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10-Q Filing

GREAT ELM CAPITAL CORP. CIK: 1675033 Q3 2023
Filing Information
Form Type 10-Q
Accession Number 0000950170-23-017436
Period End Date 20230331
Filing Date 20230504
Fiscal Year 2023
Fiscal Period Q3
XBRL Instance gecc-20230331_htm.xml
Filing Contents

This filing contains the following financial statements:

Balance Sheet 4 line items
Line Item Tag Value Unit Period
Investments at Fair Value InvestmentOwnedAtFairValue $301.08M USD Point-in-time
Investments at Fair Value InvestmentOwnedAtFairValue $307.50M USD Point-in-time
Percentage of Net Assets InvestmentOwnedPercentOfNetAssets 3.55 pure Point-in-time
Percentage of Net Assets InvestmentOwnedPercentOfNetAssets 3.40 pure Point-in-time
Income Statement 52 line items
Line Item Tag Value Unit Period
Total interest income InterestIncomeOperating $6.63M USD 1 Quarter
Total interest income InterestIncomeOperating $4.04M USD 1 Quarter
Total dividend income DividendIncomeOperating $934.00K USD 1 Quarter
Total dividend income DividendIncomeOperating $1.27M USD 1 Quarter
Total other income OtherInterestAndDividendIncome $846.00K USD 1 Quarter
Total other income OtherInterestAndDividendIncome $250.00K USD 1 Quarter
Total investment income InterestAndDividendIncomeOperating $5.56M USD 1 Quarter
Total investment income InterestAndDividendIncomeOperating $8.41M USD 1 Quarter
Management fees ManagementFeeExpense $869.00K USD 1 Quarter
Management fees ManagementFeeExpense $780.00K USD 1 Quarter
Incentive fees IncentiveFeeExpenseReversal $710.00K USD 1 Quarter
Administration fees AdministrativeFeesExpense $221.00K USD 1 Quarter
Administration fees AdministrativeFeesExpense $295.00K USD 1 Quarter
Custody fees CustodyFees $14.00K USD 1 Quarter
Custody fees CustodyFees $22.00K USD 1 Quarter
Directors fees NoninterestExpenseDirectorsFees $63.00K USD 1 Quarter
Directors fees NoninterestExpenseDirectorsFees $52.00K USD 1 Quarter
Professional services ProfessionalFees $536.00K USD 1 Quarter
Professional services ProfessionalFees $418.00K USD 1 Quarter
Interest expense InterestExpenseDebt $2.67M USD 1 Quarter
Interest expense InterestExpenseDebt $2.82M USD 1 Quarter
Other expenses OtherExpenses $191.00K USD 1 Quarter
Other expenses OtherExpenses $238.00K USD 1 Quarter
Total expenses OperatingExpenses $4.36M USD 1 Quarter
Total expenses OperatingExpenses $5.54M USD 1 Quarter
Incentive fee waiver IncentiveFeeWaiver $4.85M USD 1 Quarter
Net expenses InvestmentCompanyExpenseAfterReductionOfFeeWaiverAndReimbursement $5.54M USD 1 Quarter
Net expenses InvestmentCompanyExpenseAfterReductionOfFeeWaiverAndReimbursement $-497.00K USD 1 Quarter
Net investment income before taxes NetInvestmentIncome $6.05M USD 1 Quarter
Net investment income before taxes NetInvestmentIncome $2.87M USD 1 Quarter
Excise tax ExciseTax $101.00K USD 1 Quarter
Excise tax ExciseTax $28.00K USD 1 Quarter
Net investment income InvestmentIncomeNet $2.84M USD 1 Quarter
Net investment income InvestmentIncomeNet $5.95M USD 1 Quarter
Total net realized gain (loss) RealizedInvestmentGainsLosses $1.84M USD 1 Quarter
Total net realized gain (loss) RealizedInvestmentGainsLosses $-19.93M USD 1 Quarter
Total net change in unrealized appreciation (depreciation) UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $8.87M USD 1 Quarter
Total net change in unrealized appreciation (depreciation) UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $3.48M USD 1 Quarter
Net realized and unrealized gains (losses) GainLossOnInvestments $-11.06M USD 1 Quarter
Net realized and unrealized gains (losses) GainLossOnInvestments $5.32M USD 1 Quarter
Net increase (decrease) in net assets resulting from operations InvestmentCompanyNetAssetsFromOperationsIncreaseDecrease $-5.11M USD 1 Quarter
Net increase (decrease) in net assets resulting from operations InvestmentCompanyNetAssetsFromOperationsIncreaseDecrease $8.16M USD 1 Quarter
Net investment income per share (basic and diluted): InvestmentCompanyInvestmentIncomeLossPerShare $1.31 USD 1 Quarter
Net investment income per share (basic and diluted): InvestmentCompanyInvestmentIncomeLossPerShare $0.37 USD 1 Quarter
Earnings per share, basic EarningsPerShareBasic $1.12 USD 1 Quarter
Earnings per share, basic EarningsPerShareBasic $1.07 USD 1 Quarter
Earnings per share,diluted EarningsPerShareDiluted $1.12 USD 1 Quarter
Earnings per share,diluted EarningsPerShareDiluted $1.07 USD 1 Quarter
Weighted average shares outstanding basic WeightedAverageNumberOfSharesOutstandingBasic 7.60M shares 1 Quarter
Weighted average shares outstanding basic WeightedAverageNumberOfSharesOutstandingBasic 4.56M shares 1 Quarter
Weighted average shares outstanding diluted WeightedAverageNumberOfDilutedSharesOutstanding 4.56M shares 1 Quarter
Weighted average shares outstanding diluted WeightedAverageNumberOfDilutedSharesOutstanding 7.60M shares 1 Quarter
Cash Flow Statement 68 line items
Line Item Tag Value Unit Period
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $1.64M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $9.13M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $587.00K USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $8.52M USD Point-in-time
Net increase (decrease) in net assets resulting from operations ProfitLoss $8.16M USD 1 Quarter
Restricted cash RestrictedCash $13.00K USD Point-in-time
Net increase (decrease) in net assets resulting from operations ProfitLoss $-5.11M USD 1 Quarter
Total cash and cash equivalents and restricted cash shown on the Consolidated Statements of Cash Flows CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.64M USD Point-in-time
Total cash and cash equivalents and restricted cash shown on the Consolidated Statements of Cash Flows CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $8.52M USD Point-in-time
Total cash and cash equivalents and restricted cash shown on the Consolidated Statements of Cash Flows CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $9.14M USD Point-in-time
Total cash and cash equivalents and restricted cash shown on the Consolidated Statements of Cash Flows CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $587.00K USD Point-in-time
Purchases of investments PaymentsForPurchaseOfInvestmentOperatingActivity $25.34M USD 1 Quarter
Purchases of investments PaymentsForPurchaseOfInvestmentOperatingActivity $50.35M USD 1 Quarter
Net change in short-term investments NetChangeInShortTermInvestments $-3.00K USD 1 Quarter
Net change in short-term investments NetChangeInShortTermInvestments $-4.48M USD 1 Quarter
Capitalized payment-in-kind interest CapitalizedPaymentInKindInterest $597.00K USD 1 Quarter
Capitalized payment-in-kind interest CapitalizedPaymentInKindInterest $405.00K USD 1 Quarter
Proceeds from sales of investments ProceedsFromDispositionOfInvestmentOperatingActivity $19.72M USD 1 Quarter
Proceeds from sales of investments ProceedsFromDispositionOfInvestmentOperatingActivity $21.93M USD 1 Quarter
Proceeds from principal payments ProceedsFromPrincipalPayments $35.22M USD 1 Quarter
Proceeds from principal payments ProceedsFromPrincipalPayments $6.52M USD 1 Quarter
Net realized (gain) loss on investments NetRealizedGainLossOnInvestments $1.84M USD 1 Quarter
Net realized (gain) loss on investments NetRealizedGainLossOnInvestments $-19.93M USD 1 Quarter
Net change in unrealized (appreciation) depreciation on investments UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $8.87M USD 1 Quarter
Net change in unrealized (appreciation) depreciation on investments UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $3.48M USD 1 Quarter
Amortization of premium and accretion of discount, net AccretionAmortizationOfDiscountsAndPremiumsInvestments $541.00K USD 1 Quarter
Amortization of premium and accretion of discount, net AccretionAmortizationOfDiscountsAndPremiumsInvestments $396.00K USD 1 Quarter
Amortization of discount (premium) on long term debt AmortizationOfDebtDiscountPremium $327.00K USD 1 Quarter
Amortization of discount (premium) on long term debt AmortizationOfDebtDiscountPremium $323.00K USD 1 Quarter
(Increase) decrease in interest receivable IncreaseDecreaseInAccruedInterestReceivableNet $-63.00K USD 1 Quarter
(Increase) decrease in interest receivable IncreaseDecreaseInAccruedInterestReceivableNet $231.00K USD 1 Quarter
(Increase) decrease in dividends receivable IncreaseDecreaseInDividendsReceivable $-381.00K USD 1 Quarter
(Increase) decrease in dividends receivable IncreaseDecreaseInDividendsReceivable $-376.00K USD 1 Quarter
(Increase) decrease in due from portfolio company IncreaseDecreaseInDueFromPortfolioCompany $-81.00K USD 1 Quarter
(Increase) decrease in due from affiliates IncreaseDecreaseDueFromAffiliates $17.00K USD 1 Quarter
(Increase) decrease in due from affiliates IncreaseDecreaseDueFromAffiliates $4.00K USD 1 Quarter
(Increase) decrease in prepaid expenses and other assets IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets $-3.06M USD 1 Quarter
(Increase) decrease in prepaid expenses and other assets IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets $-211.00K USD 1 Quarter
Increase (decrease) in due to affiliates IncreaseDecreaseInDueToAffiliates $-4.91M USD 1 Quarter
Increase (decrease) in due to affiliates IncreaseDecreaseInDueToAffiliates $771.00K USD 1 Quarter
Increase (decrease) in interest payable IncreaseDecreaseInInterestPayableNet $2.00K USD 1 Quarter
Increase (decrease) in interest payable IncreaseDecreaseInInterestPayableNet $-15.00K USD 1 Quarter
Increase (decrease) in accrued expenses and other liabilities IncreaseDecreaseInAccruedLiabilitiesAndOtherOperatingLiabilities $120.00K USD 1 Quarter
Increase (decrease) in accrued expenses and other liabilities IncreaseDecreaseInAccruedLiabilitiesAndOtherOperatingLiabilities $244.00K USD 1 Quarter
Net cash provided by (used for) operating activities NetCashProvidedByUsedInOperatingActivities $8.71M USD 1 Quarter
Net cash provided by (used for) operating activities NetCashProvidedByUsedInOperatingActivities $2.13M USD 1 Quarter
Borrowings under credit facility BorrowingsUnderCreditFacility $2.00M USD 1 Quarter
Repayments under credit facility RepaymentsOfLinesOfCredit $7.00M USD 1 Quarter
Payments of deferred financing costs PaymentsOfFinancingCosts $2.00K USD 1 Quarter
Distributions paid PaymentsOfDividends $2.66M USD 1 Quarter
Distributions paid PaymentsOfDividends $2.76M USD 1 Quarter
Net cash provided by (used for) financing activities NetCashProvidedByUsedInFinancingActivities $-2.76M USD 1 Quarter
Net cash provided by (used for) financing activities NetCashProvidedByUsedInFinancingActivities $-7.66M USD 1 Quarter
Net increase (decrease) in cash CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseExcludingExchangeRateEffect $1.05M USD 1 Quarter
Net increase (decrease) in cash CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseExcludingExchangeRateEffect $-628.00K USD 1 Quarter
Cash and cash equivalents and restricted cash, beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.64M USD Point-in-time
Cash and cash equivalents and restricted cash, beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $8.52M USD Point-in-time
Cash and cash equivalents and restricted cash, beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $9.14M USD Point-in-time
Cash and cash equivalents and restricted cash, beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $587.00K USD Point-in-time
Cash and cash equivalents and restricted cash, end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.64M USD Point-in-time
Cash and cash equivalents and restricted cash, end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $8.52M USD Point-in-time
Cash and cash equivalents and restricted cash, end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $9.14M USD Point-in-time
Cash and cash equivalents and restricted cash, end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $587.00K USD Point-in-time
Common stock issued in-kind CommonStockIssuedInKind $2.60M USD 1 Quarter
Cash paid for excise tax IncomeTaxesPaidNet $128.00K USD 1 Quarter
Cash paid for excise tax IncomeTaxesPaidNet $157.00K USD 1 Quarter
Cash paid for interest InterestPaidNet $2.33M USD 1 Quarter
Cash paid for interest InterestPaidNet $2.48M USD 1 Quarter

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.

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