10-Q/A Filing
Filing Information
| Form Type | 10-Q/A |
| Accession Number | 0000950123-11-098609 |
| Period End Date | 20110930 |
| Filing Date | 20111114 |
| Fiscal Year | 2011 |
| Fiscal Period | Q3 |
| XBRL Instance | opy-20110930.xml |
Filing Contents
This filing contains the following financial statements:
Balance Sheet
80 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$87.50M | USD | Point-in-time |
| Allowance for doubtful accounts |
AllowanceForDoubtfulAccountsReceivable
|
$2.40M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$52.85M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$68.92M | USD | Point-in-time |
| Cash and cash equivalents |
CashAndCashEquivalentsAtCarryingValue
|
$50.14M | USD | Point-in-time |
| Allowance for doubtful accounts |
AllowanceForDoubtfulAccountsReceivable
|
$2.72M | USD | Point-in-time |
| Amounts pledged |
SecurityOwnedAndPledgedAsCollateralFairValue
|
$102.50M | USD | Point-in-time |
| Amounts pledged |
SecurityOwnedAndPledgedAsCollateralFairValue
|
$402.67M | USD | Point-in-time |
| Cash and securities segregated for regulatory and other purposes |
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
$199.95M | USD | Point-in-time |
| Cash and securities segregated for regulatory and other purposes |
CashAndSecuritiesSegregatedUnderFederalAndOtherRegulations
|
$142.45M | USD | Point-in-time |
| Deposits with clearing organizations |
DepositsWithClearingOrganizationsAndOthersSecurities
|
$23.23M | USD | Point-in-time |
| Deposits with clearing organizations |
DepositsWithClearingOrganizationsAndOthersSecurities
|
$22.57M | USD | Point-in-time |
| Receivable from brokers and clearing organizations |
ReceivablesFromBrokersDealersAndClearingOrganizations
|
$302.84M | USD | Point-in-time |
| Receivable from brokers and clearing organizations |
ReceivablesFromBrokersDealersAndClearingOrganizations
|
$335.27M | USD | Point-in-time |
| Receivable from customers, net of allowance for doubtful accounts of $2,399 ($2,716 in 2010) |
ReceivablesFromCustomers
|
$924.82M | USD | Point-in-time |
| Receivable from customers, net of allowance for doubtful accounts of $2,399 ($2,716 in 2010) |
ReceivablesFromCustomers
|
$893.57M | USD | Point-in-time |
| Income taxes receivable |
IncomeTaxesReceivable
|
$5.13M | USD | Point-in-time |
| Income taxes receivable |
IncomeTaxesReceivable
|
$5.14M | USD | Point-in-time |
| Securities purchased under agreement to resell |
SecuritiesPurchasedUnderAgreementsToResell
|
$347.07M | USD | Point-in-time |
| Securities purchased under agreement to resell |
SecuritiesPurchasedUnderAgreementsToResell
|
$589.66M | USD | Point-in-time |
| Securities owned, including amounts pledged of $402,666 ($102,501 in 2010), at fair value |
FinancialInstrumentsOwnedAtFairValue
|
$367.02M | USD | Point-in-time |
| Securities owned, including amounts pledged of $402,666 ($102,501 in 2010), at fair value |
FinancialInstrumentsOwnedAtFairValue
|
$796.87M | USD | Point-in-time |
| Notes receivable, net |
DueFromEmployees
|
$55.97M | USD | Point-in-time |
| Notes receivable, net |
DueFromEmployees
|
$59.79M | USD | Point-in-time |
| Office facilities, net |
PropertyPlantAndEquipmentNet
|
$22.88M | USD | Point-in-time |
| Office facilities, net |
PropertyPlantAndEquipmentNet
|
$18.05M | USD | Point-in-time |
| Intangible assets, net |
IntangibleAssetsNetExcludingGoodwill
|
$37.73M | USD | Point-in-time |
| Intangible assets, net |
IntangibleAssetsNetExcludingGoodwill
|
$40.98M | USD | Point-in-time |
| Goodwill |
Goodwill
|
$137.89M | USD | Point-in-time |
| Goodwill |
Goodwill
|
$137.89M | USD | Point-in-time |
| Other |
OtherAssets
|
$166.31M | USD | Point-in-time |
| Other |
OtherAssets
|
$198.66M | USD | Point-in-time |
| Total assets |
Assets
|
$3.35B | USD | Point-in-time |
| Total assets |
Assets
|
$2.63B | USD | Point-in-time |
| Drafts payable |
DraftsPayable
|
$46.05M | USD | Point-in-time |
| Drafts payable |
DraftsPayable
|
$61.05M | USD | Point-in-time |
| Bank call loans |
BankLoans
|
$147.00M | USD | Point-in-time |
| Bank call loans |
BankLoans
|
$59.30M | USD | Point-in-time |
| Payable to brokers and clearing organizations |
PayablesToBrokerDealersAndClearingOrganizations
|
$372.70M | USD | Point-in-time |
| Payable to brokers and clearing organizations |
PayablesToBrokerDealersAndClearingOrganizations
|
$426.59M | USD | Point-in-time |
| Payable to customers |
PayablesToCustomers
|
$576.98M | USD | Point-in-time |
| Payable to customers |
PayablesToCustomers
|
$406.92M | USD | Point-in-time |
| Securities sold under agreement to repurchase |
SecuritiesSoldUnderAgreementsToRepurchase
|
$390.46M | USD | Point-in-time |
| Securities sold under agreement to repurchase |
SecuritiesSoldUnderAgreementsToRepurchase
|
$860.36M | USD | Point-in-time |
| Securities sold, but not yet purchased, at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased
|
$210.98M | USD | Point-in-time |
| Securities sold, but not yet purchased, at fair value |
SecurityOwnedAndSoldNotYetPurchasedFairValueSecuritySoldNotYetPurchased
|
$160.05M | USD | Point-in-time |
| Accrued compensation |
EmployeeRelatedLiabilitiesCurrentAndNoncurrent
|
$175.94M | USD | Point-in-time |
| Accrued compensation |
EmployeeRelatedLiabilitiesCurrentAndNoncurrent
|
$129.05M | USD | Point-in-time |
| Accounts payable and other liabilities |
AccountsPayableCurrentAndNoncurrent
|
$308.23M | USD | Point-in-time |
| Accounts payable and other liabilities |
AccountsPayableCurrentAndNoncurrent
|
$265.54M | USD | Point-in-time |
| Senior secured note |
SecuredDebt
|
- | USD | Point-in-time |
| Senior secured note |
SecuredDebt
|
$200.00M | USD | Point-in-time |
| Senior secured credit note |
SeniorNotes
|
- | USD | Point-in-time |
| Senior secured credit note |
SeniorNotes
|
$22.50M | USD | Point-in-time |
| Subordinated note |
SubordinatedDebt
|
- | USD | Point-in-time |
| Subordinated note |
SubordinatedDebt
|
$100.00M | USD | Point-in-time |
| Deferred income tax, net |
DeferredIncomeTaxLiabilities
|
$11.19M | USD | Point-in-time |
| Deferred income tax, net |
DeferredIncomeTaxLiabilities
|
$13.64M | USD | Point-in-time |
| Excess of fair value of acquired assets over cost |
ExcessOfFairValueOfAcquiredAssetsOverCost
|
$7.02M | USD | Point-in-time |
| Excess of fair value of acquired assets over cost |
ExcessOfFairValueOfAcquiredAssetsOverCost
|
$7.02M | USD | Point-in-time |
| Total liabilities |
Liabilities
|
$2.84B | USD | Point-in-time |
| Total liabilities |
Liabilities
|
$2.12B | USD | Point-in-time |
| Common stock |
CommonStockValue
|
$62.68M | USD | Point-in-time |
| Common stock |
CommonStockValue
|
$51.90M | USD | Point-in-time |
| Contributed capital |
AdditionalPaidInCapitalCommonStock
|
$47.81M | USD | Point-in-time |
| Contributed capital |
AdditionalPaidInCapitalCommonStock
|
$35.95M | USD | Point-in-time |
| Retained earnings |
RetainedEarningsAccumulatedDeficit
|
$404.69M | USD | Point-in-time |
| Retained earnings |
RetainedEarningsAccumulatedDeficit
|
$402.31M | USD | Point-in-time |
| Accumulated other comprehensive income |
AccumulatedOtherComprehensiveIncomeLossNetOfTax
|
$207.00K | USD | Point-in-time |
| Accumulated other comprehensive income |
AccumulatedOtherComprehensiveIncomeLossNetOfTax
|
$135.00K | USD | Point-in-time |
| Stockholders' equity |
StockholdersEquity
|
$502.22M | USD | Point-in-time |
| Stockholders' equity |
StockholdersEquity
|
$503.45M | USD | Point-in-time |
| Stockholders' equity |
StockholdersEquity
|
$483.02M | USD | Point-in-time |
| Noncontrolling interest |
MinorityInterest
|
$3.03M | USD | Point-in-time |
| Noncontrolling interest |
MinorityInterest
|
$4.81M | USD | Point-in-time |
| Total equity |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$508.26M | USD | Point-in-time |
| Total equity |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$485.26M | USD | Point-in-time |
| Total equity |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$505.26M | USD | Point-in-time |
| Total Liabilities and Equity |
LiabilitiesAndStockholdersEquity
|
$2.63B | USD | Point-in-time |
| Total Liabilities and Equity |
LiabilitiesAndStockholdersEquity
|
$3.35B | USD | Point-in-time |
Income Statement
96 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Commissions |
BrokerageCommissionsRevenue
|
$123.27M | USD | 1 Quarter |
| Commissions |
BrokerageCommissionsRevenue
|
$380.91M | USD | 3 Qtrs |
| Commissions |
BrokerageCommissionsRevenue
|
$120.94M | USD | 1 Quarter |
| Commissions |
BrokerageCommissionsRevenue
|
$398.72M | USD | 3 Qtrs |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$60.80M | USD | 3 Qtrs |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$8.23M | USD | 1 Quarter |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$32.54M | USD | 3 Qtrs |
| Principal transactions, net |
PrincipalTransactionsRevenue
|
$22.65M | USD | 1 Quarter |
| Interest |
InterestIncomeOperating
|
$43.60M | USD | 3 Qtrs |
| Interest |
InterestIncomeOperating
|
$11.22M | USD | 1 Quarter |
| Interest |
InterestIncomeOperating
|
$15.16M | USD | 1 Quarter |
| Interest |
InterestIncomeOperating
|
$32.00M | USD | 3 Qtrs |
| Investment banking |
InvestmentBankingRevenue
|
$83.31M | USD | 3 Qtrs |
| Investment banking |
InvestmentBankingRevenue
|
$29.20M | USD | 1 Quarter |
| Investment banking |
InvestmentBankingRevenue
|
$91.36M | USD | 3 Qtrs |
| Investment banking |
InvestmentBankingRevenue
|
$21.79M | USD | 1 Quarter |
| Advisory fees |
InvestmentAdvisoryFees
|
$130.13M | USD | 3 Qtrs |
| Advisory fees |
InvestmentAdvisoryFees
|
$50.70M | USD | 1 Quarter |
| Advisory fees |
InvestmentAdvisoryFees
|
$43.36M | USD | 1 Quarter |
| Advisory fees |
InvestmentAdvisoryFees
|
$149.20M | USD | 3 Qtrs |
| Other |
OtherIncome
|
$5.06M | USD | 1 Quarter |
| Other |
OtherIncome
|
$31.95M | USD | 3 Qtrs |
| Other |
OtherIncome
|
$15.19M | USD | 1 Quarter |
| Other |
OtherIncome
|
$34.55M | USD | 3 Qtrs |
| Total revenue |
Revenues
|
$739.51M | USD | 3 Qtrs |
| Total revenue |
Revenues
|
$235.14M | USD | 1 Quarter |
| Total revenue |
Revenues
|
$729.55M | USD | 3 Qtrs |
| Total revenue |
Revenues
|
$231.62M | USD | 1 Quarter |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$479.80M | USD | 3 Qtrs |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$485.76M | USD | 3 Qtrs |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$148.95M | USD | 1 Quarter |
| Compensation and related expenses |
LaborAndRelatedExpense
|
$159.49M | USD | 1 Quarter |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$5.53M | USD | 1 Quarter |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$19.13M | USD | 3 Qtrs |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$6.51M | USD | 1 Quarter |
| Clearing and exchange fees |
FloorBrokerageExchangeAndClearanceFees
|
$19.91M | USD | 3 Qtrs |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$15.14M | USD | 1 Quarter |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$15.84M | USD | 1 Quarter |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$48.58M | USD | 3 Qtrs |
| Communications and technology |
CommunicationsAndInformationTechnology
|
$47.15M | USD | 3 Qtrs |
| Occupancy and equipment costs |
OccupancyNet
|
$54.88M | USD | 3 Qtrs |
| Occupancy and equipment costs |
OccupancyNet
|
$18.98M | USD | 1 Quarter |
| Occupancy and equipment costs |
OccupancyNet
|
$56.05M | USD | 3 Qtrs |
| Occupancy and equipment costs |
OccupancyNet
|
$18.16M | USD | 1 Quarter |
| Interest |
InterestExpense
|
$6.55M | USD | 1 Quarter |
| Interest |
InterestExpense
|
$28.67M | USD | 3 Qtrs |
| Interest |
InterestExpense
|
$18.02M | USD | 3 Qtrs |
| Interest |
InterestExpense
|
$10.23M | USD | 1 Quarter |
| Other |
OtherExpenses
|
$27.55M | USD | 1 Quarter |
| Other |
OtherExpenses
|
$75.61M | USD | 3 Qtrs |
| Other |
OtherExpenses
|
$22.13M | USD | 1 Quarter |
| Other |
OtherExpenses
|
$82.96M | USD | 3 Qtrs |
| Total expenses |
OperatingExpenses
|
$713.76M | USD | 3 Qtrs |
| Total expenses |
OperatingExpenses
|
$227.68M | USD | 1 Quarter |
| Total expenses |
OperatingExpenses
|
$227.35M | USD | 1 Quarter |
| Total expenses |
OperatingExpenses
|
$702.77M | USD | 3 Qtrs |
| Profit before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesMinorityInterestAndIncomeLossFromEquityMethodInvestments
|
$4.26M | USD | 1 Quarter |
| Profit before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesMinorityInterestAndIncomeLossFromEquityMethodInvestments
|
$15.80M | USD | 3 Qtrs |
| Profit before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesMinorityInterestAndIncomeLossFromEquityMethodInvestments
|
$36.74M | USD | 3 Qtrs |
| Profit before income taxes |
IncomeLossFromContinuingOperationsBeforeIncomeTaxesMinorityInterestAndIncomeLossFromEquityMethodInvestments
|
$7.46M | USD | 1 Quarter |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$14.87M | USD | 3 Qtrs |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$7.14M | USD | 3 Qtrs |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$3.21M | USD | 1 Quarter |
| Income tax provision |
IncomeTaxExpenseBenefit
|
$1.80M | USD | 1 Quarter |
| Net profit for the period |
ProfitLoss
|
$8.66M | USD | 3 Qtrs |
| Net profit for the period |
ProfitLoss
|
$2.46M | USD | 1 Quarter |
| Net profit for the period |
ProfitLoss
|
$4.25M | USD | 1 Quarter |
| Net profit for the period |
ProfitLoss
|
$21.87M | USD | 3 Qtrs |
| Less net profit attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$1.77M | USD | 3 Qtrs |
| Less net profit attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$595.00K | USD | 1 Quarter |
| Less net profit attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$1.50M | USD | 3 Qtrs |
| Less net profit attributable to non-controlling interest, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$353.00K | USD | 1 Quarter |
| Net profit attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$20.37M | USD | 3 Qtrs |
| Net profit attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$3.65M | USD | 1 Quarter |
| Net profit attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$2.11M | USD | 1 Quarter |
| Net profit attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$6.88M | USD | 3 Qtrs |
| Basic |
EarningsPerShareBasic
|
$1.53 | USD | 3 Qtrs |
| Basic |
EarningsPerShareBasic
|
$0.15 | USD | 1 Quarter |
| Basic |
EarningsPerShareBasic
|
$0.27 | USD | 1 Quarter |
| Basic |
EarningsPerShareBasic
|
$0.51 | USD | 3 Qtrs |
| Diluted |
EarningsPerShareDiluted
|
$0.15 | USD | 1 Quarter |
| Diluted |
EarningsPerShareDiluted
|
$0.26 | USD | 1 Quarter |
| Diluted |
EarningsPerShareDiluted
|
$1.46 | USD | 3 Qtrs |
| Diluted |
EarningsPerShareDiluted
|
$0.49 | USD | 3 Qtrs |
| Basic |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.36M | shares | 1 Quarter |
| Basic |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.67M | shares | 1 Quarter |
| Basic |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.33M | shares | 3 Qtrs |
| Basic |
WeightedAverageNumberOfSharesOutstandingBasic
|
13.63M | shares | 3 Qtrs |
| Diluted |
WeightedAverageNumberOfDilutedSharesOutstanding
|
13.92M | shares | 1 Quarter |
| Diluted |
WeightedAverageNumberOfDilutedSharesOutstanding
|
13.92M | shares | 3 Qtrs |
| Diluted |
WeightedAverageNumberOfDilutedSharesOutstanding
|
13.92M | shares | 3 Qtrs |
| Diluted |
WeightedAverageNumberOfDilutedSharesOutstanding
|
13.96M | shares | 1 Quarter |
| Dividends declared per share |
CommonStockDividendsPerShareDeclared
|
$0.11 | USD | 1 Quarter |
| Dividends declared per share |
CommonStockDividendsPerShareDeclared
|
$0.33 | USD | 3 Qtrs |
| Dividends declared per share |
CommonStockDividendsPerShareDeclared
|
$0.11 | USD | 1 Quarter |
| Dividends declared per share |
CommonStockDividendsPerShareDeclared
|
$0.33 | USD | 3 Qtrs |
Cash Flow Statement
86 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Net profit for the period |
ProfitLoss
|
$8.66M | USD | 3 Qtrs |
| Net profit for the period |
ProfitLoss
|
$2.46M | USD | 1 Quarter |
| Net profit for the period |
ProfitLoss
|
$4.25M | USD | 1 Quarter |
| Net profit for the period |
ProfitLoss
|
$21.87M | USD | 3 Qtrs |
| Depreciation and amortization |
DepreciationAmortizationAndAccretionNet
|
$9.05M | USD | 3 Qtrs |
| Depreciation and amortization |
DepreciationAmortizationAndAccretionNet
|
$9.30M | USD | 3 Qtrs |
| Deferred income tax |
DeferredIncomeTaxExpenseBenefit
|
$32.34M | USD | 3 Qtrs |
| Deferred income tax |
DeferredIncomeTaxExpenseBenefit
|
$2.45M | USD | 3 Qtrs |
| Amortization of notes receivable |
AmortizationOfNotesReceivable
|
$15.10M | USD | 3 Qtrs |
| Amortization of notes receivable |
AmortizationOfNotesReceivable
|
$15.06M | USD | 3 Qtrs |
| Amortization of debt issuance costs |
AmortizationOfFinancingCosts
|
$742.00K | USD | 3 Qtrs |
| Amortization of debt issuance costs |
AmortizationOfFinancingCosts
|
$734.00K | USD | 3 Qtrs |
| Amortization of intangibles |
AmortizationOfIntangibleAssets
|
$3.24M | USD | 3 Qtrs |
| Amortization of intangibles |
AmortizationOfIntangibleAssets
|
$3.24M | USD | 3 Qtrs |
| Provision for credit losses |
ProvisionForOtherCreditLosses
|
$336.00K | USD | 3 Qtrs |
| Provision for credit losses |
ProvisionForOtherCreditLosses
|
$-317.00K | USD | 3 Qtrs |
| Share-based compensation |
ShareBasedCompensation
|
$3.98M | USD | 3 Qtrs |
| Share-based compensation |
ShareBasedCompensation
|
$118.00K | USD | 3 Qtrs |
| Cash and securities segregated for regulatory and other purposes |
IncreaseDecreaseInCashAndSecuritiesSegregatedForRegulatoryAndOtherPurposes
|
$43.28M | USD | 3 Qtrs |
| Cash and securities segregated for regulatory and other purposes |
IncreaseDecreaseInCashAndSecuritiesSegregatedForRegulatoryAndOtherPurposes
|
$57.50M | USD | 3 Qtrs |
| Deposits with clearing organizations |
IncreaseDecreaseDepositsWithClearingOrganizations
|
$6.63M | USD | 3 Qtrs |
| Deposits with clearing organizations |
IncreaseDecreaseDepositsWithClearingOrganizations
|
$-654.00K | USD | 3 Qtrs |
| Receivable from brokers and clearing organizations |
IncreaseDecreaseInBrokerageReceivables
|
$-1.82M | USD | 3 Qtrs |
| Receivable from brokers and clearing organizations |
IncreaseDecreaseInBrokerageReceivables
|
$32.42M | USD | 3 Qtrs |
| Receivable from customers |
IncreaseDecreaseInAccountsAndOtherReceivables
|
$11.60M | USD | 3 Qtrs |
| Receivable from customers |
IncreaseDecreaseInAccountsAndOtherReceivables
|
$-31.56M | USD | 3 Qtrs |
| Income taxes receivable |
IncreaseDecreaseInIncomeTaxesReceivable
|
$30.57M | USD | 3 Qtrs |
| Income taxes receivable |
IncreaseDecreaseInIncomeTaxesReceivable
|
$-7.00K | USD | 3 Qtrs |
| Securities purchased under agreement to resell |
IncreaseDecreaseInReceivablesUnderRepurchaseAgreements
|
$242.59M | USD | 3 Qtrs |
| Securities purchased under agreement to resell |
IncreaseDecreaseInReceivablesUnderRepurchaseAgreements
|
$61.71M | USD | 3 Qtrs |
| Securities owned |
IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities
|
$429.85M | USD | 3 Qtrs |
| Securities owned |
IncreaseDecreaseInFinancialInstrumentsUsedInOperatingActivities
|
$183.64M | USD | 3 Qtrs |
| Notes receivable |
IncreaseDecreaseInNotesReceivables
|
$11.28M | USD | 3 Qtrs |
| Notes receivable |
IncreaseDecreaseInNotesReceivables
|
$16.97M | USD | 3 Qtrs |
| Other |
IncreaseDecreaseInOtherOperatingAssets
|
$-29.62M | USD | 3 Qtrs |
| Other |
IncreaseDecreaseInOtherOperatingAssets
|
$19.25M | USD | 3 Qtrs |
| Drafts payable |
IncreaseDecreaseInDraftPayable
|
$-9.77M | USD | 3 Qtrs |
| Drafts payable |
IncreaseDecreaseInDraftPayable
|
$-15.01M | USD | 3 Qtrs |
| Payable to brokers and clearing organizations |
IncreaseDecreaseInPayablesToBrokerDealers
|
$-30.97M | USD | 3 Qtrs |
| Payable to brokers and clearing organizations |
IncreaseDecreaseInPayablesToBrokerDealers
|
$55.22M | USD | 3 Qtrs |
| Payable to customers |
IncreaseDecreaseInPayablesToCustomers
|
$-57.79M | USD | 3 Qtrs |
| Payable to customers |
IncreaseDecreaseInPayablesToCustomers
|
$170.06M | USD | 3 Qtrs |
| Securities sold under agreement to repurchase |
IncreaseDecreaseInPayablesUnderRepurchaseAgreements
|
$469.90M | USD | 3 Qtrs |
| Securities sold under agreement to repurchase |
IncreaseDecreaseInPayablesUnderRepurchaseAgreements
|
$290.50M | USD | 3 Qtrs |
| Securities sold, but not yet purchased |
IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased
|
$-9.13M | USD | 3 Qtrs |
| Securities sold, but not yet purchased |
IncreaseDecreaseInFinancialInstrumentsSoldNotYetPurchased
|
$50.93M | USD | 3 Qtrs |
| Accrued compensation |
IncreaseDecreaseInEmployeeRelatedLiabilities
|
$-36.97M | USD | 3 Qtrs |
| Accrued compensation |
IncreaseDecreaseInEmployeeRelatedLiabilities
|
$-46.80M | USD | 3 Qtrs |
| Accounts payable and other liabilities |
IncreaseDecreaseInAccountsPayableAndAccruedLiabilities
|
$42.70M | USD | 3 Qtrs |
| Accounts payable and other liabilities |
IncreaseDecreaseInAccountsPayableAndAccruedLiabilities
|
$75.50M | USD | 3 Qtrs |
| Cash provided by (used in) operating activities |
NetCashProvidedByUsedInOperatingActivities
|
$54.50M | USD | 3 Qtrs |
| Cash provided by (used in) operating activities |
NetCashProvidedByUsedInOperatingActivities
|
$-63.83M | USD | 3 Qtrs |
| Purchase of office facilities |
PaymentsToAcquirePropertyPlantAndEquipment
|
$3.87M | USD | 3 Qtrs |
| Purchase of office facilities |
PaymentsToAcquirePropertyPlantAndEquipment
|
$11.88M | USD | 3 Qtrs |
| Cash used in investing activities |
NetCashProvidedByUsedInInvestingActivities
|
$-11.88M | USD | 3 Qtrs |
| Cash used in investing activities |
NetCashProvidedByUsedInInvestingActivities
|
$-3.87M | USD | 3 Qtrs |
| Cash dividends paid on Class A non-voting and Class B voting common stock |
PaymentsOfDividendsCommonStock
|
$4.40M | USD | 3 Qtrs |
| Cash dividends paid on Class A non-voting and Class B voting common stock |
PaymentsOfDividendsCommonStock
|
$4.51M | USD | 3 Qtrs |
| Issuance of Class A non-voting common stock |
ProceedsFromIssuanceOfCommonStock
|
$2.13M | USD | 3 Qtrs |
| Issuance of Class A non-voting common stock |
ProceedsFromIssuanceOfCommonStock
|
$337.00K | USD | 3 Qtrs |
| Tax shortfall from share-based compensation |
ExcessTaxBenefitFromShareBasedCompensationFinancingActivities
|
$-101.00K | USD | 3 Qtrs |
| Tax shortfall from share-based compensation |
ExcessTaxBenefitFromShareBasedCompensationFinancingActivities
|
$-1.62M | USD | 3 Qtrs |
| Senior secured note issuance |
ProceedsFromIssuanceOfSecuredDebt
|
$200.00M | USD | 3 Qtrs |
| Senior secured credit note repayment |
RepaymentsOfNotesPayable
|
$22.50M | USD | 3 Qtrs |
| Senior secured credit note repayment |
RepaymentsOfNotesPayable
|
$9.50M | USD | 3 Qtrs |
| Subordinated note repayment |
RepaymentsOfSubordinatedDebt
|
$100.00M | USD | 3 Qtrs |
| Increase (decrease) in bank call loans, net |
IncreaseDecreaseInBankCallLoansNet
|
$87.70M | USD | 3 Qtrs |
| Increase (decrease) in bank call loans, net |
IncreaseDecreaseInBankCallLoansNet
|
$-68.80M | USD | 3 Qtrs |
| Cash (used in) provided by financing activities |
NetCashProvidedByUsedInFinancingActivities
|
$-15.99M | USD | 3 Qtrs |
| Cash (used in) provided by financing activities |
NetCashProvidedByUsedInFinancingActivities
|
$56.93M | USD | 3 Qtrs |
| Net increase (decrease) in cash and cash equivalents |
CashAndCashEquivalentsPeriodIncreaseDecrease
|
$34.64M | USD | 3 Qtrs |
| Net increase (decrease) in cash and cash equivalents |
CashAndCashEquivalentsPeriodIncreaseDecrease
|
$-18.78M | USD | 3 Qtrs |
| Cash and cash equivalents, beginning of period |
CashAndCashEquivalentsAtCarryingValue
|
$87.50M | USD | Point-in-time |
| Cash and cash equivalents, beginning of period |
CashAndCashEquivalentsAtCarryingValue
|
$52.85M | USD | Point-in-time |
| Cash and cash equivalents, beginning of period |
CashAndCashEquivalentsAtCarryingValue
|
$68.92M | USD | Point-in-time |
| Cash and cash equivalents, beginning of period |
CashAndCashEquivalentsAtCarryingValue
|
$50.14M | USD | Point-in-time |
| Cash and cash equivalents, end of period |
CashAndCashEquivalentsAtCarryingValue
|
$87.50M | USD | Point-in-time |
| Cash and cash equivalents, end of period |
CashAndCashEquivalentsAtCarryingValue
|
$52.85M | USD | Point-in-time |
| Cash and cash equivalents, end of period |
CashAndCashEquivalentsAtCarryingValue
|
$68.92M | USD | Point-in-time |
| Cash and cash equivalents, end of period |
CashAndCashEquivalentsAtCarryingValue
|
$50.14M | USD | Point-in-time |
| Employee share plan issuance |
EmployeeSharePlanIssuance
|
$10.45M | USD | 3 Qtrs |
| Employee share plan issuance |
EmployeeSharePlanIssuance
|
$1.76M | USD | 3 Qtrs |
| Cash paid during the periods for interest |
InterestPaid
|
$15.93M | USD | 3 Qtrs |
| Cash paid during the periods for interest |
InterestPaid
|
$15.31M | USD | 3 Qtrs |
| Cash paid during the periods for income taxes |
IncomeTaxesPaid
|
$11.40M | USD | 3 Qtrs |
| Cash paid during the periods for income taxes |
IncomeTaxesPaid
|
$7.68M | USD | 3 Qtrs |
Stockholders Equity
24 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Beginning Balance |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$508.26M | USD | Point-in-time |
| Beginning Balance |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$485.26M | USD | Point-in-time |
| Beginning Balance |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$505.26M | USD | Point-in-time |
| Net profit for the period attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$20.37M | USD | 3 Qtrs |
| Net profit for the period attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$3.65M | USD | 1 Quarter |
| Net profit for the period attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$2.11M | USD | 1 Quarter |
| Net profit for the period attributable to Oppenheimer Holdings Inc. |
NetIncomeLoss
|
$6.88M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease
|
$1.29M | USD | 1 Quarter |
| Currency translation adjustment |
OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease
|
$-1.39M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease
|
$1.06M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease
|
$-1.51M | USD | 1 Quarter |
| Change in cash flow hedges, net of tax |
OtherComprehensiveIncomeDerivativesQualifyingAsHedgesNetOfTaxPeriodIncreaseDecrease
|
$-963.00K | USD | 3 Qtrs |
| Change in cash flow hedges, net of tax |
OtherComprehensiveIncomeDerivativesQualifyingAsHedgesNetOfTaxPeriodIncreaseDecrease
|
$1.32M | USD | 3 Qtrs |
| Change in cash flow hedges, net of tax |
OtherComprehensiveIncomeDerivativesQualifyingAsHedgesNetOfTaxPeriodIncreaseDecrease
|
$-146.00K | USD | 1 Quarter |
| Stockholders' Equity |
StockholdersEquity
|
$502.22M | USD | Point-in-time |
| Stockholders' Equity |
StockholdersEquity
|
$503.45M | USD | Point-in-time |
| Stockholders' Equity |
StockholdersEquity
|
$483.02M | USD | Point-in-time |
| Net profit attributable to non-controlling interest for the period, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$1.77M | USD | 3 Qtrs |
| Net profit attributable to non-controlling interest for the period, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$595.00K | USD | 1 Quarter |
| Net profit attributable to non-controlling interest for the period, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$1.50M | USD | 3 Qtrs |
| Net profit attributable to non-controlling interest for the period, net of tax |
NetIncomeLossAttributableToNoncontrollingInterest
|
$353.00K | USD | 1 Quarter |
| Ending Balance |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$508.26M | USD | Point-in-time |
| Ending Balance |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$485.26M | USD | Point-in-time |
| Ending Balance |
StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest
|
$505.26M | USD | Point-in-time |
Comprehensive Income
23 line items
| Line Item | Tag | Value | Unit | Period |
|---|---|---|---|---|
| Net profit for the period |
ProfitLoss
|
$8.66M | USD | 3 Qtrs |
| Net profit for the period |
ProfitLoss
|
$2.46M | USD | 1 Quarter |
| Net profit for the period |
ProfitLoss
|
$4.25M | USD | 1 Quarter |
| Net profit for the period |
ProfitLoss
|
$21.87M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease
|
$1.29M | USD | 1 Quarter |
| Currency translation adjustment |
OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease
|
$-1.39M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease
|
$1.06M | USD | 3 Qtrs |
| Currency translation adjustment |
OtherComprehensiveIncomeForeignCurrencyTransactionAndTranslationAdjustmentNetOfTaxPeriodIncreaseDecrease
|
$-1.51M | USD | 1 Quarter |
| Change in cash flow hedges, net of tax |
OtherComprehensiveIncomeDerivativesQualifyingAsHedgesNetOfTaxPeriodIncreaseDecrease
|
$-963.00K | USD | 3 Qtrs |
| Change in cash flow hedges, net of tax |
OtherComprehensiveIncomeDerivativesQualifyingAsHedgesNetOfTaxPeriodIncreaseDecrease
|
$1.32M | USD | 3 Qtrs |
| Change in cash flow hedges, net of tax |
OtherComprehensiveIncomeDerivativesQualifyingAsHedgesNetOfTaxPeriodIncreaseDecrease
|
$-146.00K | USD | 1 Quarter |
| Comprehensive income for the period |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$21.97M | USD | 3 Qtrs |
| Comprehensive income for the period |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$5.39M | USD | 1 Quarter |
| Comprehensive income for the period |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$8.59M | USD | 3 Qtrs |
| Comprehensive income for the period |
ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest
|
$946.00K | USD | 1 Quarter |
| Comprehensive income attributable to non-controlling interests |
ComprehensiveIncomeNetOfTaxAttributableToNoncontrollingInterest
|
$595.00K | USD | 1 Quarter |
| Comprehensive income attributable to non-controlling interests |
ComprehensiveIncomeNetOfTaxAttributableToNoncontrollingInterest
|
$1.50M | USD | 3 Qtrs |
| Comprehensive income attributable to non-controlling interests |
ComprehensiveIncomeNetOfTaxAttributableToNoncontrollingInterest
|
$1.77M | USD | 3 Qtrs |
| Comprehensive income attributable to non-controlling interests |
ComprehensiveIncomeNetOfTaxAttributableToNoncontrollingInterest
|
$353.00K | USD | 1 Quarter |
| Comprehensive income attributable to Oppenheimer Holdings Inc. |
ComprehensiveIncomeNetOfTax
|
$593.00K | USD | 1 Quarter |
| Comprehensive income attributable to Oppenheimer Holdings Inc. |
ComprehensiveIncomeNetOfTax
|
$6.81M | USD | 3 Qtrs |
| Comprehensive income attributable to Oppenheimer Holdings Inc. |
ComprehensiveIncomeNetOfTax
|
$4.80M | USD | 1 Quarter |
| Comprehensive income attributable to Oppenheimer Holdings Inc. |
ComprehensiveIncomeNetOfTax
|
$20.46M | USD | 3 Qtrs |
Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.