasehold improvements, net of accumulated depreciation of $92,036 ($90,958 in 2020)	`PropertyPlantAndEquipmentNet`	$27.76M	USD	Point-in-time
Net deferred tax assets	`DeferredTaxAssetsGross`	$49.12M	USD	Point-in-time
Operating Lease, Right-of-Use Asset	`OperatingLeaseRightOfUseAsset`	$154.94M	USD	Point-in-time
Unamortized debt issuance expense	`UnamortizedDebtIssuanceExpense`	$1.15M	USD	Point-in-time
Operating Lease, Right-of-Use Asset	`OperatingLeaseRightOfUseAsset`	$153.50M	USD	Point-in-time
Unamortized debt issuance expense	`UnamortizedDebtIssuanceExpense`	$988.00K	USD	Point-in-time
Operating Lease Right-of-use Asset Accumulated Amortization	`OperatingLeaseRightofuseAssetAccumulatedAmortization`	$50.34M	USD	Point-in-time
Goodwill	`Goodwill`	$137.89M	USD	Point-in-time
Operating Lease Right-of-use Asset Accumulated Amortization	`OperatingLeaseRightofuseAssetAccumulatedAmortization`	$69.85M	USD	Point-in-time
Goodwill	`Goodwill`	$137.89M	USD	Point-in-time
Intangible assets	`IntangibleAssetsNetExcludingGoodwill`	$32.10M	USD	Point-in-time
Intangible assets	`IntangibleAssetsNetExcludingGoodwill`	$32.10M	USD	Point-in-time
Other assets	`OtherAssets`	$178.52M	USD	Point-in-time
Other assets	`OtherAssets`	$272.88M	USD	Point-in-time
Total assets	`Assets`	$2.89B	USD	Point-in-time
Total assets	`Assets`	$2.71B	USD	Point-in-time
Allowance for credit losses	`AllowanceForDoubtfulAccountsReceivable`	$3.44M	USD	Point-in-time
Allowance for credit losses	`AllowanceForDoubtfulAccountsReceivable`	$410.00K	USD	Point-in-time
Amounts pledged	`PledgedSecuritiesOwnedAndPledgedAsCollateralAmountEligibleToBeRepledgedByCounterpartyCarryingValue`	$424.10M	USD	Point-in-time
Amounts pledged	`PledgedSecuritiesOwnedAndPledgedAsCollateralAmountEligibleToBeRepledgedByCounterpartyCarryingValue`	$440.53M	USD	Point-in-time
Furniture equipment and leasehold improvements, net accumulated depreciation	`AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment`	$92.04M	USD	Point-in-time
Bank call loans	`BankLoans`	$72.30M	USD	Point-in-time
Furniture equipment and leasehold improvements, net accumulated depreciation	`AccumulatedDepreciationDepletionAndAmortizationPropertyPlantAndEquipment`	$90.96M	USD	Point-in-time
Bank call loans	`BankLoans`	$82.00M	USD	Point-in-time
Payable to brokers, dealers and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$324.05M	USD	Point-in-time
Payable to brokers, dealers and clearing organizations	`PayablesToBrokerDealersAndClearingOrganizations`	$259.91M	USD	Point-in-time
Payable to customers	`PayablesToCustomers`	$551.42M	USD	Point-in-time
Payable to customers	`PayablesToCustomers`	$502.81M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$343.93M	USD	Point-in-time
Securities sold under agreements to repurchase	`SecuritiesSoldUnderAgreementsToRepurchase`	$342.44M	USD	Point-in-time
Securities sold but not yet purchased, at fair value	`SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased`	$126.17M	USD	Point-in-time
Securities sold but not yet purchased, at fair value	`SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased`	$84.14M	USD	Point-in-time
Net deferred tax assets	`DeferredTaxAssetsGross`	$44.10M	USD	Point-in-time
Accrued compensation	`EmployeeRelatedLiabilitiesCurrentAndNoncurrent`	$317.02M	USD	Point-in-time
Net deferred tax assets	`DeferredTaxAssetsGross`	$49.12M	USD	Point-in-time
Accrued compensation	`EmployeeRelatedLiabilitiesCurrentAndNoncurrent`	$298.26M	USD	Point-in-time
Unamortized debt issuance expense	`UnamortizedDebtIssuanceExpense`	$1.15M	USD	Point-in-time
Accounts payable and other liabilities	`AccountsPayableAndOtherAccruedLiabilities`	$55.37M	USD	Point-in-time
Unamortized debt issuance expense	`UnamortizedDebtIssuanceExpense`	$988.00K	USD	Point-in-time
Accounts payable and other liabilities	`AccountsPayableAndOtherAccruedLiabilities`	$54.52M	USD	Point-in-time
Present value of lease liabilities	`OperatingLeaseLiability`	$197.53M	USD	Point-in-time
Present value of lease liabilities	`OperatingLeaseLiability`	$193.37M	USD	Point-in-time
Operating Lease Right-of-use Asset Accumulated Amortization	`OperatingLeaseRightofuseAssetAccumulatedAmortization`	$50.34M	USD	Point-in-time
Operating Lease Right-of-use Asset Accumulated Amortization	`OperatingLeaseRightofuseAssetAccumulatedAmortization`	$69.85M	USD	Point-in-time
Senior secured notes, net of debt issuance costs of $988 ($1,154 in 2020)	`SecuredDebt`	$123.85M	USD	Point-in-time
Senior secured notes, net of debt issuance costs of $988 ($1,154 in 2020)	`SecuredDebt`	$124.01M	USD	Point-in-time
Deferred tax liabilities, net of deferred tax assets of $49,119 ($44,104 in 2020)	`DeferredIncomeTaxLiabilitiesNet`	$46.67M	USD	Point-in-time
Deferred tax liabilities, net of deferred tax assets of $49,119 ($44,104 in 2020)	`DeferredIncomeTaxLiabilitiesNet`	$44.91M	USD	Point-in-time
Total liabilities	`Liabilities`	$2.03B	USD	Point-in-time
Total liabilities	`Liabilities`	$2.12B	USD	Point-in-time
Commitments and contingencies (note 14)	`CommitmentsAndContingencies`	-	USD	Point-in-time
Commitments and contingencies (note 14)	`CommitmentsAndContingencies`	-	USD	Point-in-time
Common stock	`CommonStockValue`	$39.46M	USD	Point-in-time
Common stock	`CommonStockValue`	$39.33M	USD	Point-in-time
Contributed capital	`AdditionalPaidInCapitalCommonStock`	$39.57M	USD	Point-in-time
Contributed capital	`AdditionalPaidInCapitalCommonStock`	$41.48M	USD	Point-in-time
Retained earnings	`RetainedEarningsAccumulatedDeficit`	$601.41M	USD	Point-in-time
Retained earnings	`RetainedEarningsAccumulatedDeficit`	$692.54M	USD	Point-in-time
Accumulated other comprehensive income	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$3.38M	USD	Point-in-time
Accumulated other comprehensive income	`AccumulatedOtherComprehensiveIncomeLossNetOfTax`	$3.45M	USD	Point-in-time
Stockholders' Equity Attributable to Parent	`StockholdersEquity`	$774.95M	USD	Point-in-time
Stockholders' Equity Attributable to Parent	`StockholdersEquity`	$685.67M	USD	Point-in-time
Stockholders' Equity Attributable to Parent	`StockholdersEquity`	$615.22M	USD	Point-in-time
Total liabilities and stockholders' equity	`LiabilitiesAndStockholdersEquity`	$2.89B	USD	Point-in-time
Total liabilities and stockholders' equity	`LiabilitiesAndStockholdersEquity`	$2.71B	USD	Point-in-time

Income Statement 88 line items

Line Item	Tag	Value	Unit	Period
Commissions	`BrokerageCommissionsRevenue`	$92.24M	USD	1 Quarter
Commissions	`BrokerageCommissionsRevenue`	$297.13M	USD	3 Qtrs
Commissions	`BrokerageCommissionsRevenue`	$90.89M	USD	1 Quarter
Commissions	`BrokerageCommissionsRevenue`	$300.53M	USD	3 Qtrs
Investment Advisory Fee Revenue	`InvestmentAdvisoryFeeRevenue`	$88.59M	USD	1 Quarter
Investment Advisory Fee Revenue	`InvestmentAdvisoryFeeRevenue`	$332.40M	USD	3 Qtrs
Investment Advisory Fee Revenue	`InvestmentAdvisoryFeeRevenue`	$250.74M	USD	3 Qtrs
Investment Advisory Fee Revenue	`InvestmentAdvisoryFeeRevenue`	$116.75M	USD	1 Quarter
Investment banking	`InvestmentBankingRevenue`	$138.16M	USD	3 Qtrs
Investment banking	`InvestmentBankingRevenue`	$316.14M	USD	3 Qtrs
Investment banking	`InvestmentBankingRevenue`	$86.90M	USD	1 Quarter
Investment banking	`InvestmentBankingRevenue`	$66.25M	USD	1 Quarter
Proceeds from (Payments for) in Interest-bearing Deposits in Banks	`SweepInterestIncomefromFDICInsuredBankDeposits`	$30.57M	USD	3 Qtrs
Proceeds from (Payments for) in Interest-bearing Deposits in Banks	`SweepInterestIncomefromFDICInsuredBankDeposits`	$4.62M	USD	1 Quarter
Proceeds from (Payments for) in Interest-bearing Deposits in Banks	`SweepInterestIncomefromFDICInsuredBankDeposits`	$3.91M	USD	1 Quarter
Proceeds from (Payments for) in Interest-bearing Deposits in Banks	`SweepInterestIncomefromFDICInsuredBankDeposits`	$11.63M	USD	3 Qtrs
Interest	`InterestIncomeOperating`	$24.65M	USD	3 Qtrs
Interest	`InterestIncomeOperating`	$9.34M	USD	1 Quarter
Interest	`InterestIncomeOperating`	$26.91M	USD	3 Qtrs
Interest	`InterestIncomeOperating`	$7.54M	USD	1 Quarter
Principal transactions, net	`PrincipalTransactionsRevenue`	$4.49M	USD	1 Quarter
Principal transactions, net	`PrincipalTransactionsRevenue`	$18.90M	USD	3 Qtrs
Principal transactions, net	`PrincipalTransactionsRevenue`	$21.66M	USD	3 Qtrs
Principal transactions, net	`PrincipalTransactionsRevenue`	$7.70M	USD	1 Quarter
Other	`OtherIncome`	$15.62M	USD	3 Qtrs
Other	`OtherIncome`	$3.06M	USD	1 Quarter
Other	`OtherIncome`	$9.32M	USD	1 Quarter
Other	`OtherIncome`	$19.64M	USD	3 Qtrs
Total revenue	`Revenues`	$775.76M	USD	3 Qtrs
Total revenue	`Revenues`	$315.34M	USD	1 Quarter
Total revenue	`Revenues`	$276.26M	USD	1 Quarter
Total revenue	`Revenues`	$1.03B	USD	3 Qtrs
Compensation and related expenses	`LaborAndRelatedExpense`	$526.92M	USD	3 Qtrs
Compensation and related expenses	`LaborAndRelatedExpense`	$206.31M	USD	1 Quarter
Compensation and related expenses	`LaborAndRelatedExpense`	$189.65M	USD	1 Quarter
Compensation and related expenses	`LaborAndRelatedExpense`	$693.05M	USD	3 Qtrs
Communications and technology	`CommunicationsAndInformationTechnology`	$19.72M	USD	1 Quarter
Communications and technology	`CommunicationsAndInformationTechnology`	$19.47M	USD	1 Quarter
Communications and technology	`CommunicationsAndInformationTechnology`	$59.50M	USD	3 Qtrs
Communications and technology	`CommunicationsAndInformationTechnology`	$60.69M	USD	3 Qtrs
Occupancy and equipment costs	`OccupancyNet`	$15.20M	USD	1 Quarter
Occupancy and equipment costs	`OccupancyNet`	$46.61M	USD	3 Qtrs
Occupancy and equipment costs	`OccupancyNet`	$45.37M	USD	3 Qtrs
Occupancy and equipment costs	`OccupancyNet`	$14.96M	USD	1 Quarter
Clearing and exchange fees	`FloorBrokerageExchangeAndClearanceFees`	$6.21M	USD	1 Quarter
Clearing and exchange fees	`FloorBrokerageExchangeAndClearanceFees`	$16.67M	USD	3 Qtrs
Clearing and exchange fees	`FloorBrokerageExchangeAndClearanceFees`	$18.06M	USD	3 Qtrs
Clearing and exchange fees	`FloorBrokerageExchangeAndClearanceFees`	$5.24M	USD	1 Quarter
Interest	`InterestExpense`	$2.47M	USD	1 Quarter
Interest	`InterestExpense`	$12.90M	USD	3 Qtrs
Interest	`InterestExpense`	$3.46M	USD	1 Quarter
Interest	`InterestExpense`	$7.56M	USD	3 Qtrs
Other	`OtherExpenses`	$20.54M	USD	1 Quarter
Other	`OtherExpenses`	$74.08M	USD	3 Qtrs
Other	`OtherExpenses`	$29.25M	USD	1 Quarter
Other	`OtherExpenses`	$55.37M	USD	3 Qtrs
Total expenses	`OperatingExpenses`	$720.55M	USD	3 Qtrs
Total expenses	`OperatingExpenses`	$254.54M	USD	1 Quarter
Total expenses	`OperatingExpenses`	$277.95M	USD	1 Quarter
Total expenses	`OperatingExpenses`	$896.23M	USD	3 Qtrs
Operating Income (Loss)	`OperatingIncomeLoss`	$55.20M	USD	3 Qtrs
Operating Income (Loss)	`OperatingIncomeLoss`	$21.72M	USD	1 Quarter
Operating Income (Loss)	`OperatingIncomeLoss`	$37.39M	USD	1 Quarter
Operating Income (Loss)	`OperatingIncomeLoss`	$132.69M	USD	3 Qtrs
Income Tax Expense (Benefit)	`IncomeTaxExpenseBenefit`	$36.62M	USD	3 Qtrs
Income Tax Expense (Benefit)	`IncomeTaxExpenseBenefit`	$6.08M	USD	1 Quarter
Income Tax Expense (Benefit)	`IncomeTaxExpenseBenefit`	$14.10M	USD	3 Qtrs
Income Tax Expense (Benefit)	`IncomeTaxExpenseBenefit`	$11.14M	USD	1 Quarter
Net income attributable to Oppenheimer Holdings Inc.	`NetIncomeLoss`	$15.64M	USD	1 Quarter
Net income attributable to Oppenheimer Holdings Inc.	`NetIncomeLoss`	$26.25M	USD	1 Quarter
Net income attributable to Oppenheimer Holdings Inc.	`NetIncomeLoss`	$96.07M	USD	3 Qtrs
Net income attributable to Oppenheimer Holdings Inc.	`NetIncomeLoss`	$41.11M	USD	3 Qtrs
Net loss per share (in dollars per share)	`EarningsPerShareBasic`	$7.59	USD	3 Qtrs
Net loss per share (in dollars per share)	`EarningsPerShareBasic`	$2.07	USD	1 Quarter
Net loss per share (in dollars per share)	`EarningsPerShareBasic`	$1.25	USD	1 Quarter
Net loss per share (in dollars per share)	`EarningsPerShareBasic`	$3.24	USD	3 Qtrs
Net loss per share (in dollars per share)	`EarningsPerShareDiluted`	$3.12	USD	3 Qtrs
Net loss per share (in dollars per share)	`EarningsPerShareDiluted`	$1.19	USD	1 Quarter
Net loss per share (in dollars per share)	`EarningsPerShareDiluted`	$1.92	USD	1 Quarter
Net loss per share (in dollars per share)	`EarningsPerShareDiluted`	$7.10	USD	3 Qtrs
Basic (in shares)	`WeightedAverageNumberOfSharesOutstandingBasic`	12.55M	shares	1 Quarter
Basic (in shares)	`WeightedAverageNumberOfSharesOutstandingBasic`	12.69M	shares	1 Quarter
Basic (in shares)	`WeightedAverageNumberOfSharesOutstandingBasic`	12.65M	shares	3 Qtrs
Basic (in shares)	`WeightedAverageNumberOfSharesOutstandingBasic`	12.70M	shares	3 Qtrs
Diluted (in shares)	`WeightedAverageNumberOfDilutedSharesOutstanding`	13.54M	shares	3 Qtrs
Diluted (in shares)	`WeightedAverageNumberOfDilutedSharesOutstanding`	13.19M	shares	3 Qtrs
Diluted (in shares)	`WeightedAverageNumberOfDilutedSharesOutstanding`	13.15M	shares	1 Quarter
Diluted (in shares)	`WeightedAverageNumberOfDilutedSharesOutstanding`	13.66M	shares	1 Quarter

Cash Flow Statement 100 line items

Line Item	Tag	Value	Unit	Period
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$15.64M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$26.25M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$96.07M	USD	3 Qtrs
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$41.11M	USD	3 Qtrs
Depreciation and amortization of furniture, equipment and leasehold improvements	`DepreciationAmortizationAndAccretionNet`	$6.17M	USD	3 Qtrs
Depreciation and amortization of furniture, equipment and leasehold improvements	`DepreciationAmortizationAndAccretionNet`	$5.97M	USD	3 Qtrs
Deferred income taxes	`DeferredIncomeTaxesAndTaxCredits`	$-2.58M	USD	3 Qtrs
Deferred income taxes	`DeferredIncomeTaxesAndTaxCredits`	$7.25M	USD	3 Qtrs
Amortization of notes receivable	`AmortizationOfNotesReceivable`	$9.79M	USD	3 Qtrs
Amortization of notes receivable	`AmortizationOfNotesReceivable`	$8.74M	USD	3 Qtrs
Amortization of debt issuance costs	`AmortizationOfFinancingCosts`	$149.00K	USD	3 Qtrs
Amortization of debt issuance costs	`AmortizationOfFinancingCosts`	$188.00K	USD	3 Qtrs
Write-off of debt issuance costs	`WriteOffOfDeferredDebtIssuanceCost`	$341.20K	USD	Point-in-time
Write-off of debt issuance costs	`WriteOffOfDeferredDebtIssuanceCost`	$200.00K	USD	Point-in-time
Write-off of debt issuance costs	`WriteOffOfDeferredDebtIssuanceCost`	$341.00K	USD	3 Qtrs
Write-off of debt issuance costs	`WriteOffOfDeferredDebtIssuanceCost`	-	USD	3 Qtrs
Provision for credit losses	`ProvisionForDoubtfulAccounts`	$3.03M	USD	3 Qtrs
Provision for credit losses	`ProvisionForDoubtfulAccounts`	$33.00K	USD	3 Qtrs
Share-based compensation	`ShareBasedCompensation`	$4.88M	USD	3 Qtrs
Share-based compensation	`ShareBasedCompensation`	$25.10M	USD	3 Qtrs
Amortization of right-of-use lease assets	`OperatingLeaseRightofuseAssetAmortization`	$18.75M	USD	3 Qtrs
Amortization of right-of-use lease assets	`OperatingLeaseRightofuseAssetAmortization`	$19.51M	USD	3 Qtrs
Gain on repurchase of senior secured notes	`GainLossOnRepurchaseOfDebtInstrument`	$86.00K	USD	3 Qtrs
Gain on repurchase of senior secured notes	`GainLossOnRepurchaseOfDebtInstrument`	$85.56K	USD	1 Quarter
Gain on repurchase of senior secured notes	`GainLossOnRepurchaseOfDebtInstrument`	-	USD	3 Qtrs
Deposits with clearing organizations	`IncreaseDecreaseInDepositOtherAssets`	$28.79M	USD	3 Qtrs
Deposits with clearing organizations	`IncreaseDecreaseInDepositOtherAssets`	$1.75M	USD	3 Qtrs
Receivable from brokers, dealers and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$39.02M	USD	3 Qtrs
Receivable from brokers, dealers and clearing organizations	`IncreaseDecreaseInBrokerageReceivables`	$43.96M	USD	3 Qtrs
Receivable from customers	`IncreaseDecreaseInReceivableFromCustomers`	$165.64M	USD	3 Qtrs
Receivable from customers	`IncreaseDecreaseInReceivableFromCustomers`	$298.13M	USD	3 Qtrs
Securities owned	`IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities`	$-153.04M	USD	3 Qtrs
Securities owned	`IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities`	$-48.83M	USD	3 Qtrs
Notes receivable	`IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent`	$9.79M	USD	3 Qtrs
Notes receivable	`IncreaseDecreaseInDueFromEmployeeCurrentAndNoncurrent`	$18.72M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$-19.63M	USD	3 Qtrs
Other assets	`IncreaseDecreaseInOtherOperatingAssets`	$-92.29M	USD	3 Qtrs
Drafts payable	`IncreaseDecreaseInDraftPayable`	$18.25M	USD	3 Qtrs
Drafts payable	`IncreaseDecreaseInDraftPayable`	-	USD	3 Qtrs
Payable to brokers, dealers and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$64.14M	USD	3 Qtrs
Payable to brokers, dealers and clearing organizations	`IncreaseDecreaseInPayablesToBrokerDealers`	$-154.03M	USD	3 Qtrs
Payable to customers	`IncreaseDecreaseInPayablesToCustomers`	$46.01M	USD	3 Qtrs
Payable to customers	`IncreaseDecreaseInPayablesToCustomers`	$48.61M	USD	3 Qtrs
Securities sold under agreements to repurchase	`IncreaseDecreaseInPayablesUnderRepurchaseAgreements`	$1.49M	USD	3 Qtrs
Securities sold under agreements to repurchase	`IncreaseDecreaseInPayablesUnderRepurchaseAgreements`	$-34.44M	USD	3 Qtrs
Securities sold but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$-42.03M	USD	3 Qtrs
Securities sold but not yet purchased	`IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased`	$121.88M	USD	3 Qtrs
Accrued compensation	`IncreaseDecreaseInEmployeeRelatedLiabilities`	$-4.86M	USD	3 Qtrs
Accrued compensation	`IncreaseDecreaseInEmployeeRelatedLiabilities`	$1.49M	USD	3 Qtrs
Accounts payable and other liabilities	`IncreaseDecreaseInAccountsPayableAndAccruedLiabilities`	$-20.52M	USD	3 Qtrs
Accounts payable and other liabilities	`IncreaseDecreaseInAccountsPayableAndAccruedLiabilities`	$-11.59M	USD	3 Qtrs
Cash provided by/(used in) operating activities	`NetCashProvidedByUsedInOperatingActivities`	$135.19M	USD	3 Qtrs
Cash provided by/(used in) operating activities	`NetCashProvidedByUsedInOperatingActivities`	$-148.38M	USD	3 Qtrs
Purchase of furniture, equipment and leasehold improvements	`PaymentsToAcquirePropertyPlantAndEquipment`	$7.51M	USD	3 Qtrs
Purchase of furniture, equipment and leasehold improvements	`PaymentsToAcquirePropertyPlantAndEquipment`	$3.71M	USD	3 Qtrs
Proceeds from the settlement of Company-owned life insurance	`ProceedsFromInsuranceSettlementInvestingActivities`	-	USD	3 Qtrs
Proceeds from the settlement of Company-owned life insurance	`ProceedsFromInsuranceSettlementInvestingActivities`	$2.00M	USD	3 Qtrs
Cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-5.51M	USD	3 Qtrs
Cash used in investing activities	`NetCashProvidedByUsedInInvestingActivities`	$-3.71M	USD	3 Qtrs
Cash dividends paid on Class A non-voting and Class B voting common stock	`PaymentsOfDividendsCommonStock`	$4.60M	USD	3 Qtrs
Cash dividends paid on Class A non-voting and Class B voting common stock	`PaymentsOfDividendsCommonStock`	$4.94M	USD	3 Qtrs
Issuance of Class A non-voting common stock	`ProceedsFromIssuanceOrSaleOfEquity`	$58.00K	USD	3 Qtrs
Issuance of Class A non-voting common stock	`ProceedsFromIssuanceOrSaleOfEquity`	$34.00K	USD	3 Qtrs
Repurchase of Class A non-voting common stock for cancellation	`PaymentsForRepurchaseOfCommonStock`	$14.23M	USD	3 Qtrs
Repurchase of Class A non-voting common stock for cancellation	`PaymentsForRepurchaseOfCommonStock`	$4.71M	USD	3 Qtrs
Payments for employee taxes withheld related to vested share-based awards	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$4.97M	USD	3 Qtrs
Payments for employee taxes withheld related to vested share-based awards	`PaymentsRelatedToTaxWithholdingForShareBasedCompensation`	$5.77M	USD	3 Qtrs
Proceeds from Issuance of Secured Debt	`ProceedsFromIssuanceOfSecuredDebt`	$125.00M	USD	3 Qtrs
Proceeds from Issuance of Secured Debt	`ProceedsFromIssuanceOfSecuredDebt`	-	USD	3 Qtrs
Repayments of Secured Debt	`RepaymentsOfSecuredDebt`	$148.57M	USD	3 Qtrs
Repayments of Secured Debt	`RepaymentsOfSecuredDebt`	$50.00M	USD	Point-in-time
Repayments of Secured Debt	`RepaymentsOfSecuredDebt`	-	USD	3 Qtrs
Repurchase of Secured Debt	`RepurchaseofSecuredDebt`	$1.43M	USD	3 Qtrs
Repurchase of Secured Debt	`RepurchaseofSecuredDebt`	-	USD	3 Qtrs
Payments of Debt Issuance Costs	`PaymentsOfDebtIssuanceCosts`	$22.00K	USD	3 Qtrs
Payments of Debt Issuance Costs	`PaymentsOfDebtIssuanceCosts`	$210.00K	USD	3 Qtrs
Payment for Debt Extinguishment or Debt Prepayment Cost	`PaymentsOfDebtExtinguishmentCosts`	$2.50M	USD	Point-in-time
Payment for Debt Extinguishment or Debt Prepayment Cost	`PaymentsOfDebtExtinguishmentCosts`	$1.70M	USD	Point-in-time
Payment for Debt Extinguishment or Debt Prepayment Cost	`PaymentsOfDebtExtinguishmentCosts`	$2.51M	USD	3 Qtrs
Payment for Debt Extinguishment or Debt Prepayment Cost	`PaymentsOfDebtExtinguishmentCosts`	-	USD	3 Qtrs
(Decrease)/increase in bank call loans, net	`ProceedsFromPaymentsForOtherFinancingActivities`	$156.90M	USD	3 Qtrs
(Decrease)/increase in bank call loans, net	`ProceedsFromPaymentsForOtherFinancingActivities`	$-9.70M	USD	3 Qtrs
Cash (used in)/provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$104.62M	USD	3 Qtrs
Cash (used in)/provided by financing activities	`NetCashProvidedByUsedInFinancingActivities`	$-24.28M	USD	3 Qtrs
Cash, Cash Equivalents, Restricted Cash and Restricted Cash Equivalents, Period Increase (Decrease), Including Exchange Rate Effect	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$105.39M	USD	3 Qtrs
Cash, Cash Equivalents, Restricted Cash and Restricted Cash Equivalents, Period Increase (Decrease), Including Exchange Rate Effect	`CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect`	$-47.47M	USD	3 Qtrs
Cash and cash equivalents, beginning of period	`CashAndCashEquivalentsAtCarryingValue`	$32.08M	USD	Point-in-time
Cash and cash equivalents, beginning of period	`CashAndCashEquivalentsAtCarryingValue`	$35.42M	USD	Point-in-time
Cash and cash equivalents, beginning of period	`CashAndCashEquivalentsAtCarryingValue`	$79.55M	USD	Point-in-time
Cash and cash equivalents, beginning of period	`CashAndCashEquivalentsAtCarryingValue`	$140.82M	USD	Point-in-time
Cash and cash equivalents, end of period	`CashAndCashEquivalentsAtCarryingValue`	$32.08M	USD	Point-in-time
Cash and cash equivalents, end of period	`CashAndCashEquivalentsAtCarryingValue`	$35.42M	USD	Point-in-time
Cash and cash equivalents, end of period	`CashAndCashEquivalentsAtCarryingValue`	$79.55M	USD	Point-in-time
Cash and cash equivalents, end of period	`CashAndCashEquivalentsAtCarryingValue`	$140.82M	USD	Point-in-time
Employee share plan issuance	`EmployeeSharePlanIssuance`	$11.94M	USD	3 Qtrs
Employee share plan issuance	`EmployeeSharePlanIssuance`	$7.36M	USD	3 Qtrs
Interest Paid, Excluding Capitalized Interest, Operating Activities	`InterestPaidNet`	$9.50M	USD	3 Qtrs
Interest Paid, Excluding Capitalized Interest, Operating Activities	`InterestPaidNet`	$17.93M	USD	3 Qtrs
Cash paid during the period for income taxes, net	`IncomeTaxesPaid`	$52.95M	USD	3 Qtrs
Cash paid during the period for income taxes, net	`IncomeTaxesPaid`	$5.92M	USD	3 Qtrs

Stockholders Equity 13 line items

Line Item	Tag	Value	Unit	Period
Stockholders' Equity Attributable to Parent	`StockholdersEquity`	$774.95M	USD	Point-in-time
Stockholders' Equity Attributable to Parent	`StockholdersEquity`	$685.67M	USD	Point-in-time
Stockholders' Equity Attributable to Parent	`StockholdersEquity`	$615.22M	USD	Point-in-time
Stockholders' Equity, Including Portion Attributable to Noncontrolling Interest	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$774.95M	USD	Point-in-time
Stockholders' Equity, Including Portion Attributable to Noncontrolling Interest	`StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest`	$615.22M	USD	Point-in-time
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$15.64M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$26.25M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$96.07M	USD	3 Qtrs
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$41.11M	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-64.00K	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$244.00K	USD	1 Quarter
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$187.00K	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$235.00K	USD	1 Quarter

Comprehensive Income 12 line items

Line Item	Tag	Value	Unit	Period
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$15.64M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$26.25M	USD	1 Quarter
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$96.07M	USD	3 Qtrs
Net Income (Loss) Attributable to Parent	`NetIncomeLoss`	$41.11M	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$-64.00K	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$244.00K	USD	1 Quarter
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$187.00K	USD	3 Qtrs
Currency translation adjustment	`OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax`	$235.00K	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$41.29M	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$96.00M	USD	3 Qtrs
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$15.88M	USD	1 Quarter
Comprehensive income	`ComprehensiveIncomeNetOfTax`	$26.48M	USD	1 Quarter

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.