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10-Q Filing

EMCORE CORP CIK: 808326 Q1 2012
Filing Information
Form Type 10-Q
Accession Number 0000808326-12-000020
Period End Date 20111231
Filing Date 20120214
Fiscal Year 2012
Fiscal Period Q1
XBRL Instance emkr-20111231.xml
Filing Contents

This filing contains the following financial statements:

Balance Sheet 58 line items
Line Item Tag Value Unit Period
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $19.94M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $23.05M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $15.60M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $22.14M USD Point-in-time
Restricted cash RestrictedCashAndCashEquivalentsAtCarryingValue $1.66M USD Point-in-time
Restricted cash RestrictedCashAndCashEquivalentsAtCarryingValue $544.00K USD Point-in-time
Accounts receivable, net of allowance of $3,245 and $3,332, respectively AccountsReceivableNetCurrent $25.73M USD Point-in-time
Accounts receivable, net of allowance of $3,245 and $3,332, respectively AccountsReceivableNetCurrent $34.88M USD Point-in-time
Inventory InventoryNet $33.17M USD Point-in-time
Inventory InventoryNet $29.89M USD Point-in-time
Prepaid expenses and other current assets PrepaidExpenseAndOtherAssetsCurrent $10.42M USD Point-in-time
Prepaid expenses and other current assets PrepaidExpenseAndOtherAssetsCurrent $7.17M USD Point-in-time
Total current assets AssetsCurrent $91.35M USD Point-in-time
Total current assets AssetsCurrent $89.84M USD Point-in-time
Property, plant, and equipment, net PropertyPlantAndEquipmentNet $42.73M USD Point-in-time
Property, plant, and equipment, net PropertyPlantAndEquipmentNet $46.79M USD Point-in-time
Goodwill Goodwill $20.38M USD Point-in-time
Goodwill Goodwill $20.38M USD Point-in-time
Other intangible assets, net OtherIntangibleAssetsNet $5.87M USD Point-in-time
Other intangible assets, net OtherIntangibleAssetsNet $5.41M USD Point-in-time
Equity method investment EquityMethodInvestments $2.37M USD Point-in-time
Equity method investment EquityMethodInvestments $242.00K USD Point-in-time
Other non-current assets, net of allowance of $3,434 and $3,641, respectively OtherAssetsNoncurrent $3.54M USD Point-in-time
Other non-current assets, net of allowance of $3,434 and $3,641, respectively OtherAssetsNoncurrent $4.71M USD Point-in-time
Total assets Assets $170.30M USD Point-in-time
Total assets Assets $163.31M USD Point-in-time
Borrowings from credit facility LinesOfCreditCurrent $17.56M USD Point-in-time
Borrowings from credit facility LinesOfCreditCurrent $6.00M USD Point-in-time
Accounts payable AccountsPayableCurrent $30.50M USD Point-in-time
Accounts payable AccountsPayableCurrent $26.58M USD Point-in-time
Warrant liability DerivativeLiabilitiesCurrent $496.00K USD Point-in-time
Warrant liability DerivativeLiabilitiesCurrent $601.00K USD Point-in-time
Accrued expenses and other current liabilities AccruedLiabilitiesCurrent $22.32M USD Point-in-time
Accrued expenses and other current liabilities AccruedLiabilitiesCurrent $33.95M USD Point-in-time
Total current liabilities LiabilitiesCurrent $70.95M USD Point-in-time
Total current liabilities LiabilitiesCurrent $67.06M USD Point-in-time
Asset retirement obligations AssetRetirementObligationsNoncurrent $4.85M USD Point-in-time
Asset retirement obligations AssetRetirementObligationsNoncurrent $4.80M USD Point-in-time
Other long-term liabilities OtherLiabilitiesNoncurrent $816.00K USD Point-in-time
Other long-term liabilities OtherLiabilitiesNoncurrent $4.00K USD Point-in-time
Total liabilities Liabilities $76.61M USD Point-in-time
Total liabilities Liabilities $71.86M USD Point-in-time
Commitments and contingencies (Note 12) CommitmentsAndContingencies - USD Point-in-time
Commitments and contingencies (Note 12) CommitmentsAndContingencies - USD Point-in-time
Preferred stock, $0.0001 par value, 5,882 shares authorized; none issued or outstanding PreferredStockValueOutstanding - USD Point-in-time
Preferred stock, $0.0001 par value, 5,882 shares authorized; none issued or outstanding PreferredStockValueOutstanding - USD Point-in-time
Common stock, no par value, 200,000 shares authorized; 94,228 shares issued and 94,069 shares outstanding as of December 31, 2011; 94,084 shares issued and 93,925 shares outstanding as of September 30, 2011 CommonStockValueOutstanding $713.06M USD Point-in-time
Common stock, no par value, 200,000 shares authorized; 94,228 shares issued and 94,069 shares outstanding as of December 31, 2011; 94,084 shares issued and 93,925 shares outstanding as of September 30, 2011 CommonStockValueOutstanding $715.15M USD Point-in-time
Treasury stock, at cost; 159 shares TreasuryStockValue $2.08M USD Point-in-time
Treasury stock, at cost; 159 shares TreasuryStockValue $2.08M USD Point-in-time
Accumulated other comprehensive income AccumulatedOtherComprehensiveIncomeLossForeignCurrencyTranslationAdjustmentNetOfTax $1.31M USD Point-in-time
Accumulated other comprehensive income AccumulatedOtherComprehensiveIncomeLossForeignCurrencyTranslationAdjustmentNetOfTax $912.00K USD Point-in-time
Accumulated deficit RetainedEarningsAccumulatedDeficit $-627.68M USD Point-in-time
Accumulated deficit RetainedEarningsAccumulatedDeficit $-613.46M USD Point-in-time
Total shareholders equity StockholdersEquity $98.44M USD Point-in-time
Total shareholders equity StockholdersEquity $86.70M USD Point-in-time
Total liabilities and shareholders equity LiabilitiesAndStockholdersEquity $163.31M USD Point-in-time
Total liabilities and shareholders equity LiabilitiesAndStockholdersEquity $170.30M USD Point-in-time
Income Statement 50 line items
Line Item Tag Value Unit Period
Revenue Revenues $52.11M USD 1 Quarter
Revenue Revenues $37.45M USD 1 Quarter
Cost of revenue CostOfRevenue $33.98M USD 1 Quarter
Cost of revenue CostOfRevenue $39.43M USD 1 Quarter
Gross profit GrossProfit $12.68M USD 1 Quarter
Gross profit GrossProfit $3.47M USD 1 Quarter
Selling, general, and administrative SellingGeneralAndAdministrativeExpense $8.26M USD 1 Quarter
Selling, general, and administrative SellingGeneralAndAdministrativeExpense $7.48M USD 1 Quarter
Research and development ResearchAndDevelopmentExpense $7.19M USD 1 Quarter
Research and development ResearchAndDevelopmentExpense $6.98M USD 1 Quarter
Flood-related losses LossFromCatastrophes - USD 1 Quarter
Flood-related losses LossFromCatastrophes $5.70M USD 1 Quarter
Flood-related insurance proceeds InsuranceRecoveries $5.00M USD 1 Quarter
Flood-related insurance proceeds InsuranceRecoveries - USD 1 Quarter
Total operating expenses OperatingExpenses $15.16M USD 1 Quarter
Total operating expenses OperatingExpenses $15.46M USD 1 Quarter
Operating loss OperatingIncomeLoss $-2.77M USD 1 Quarter
Operating loss OperatingIncomeLoss $-11.69M USD 1 Quarter
Interest income InvestmentIncomeInterest $1.00K USD 1 Quarter
Interest income InvestmentIncomeInterest - USD 1 Quarter
Interest expense InterestExpense $258.00K USD 1 Quarter
Interest expense InterestExpense $130.00K USD 1 Quarter
Foreign exchange gain (loss) ForeignCurrencyTransactionGainLossBeforeTax $89.00K USD 1 Quarter
Foreign exchange gain (loss) ForeignCurrencyTransactionGainLossBeforeTax $-335.00K USD 1 Quarter
Loss from equity method investment IncomeLossFromEquityMethodInvestments - USD 1 Quarter
Loss from equity method investment IncomeLossFromEquityMethodInvestments $-960.00K USD 1 Quarter
Change in fair value of financial instruments UnrealizedGainLossOnDerivatives $-272.00K USD 1 Quarter
Change in fair value of financial instruments UnrealizedGainLossOnDerivatives $105.00K USD 1 Quarter
Other expense OtherNonoperatingIncomeExpense $-5.00K USD 1 Quarter
Other expense OtherNonoperatingIncomeExpense - USD 1 Quarter
Total other expense NonoperatingIncomeExpense $-870.00K USD 1 Quarter
Total other expense NonoperatingIncomeExpense $-895.00K USD 1 Quarter
Loss before income tax expense IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $-12.59M USD 1 Quarter
Loss before income tax expense IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $-3.65M USD 1 Quarter
Foreign income tax expense on capital distributions IncomeTaxExpenseBenefit - USD 1 Quarter
Foreign income tax expense on capital distributions IncomeTaxExpenseBenefit $1.64M USD 1 Quarter
Net loss NetIncomeLoss $-14.23M USD 1 Quarter
Net loss NetIncomeLoss $-3.65M USD 1 Quarter
Foreign exchange translation adjustment OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease $401.00K USD 1 Quarter
Foreign exchange translation adjustment OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease $106.00K USD 1 Quarter
Comprehensive loss ComprehensiveIncomeNetOfTax $-13.83M USD 1 Quarter
Comprehensive loss ComprehensiveIncomeNetOfTax $-3.54M USD 1 Quarter
Net loss per basic share EarningsPerShareBasic $-0.04 USD 1 Quarter
Net loss per basic share EarningsPerShareBasic $-0.15 USD 1 Quarter
Net loss per diluted share EarningsPerShareDiluted $-0.04 USD 1 Quarter
Net loss per diluted share EarningsPerShareDiluted $-0.15 USD 1 Quarter
Weighted-average number of basic shares outstanding WeightedAverageNumberOfSharesOutstandingBasic 85.25M shares 1 Quarter
Weighted-average number of basic shares outstanding WeightedAverageNumberOfSharesOutstandingBasic 93.90M shares 1 Quarter
Weighted-average number of diluted shares outstanding WeightedAverageNumberOfDilutedSharesOutstanding 93.90M shares 1 Quarter
Weighted-average number of diluted shares outstanding WeightedAverageNumberOfDilutedSharesOutstanding 85.25M shares 1 Quarter
Cash Flow Statement 74 line items
Line Item Tag Value Unit Period
Net Loss NetIncomeLoss $-14.23M USD 1 Quarter
Net Loss NetIncomeLoss $-3.65M USD 1 Quarter
Depreciation, amortization, and accretion expense DepreciationDepletionAndAmortization $3.01M USD 1 Quarter
Depreciation, amortization, and accretion expense DepreciationDepletionAndAmortization $2.77M USD 1 Quarter
Stock-based compensation expense ShareBasedCompensation $2.18M USD 1 Quarter
Stock-based compensation expense ShareBasedCompensation $1.12M USD 1 Quarter
Provision for doubtful accounts ProvisionForDoubtfulAccounts $64.00K USD 1 Quarter
Provision for doubtful accounts ProvisionForDoubtfulAccounts $-87.00K USD 1 Quarter
Provision for product warranty ProductWarrantyExpense $172.00K USD 1 Quarter
Provision for product warranty ProductWarrantyExpense $211.00K USD 1 Quarter
Provision for losses on inventory purchase commitments LossContingencyAccrualCarryingValueProvision - USD 1 Quarter
Provision for losses on inventory purchase commitments LossContingencyAccrualCarryingValueProvision $-908.00K USD 1 Quarter
Loss from equity method investment IncomeLossFromEquityMethodInvestments - USD 1 Quarter
Loss from equity method investment IncomeLossFromEquityMethodInvestments $-960.00K USD 1 Quarter
Change in fair value of financial instruments UnrealizedGainLossOnDerivatives $-272.00K USD 1 Quarter
Change in fair value of financial instruments UnrealizedGainLossOnDerivatives $105.00K USD 1 Quarter
Loss on disposal of equipment GainLossOnDispositionOfProperty $-35.00K USD 1 Quarter
Loss on disposal of equipment GainLossOnDispositionOfProperty - USD 1 Quarter
Flood-related losses LossFromCatastrophes - USD 1 Quarter
Flood-related losses LossFromCatastrophes $5.70M USD 1 Quarter
Total non-cash adjustments AdjustmentsToReconcileNetIncomeLossToCashProvidedByUsedInOperatingActivities $4.68M USD 1 Quarter
Total non-cash adjustments AdjustmentsToReconcileNetIncomeLossToCashProvidedByUsedInOperatingActivities $12.54M USD 1 Quarter
Accounts receivable IncreaseDecreaseInAccountsReceivable $9.44M USD 1 Quarter
Accounts receivable IncreaseDecreaseInAccountsReceivable $5.34M USD 1 Quarter
Inventory IncreaseDecreaseInInventories $-584.00K USD 1 Quarter
Inventory IncreaseDecreaseInInventories $314.00K USD 1 Quarter
Other assets IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets $-138.00K USD 1 Quarter
Other assets IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets $-2.55M USD 1 Quarter
Accounts payable IncreaseDecreaseInAccountsPayable $-531.00K USD 1 Quarter
Accounts payable IncreaseDecreaseInAccountsPayable $-3.69M USD 1 Quarter
Accrued expenses and other current liabilities IncreaseDecreaseInAccruedLiabilities $-12.54M USD 1 Quarter
Accrued expenses and other current liabilities IncreaseDecreaseInAccruedLiabilities $2.65M USD 1 Quarter
Total change in operating assets and liabilities IncreaseDecreaseInOperatingCapital $22.54M USD 1 Quarter
Total change in operating assets and liabilities IncreaseDecreaseInOperatingCapital $3.40M USD 1 Quarter
Net cash provided by operating activities NetCashProvidedByUsedInOperatingActivities $20.85M USD 1 Quarter
Net cash provided by operating activities NetCashProvidedByUsedInOperatingActivities $4.43M USD 1 Quarter
Purchase of equipment PaymentsToAcquirePropertyPlantAndEquipment $2.28M USD 1 Quarter
Purchase of equipment PaymentsToAcquirePropertyPlantAndEquipment $984.00K USD 1 Quarter
Deposits on equipment orders PaymentsForDeposits - USD 1 Quarter
Deposits on equipment orders PaymentsForDeposits $1.13M USD 1 Quarter
Investment in internally-developed patents PaymentsToAcquireIntangibleAssets $188.00K USD 1 Quarter
Investment in internally-developed patents PaymentsToAcquireIntangibleAssets - USD 1 Quarter
Dividend from unconsolidated affiliate ProceedsFromDividendsReceived $1.64M USD 1 Quarter
Dividend from unconsolidated affiliate ProceedsFromDividendsReceived - USD 1 Quarter
Increase in restricted cash IncreaseDecreaseInRestrictedCash $1.12M USD 1 Quarter
Increase in restricted cash IncreaseDecreaseInRestrictedCash $1.05M USD 1 Quarter
Net cash used in investing activities NetCashProvidedByUsedInInvestingActivities $-2.22M USD 1 Quarter
Net cash used in investing activities NetCashProvidedByUsedInInvestingActivities $-2.88M USD 1 Quarter
Net proceeds from (payments on) borrowings from credit facilities ProceedsFromRepaymentsOfLinesOfCredit $-11.55M USD 1 Quarter
Net proceeds from (payments on) borrowings from credit facilities ProceedsFromRepaymentsOfLinesOfCredit $1.18M USD 1 Quarter
Financing cost related to issuance of credit facility PaymentsOfFinancingCosts - USD 1 Quarter
Financing cost related to issuance of credit facility PaymentsOfFinancingCosts $534.00K USD 1 Quarter
Proceeds from stock plans ProceedsFromStockPlans $29.00K USD 1 Quarter
Proceeds from stock plans ProceedsFromStockPlans $30.00K USD 1 Quarter
Payments on capital lease obligations RepaymentsOfLongTermCapitalLeaseObligations $1.00K USD 1 Quarter
Payments on capital lease obligations RepaymentsOfLongTermCapitalLeaseObligations - USD 1 Quarter
Net cash provided by (used in) financing activities NetCashProvidedByUsedInFinancingActivities $678.00K USD 1 Quarter
Net cash provided by (used in) financing activities NetCashProvidedByUsedInFinancingActivities $-11.52M USD 1 Quarter
Effect of exchange rate changes on foreign currency EffectOfExchangeRateOnCashAndCashEquivalents $101.00K USD 1 Quarter
Effect of exchange rate changes on foreign currency EffectOfExchangeRateOnCashAndCashEquivalents $217.00K USD 1 Quarter
Net increase in cash and cash equivalents CashAndCashEquivalentsPeriodIncreaseDecrease $6.54M USD 1 Quarter
Net increase in cash and cash equivalents CashAndCashEquivalentsPeriodIncreaseDecrease $3.10M USD 1 Quarter
Cash and cash equivalents at beginning of period CashAndCashEquivalentsAtCarryingValue $19.94M USD Point-in-time
Cash and cash equivalents at beginning of period CashAndCashEquivalentsAtCarryingValue $23.05M USD Point-in-time
Cash and cash equivalents at beginning of period CashAndCashEquivalentsAtCarryingValue $15.60M USD Point-in-time
Cash and cash equivalents at beginning of period CashAndCashEquivalentsAtCarryingValue $22.14M USD Point-in-time
Cash and cash equivalents at end of period CashAndCashEquivalentsAtCarryingValue $19.94M USD Point-in-time
Cash and cash equivalents at end of period CashAndCashEquivalentsAtCarryingValue $23.05M USD Point-in-time
Cash and cash equivalents at end of period CashAndCashEquivalentsAtCarryingValue $15.60M USD Point-in-time
Cash and cash equivalents at end of period CashAndCashEquivalentsAtCarryingValue $22.14M USD Point-in-time
Cash paid during the period for interest InterestPaid $89.00K USD 1 Quarter
Cash paid during the period for interest InterestPaid $78.00K USD 1 Quarter
Cash paid during the period for income taxes IncomeTaxesPaid - USD 1 Quarter
Cash paid during the period for income taxes IncomeTaxesPaid $1.64M USD 1 Quarter

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.

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