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10-Q Filing

GREAT ELM CAPITAL CORP. CIK: 1675033 Q2 2023
Filing Information
Form Type 10-Q
Accession Number 0000950170-23-037546
Period End Date 20230630
Filing Date 20230803
Fiscal Year 2023
Fiscal Period Q2
XBRL Instance gecc-20230630_htm.xml
Filing Contents

This filing contains the following financial statements:

Balance Sheet 4 line items
Line Item Tag Value Unit Period
Investments at Fair Value InvestmentOwnedAtFairValue $314.57M USD Point-in-time
Investments at Fair Value InvestmentOwnedAtFairValue $301.08M USD Point-in-time
Percentage of Net Assets InvestmentOwnedPercentOfNetAssets 3.39 pure Point-in-time
Percentage of Net Assets InvestmentOwnedPercentOfNetAssets 3.55 pure Point-in-time
Income Statement 101 line items
Line Item Tag Value Unit Period
Total interest income InterestIncomeOperating $7.08M USD 1 Quarter
Total interest income InterestIncomeOperating $3.73M USD 1 Quarter
Total interest income InterestIncomeOperating $13.71M USD 2 Qtrs
Total interest income InterestIncomeOperating $7.78M USD 2 Qtrs
Total dividend income DividendIncomeOperating $1.96M USD 2 Qtrs
Total dividend income DividendIncomeOperating $1.39M USD 1 Quarter
Total dividend income DividendIncomeOperating $2.66M USD 2 Qtrs
Total dividend income DividendIncomeOperating $1.03M USD 1 Quarter
Total other income OtherInterestAndDividendIncome $390.00K USD 1 Quarter
Total other income OtherInterestAndDividendIncome $1.72M USD 2 Qtrs
Total other income OtherInterestAndDividendIncome $640.00K USD 2 Qtrs
Total other income OtherInterestAndDividendIncome $869.00K USD 1 Quarter
Total investment income InterestAndDividendIncomeOperating $17.39M USD 2 Qtrs
Total investment income InterestAndDividendIncomeOperating $8.98M USD 1 Quarter
Total investment income InterestAndDividendIncomeOperating $5.51M USD 1 Quarter
Total investment income InterestAndDividendIncomeOperating $11.07M USD 2 Qtrs
Management fees ManagementFeeExpense $1.75M USD 2 Qtrs
Management fees ManagementFeeExpense $884.00K USD 1 Quarter
Management fees ManagementFeeExpense $1.55M USD 2 Qtrs
Management fees ManagementFeeExpense $771.00K USD 1 Quarter
Incentive fees IncentiveFeeExpenseReversal $1.55M USD 2 Qtrs
Incentive fees IncentiveFeeExpenseReversal $842.00K USD 1 Quarter
Administration fees AdministrativeFeesExpense $341.00K USD 1 Quarter
Administration fees AdministrativeFeesExpense $262.00K USD 1 Quarter
Administration fees AdministrativeFeesExpense $483.00K USD 2 Qtrs
Administration fees AdministrativeFeesExpense $636.00K USD 2 Qtrs
Custody fees CustodyFees $28.00K USD 2 Qtrs
Custody fees CustodyFees $43.00K USD 2 Qtrs
Custody fees CustodyFees $14.00K USD 1 Quarter
Custody fees CustodyFees $21.00K USD 1 Quarter
Directors fees NoninterestExpenseDirectorsFees $107.00K USD 2 Qtrs
Directors fees NoninterestExpenseDirectorsFees $44.00K USD 1 Quarter
Directors fees NoninterestExpenseDirectorsFees $53.00K USD 1 Quarter
Directors fees NoninterestExpenseDirectorsFees $105.00K USD 2 Qtrs
Professional services ProfessionalFees $373.00K USD 1 Quarter
Professional services ProfessionalFees $791.00K USD 2 Qtrs
Professional services ProfessionalFees $434.00K USD 1 Quarter
Professional services ProfessionalFees $970.00K USD 2 Qtrs
Interest expense InterestExpenseDebt $2.77M USD 1 Quarter
Interest expense InterestExpenseDebt $5.34M USD 2 Qtrs
Interest expense InterestExpenseDebt $5.59M USD 2 Qtrs
Interest expense InterestExpenseDebt $2.67M USD 1 Quarter
Other expenses OtherExpenses $503.00K USD 2 Qtrs
Other expenses OtherExpenses $194.00K USD 1 Quarter
Other expenses OtherExpenses $385.00K USD 2 Qtrs
Other expenses OtherExpenses $265.00K USD 1 Quarter
Total expenses OperatingExpenses $4.33M USD 1 Quarter
Total expenses OperatingExpenses $8.68M USD 2 Qtrs
Total expenses OperatingExpenses $5.61M USD 1 Quarter
Total expenses OperatingExpenses $11.15M USD 2 Qtrs
Incentive fee waiver IncentiveFeeWaiver $4.85M USD 2 Qtrs
Net expenses InvestmentCompanyExpenseAfterReductionOfFeeWaiverAndReimbursement $5.61M USD 1 Quarter
Net expenses InvestmentCompanyExpenseAfterReductionOfFeeWaiverAndReimbursement $4.33M USD 1 Quarter
Net expenses InvestmentCompanyExpenseAfterReductionOfFeeWaiverAndReimbursement $11.15M USD 2 Qtrs
Net expenses InvestmentCompanyExpenseAfterReductionOfFeeWaiverAndReimbursement $3.83M USD 2 Qtrs
Net investment income before taxes NetInvestmentIncome $6.24M USD 2 Qtrs
Net investment income before taxes NetInvestmentIncome $1.19M USD 1 Quarter
Net investment income before taxes NetInvestmentIncome $7.24M USD 2 Qtrs
Net investment income before taxes NetInvestmentIncome $3.37M USD 1 Quarter
Excise tax ExciseTax $28.00K USD 2 Qtrs
Excise tax ExciseTax $101.00K USD 2 Qtrs
Net investment income InvestmentIncomeNet $1.19M USD 1 Quarter
Net investment income InvestmentIncomeNet $6.21M USD 2 Qtrs
Net investment income InvestmentIncomeNet $3.37M USD 1 Quarter
Net investment income InvestmentIncomeNet $7.14M USD 2 Qtrs
Total net realized gain (loss) RealizedInvestmentGainsLosses $-109.75M USD 1 Quarter
Total net realized gain (loss) RealizedInvestmentGainsLosses $542.00K USD 1 Quarter
Total net realized gain (loss) RealizedInvestmentGainsLosses $2.39M USD 2 Qtrs
Total net realized gain (loss) RealizedInvestmentGainsLosses $-129.68M USD 2 Qtrs
Total net change in unrealized appreciation (depreciation) UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $4.77M USD 2 Qtrs
Total net change in unrealized appreciation (depreciation) UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $104.05M USD 1 Quarter
Total net change in unrealized appreciation (depreciation) UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $112.92M USD 2 Qtrs
Total net change in unrealized appreciation (depreciation) UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $1.29M USD 1 Quarter
Net realized and unrealized gains (losses) GainLossOnInvestments $-5.71M USD 1 Quarter
Net realized and unrealized gains (losses) GainLossOnInvestments $7.16M USD 2 Qtrs
Net realized and unrealized gains (losses) GainLossOnInvestments $-16.77M USD 2 Qtrs
Net realized and unrealized gains (losses) GainLossOnInvestments $1.83M USD 1 Quarter
Net increase (decrease) in net assets resulting from operations InvestmentCompanyNetAssetsFromOperationsIncreaseDecrease $-4.52M USD 1 Quarter
Net increase (decrease) in net assets resulting from operations InvestmentCompanyNetAssetsFromOperationsIncreaseDecrease $5.20M USD 1 Quarter
Net increase (decrease) in net assets resulting from operations InvestmentCompanyNetAssetsFromOperationsIncreaseDecrease $-9.63M USD 2 Qtrs
Net increase (decrease) in net assets resulting from operations InvestmentCompanyNetAssetsFromOperationsIncreaseDecrease $13.36M USD 2 Qtrs
Net investment income per share (basic and diluted): InvestmentCompanyInvestmentIncomeLossPerShare $0.44 USD 1 Quarter
Net investment income per share (basic and diluted): InvestmentCompanyInvestmentIncomeLossPerShare $0.23 USD 1 Quarter
Net investment income per share (basic and diluted): InvestmentCompanyInvestmentIncomeLossPerShare $0.82 USD 2 Qtrs
Net investment income per share (basic and diluted): InvestmentCompanyInvestmentIncomeLossPerShare $1.46 USD 2 Qtrs
Earnings per share, basic EarningsPerShareBasic $0.68 USD 1 Quarter
Earnings per share, basic EarningsPerShareBasic $-0.87 USD 1 Quarter
Earnings per share, basic EarningsPerShareBasic $-1.97 USD 2 Qtrs
Earnings per share, basic EarningsPerShareBasic $1.76 USD 2 Qtrs
Earnings per share,diluted EarningsPerShareDiluted $1.76 USD 2 Qtrs
Earnings per share,diluted EarningsPerShareDiluted $-1.97 USD 2 Qtrs
Earnings per share,diluted EarningsPerShareDiluted $-0.87 USD 1 Quarter
Earnings per share,diluted EarningsPerShareDiluted $0.68 USD 1 Quarter
Weighted average shares outstanding basic WeightedAverageNumberOfSharesOutstandingBasic 5.19M shares 1 Quarter
Weighted average shares outstanding basic WeightedAverageNumberOfSharesOutstandingBasic 4.88M shares 2 Qtrs
Weighted average shares outstanding basic WeightedAverageNumberOfSharesOutstandingBasic 7.60M shares 2 Qtrs
Weighted average shares outstanding basic WeightedAverageNumberOfSharesOutstandingBasic 7.60M shares 1 Quarter
Weighted average shares outstanding diluted WeightedAverageNumberOfDilutedSharesOutstanding 7.60M shares 1 Quarter
Weighted average shares outstanding diluted WeightedAverageNumberOfDilutedSharesOutstanding 5.19M shares 1 Quarter
Weighted average shares outstanding diluted WeightedAverageNumberOfDilutedSharesOutstanding 7.60M shares 2 Qtrs
Weighted average shares outstanding diluted WeightedAverageNumberOfDilutedSharesOutstanding 4.88M shares 2 Qtrs
Cash Flow Statement 72 line items
Line Item Tag Value Unit Period
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $3.35M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $9.13M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $587.00K USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $1.73M USD Point-in-time
Restricted cash RestrictedCash $13.00K USD Point-in-time
Net increase (decrease) in net assets resulting from operations ProfitLoss $-9.63M USD 2 Qtrs
Net increase (decrease) in net assets resulting from operations ProfitLoss $13.36M USD 2 Qtrs
Total cash and cash equivalents and restricted cash shown on the Consolidated Statements of Cash Flows CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $3.35M USD Point-in-time
Total cash and cash equivalents and restricted cash shown on the Consolidated Statements of Cash Flows CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.73M USD Point-in-time
Total cash and cash equivalents and restricted cash shown on the Consolidated Statements of Cash Flows CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $587.00K USD Point-in-time
Total cash and cash equivalents and restricted cash shown on the Consolidated Statements of Cash Flows CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $9.14M USD Point-in-time
Purchases of investments PaymentsForPurchaseOfInvestmentOperatingActivity $68.09M USD 2 Qtrs
Purchases of investments PaymentsForPurchaseOfInvestmentOperatingActivity $67.28M USD 2 Qtrs
Net change in short-term investments NetChangeInShortTermInvestments $-32.41M USD 2 Qtrs
Net change in short-term investments NetChangeInShortTermInvestments $-2.09M USD 2 Qtrs
Capitalized payment-in-kind interest CapitalizedPaymentInKindInterest $1.16M USD 2 Qtrs
Capitalized payment-in-kind interest CapitalizedPaymentInKindInterest $677.00K USD 2 Qtrs
Proceeds from sales of investments ProceedsFromDispositionOfInvestmentOperatingActivity $34.42M USD 2 Qtrs
Proceeds from sales of investments ProceedsFromDispositionOfInvestmentOperatingActivity $29.97M USD 2 Qtrs
Proceeds from principal payments ProceedsFromPrincipalPayments $30.71M USD 2 Qtrs
Proceeds from principal payments ProceedsFromPrincipalPayments $39.04M USD 2 Qtrs
Net realized (gain) loss on investments NetRealizedGainLossOnInvestments $-129.68M USD 2 Qtrs
Net realized (gain) loss on investments NetRealizedGainLossOnInvestments $2.39M USD 2 Qtrs
Net change in unrealized (appreciation) depreciation on investments UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $4.77M USD 2 Qtrs
Net change in unrealized (appreciation) depreciation on investments UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $104.05M USD 1 Quarter
Net change in unrealized (appreciation) depreciation on investments UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $112.92M USD 2 Qtrs
Net change in unrealized (appreciation) depreciation on investments UnrealizedGainLossInvestmentAndDerivativeOperatingAfterTax $1.29M USD 1 Quarter
Amortization of premium and accretion of discount, net AccretionAmortizationOfDiscountsAndPremiumsInvestments $1.12M USD 2 Qtrs
Amortization of premium and accretion of discount, net AccretionAmortizationOfDiscountsAndPremiumsInvestments $612.00K USD 2 Qtrs
Amortization of discount (premium) on long term debt AmortizationOfDebtDiscountPremium $654.00K USD 2 Qtrs
Amortization of discount (premium) on long term debt AmortizationOfDebtDiscountPremium $649.00K USD 2 Qtrs
(Increase) decrease in interest receivable IncreaseDecreaseInAccruedInterestReceivableNet $-158.00K USD 2 Qtrs
(Increase) decrease in interest receivable IncreaseDecreaseInAccruedInterestReceivableNet $450.00K USD 2 Qtrs
(Increase) decrease in dividends receivable IncreaseDecreaseInDividendsReceivable $-205.00K USD 2 Qtrs
(Increase) decrease in dividends receivable IncreaseDecreaseInDividendsReceivable $-316.00K USD 2 Qtrs
(Increase) decrease in due from portfolio company IncreaseDecreaseInDueFromPortfolioCompany $-113.00K USD 2 Qtrs
(Increase) decrease in due from portfolio company IncreaseDecreaseInDueFromPortfolioCompany $2.00K USD 2 Qtrs
(Increase) decrease in due from affiliates IncreaseDecreaseDueFromAffiliates $20.00K USD 2 Qtrs
(Increase) decrease in prepaid expenses and other assets IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets $-3.03M USD 2 Qtrs
(Increase) decrease in prepaid expenses and other assets IncreaseDecreaseInPrepaidDeferredExpenseAndOtherAssets $-305.00K USD 2 Qtrs
Increase (decrease) in due to affiliates IncreaseDecreaseInDueToAffiliates $1.68M USD 2 Qtrs
Increase (decrease) in due to affiliates IncreaseDecreaseInDueToAffiliates $-4.88M USD 2 Qtrs
Increase (decrease) in interest payable IncreaseDecreaseInInterestPayableNet $28.00K USD 2 Qtrs
Increase (decrease) in interest payable IncreaseDecreaseInInterestPayableNet $14.00K USD 2 Qtrs
Increase (decrease) in accrued expenses and other liabilities IncreaseDecreaseInAccruedLiabilitiesAndOtherOperatingLiabilities $-286.00K USD 2 Qtrs
Increase (decrease) in accrued expenses and other liabilities IncreaseDecreaseInAccruedLiabilitiesAndOtherOperatingLiabilities $31.00K USD 2 Qtrs
Net cash provided by (used for) operating activities NetCashProvidedByUsedInOperatingActivities $-37.48M USD 2 Qtrs
Net cash provided by (used for) operating activities NetCashProvidedByUsedInOperatingActivities $13.09M USD 2 Qtrs
Borrowings under credit facility BorrowingsUnderCreditFacility $2.00M USD 2 Qtrs
Repayments under credit facility RepaymentsOfLinesOfCredit $7.00M USD 2 Qtrs
Proceeds from issuance of common stock ProceedsFromIssuanceOfCommonStock $37.51M USD Point-in-time
Proceeds from issuance of common stock ProceedsFromIssuanceOfCommonStock $37.51M USD 2 Qtrs
Payments of deferred financing costs PaymentsOfFinancingCosts $1.26M USD 2 Qtrs
Distributions paid PaymentsOfDividends $5.32M USD 2 Qtrs
Distributions paid PaymentsOfDividends $6.18M USD 2 Qtrs
Net cash provided by (used for) financing activities NetCashProvidedByUsedInFinancingActivities $-10.32M USD 2 Qtrs
Net cash provided by (used for) financing activities NetCashProvidedByUsedInFinancingActivities $30.06M USD 2 Qtrs
Net increase (decrease) in cash CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseExcludingExchangeRateEffect $-7.42M USD 2 Qtrs
Net increase (decrease) in cash CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseExcludingExchangeRateEffect $2.77M USD 2 Qtrs
Cash and cash equivalents and restricted cash, beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $3.35M USD Point-in-time
Cash and cash equivalents and restricted cash, beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.73M USD Point-in-time
Cash and cash equivalents and restricted cash, beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $587.00K USD Point-in-time
Cash and cash equivalents and restricted cash, beginning of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $9.14M USD Point-in-time
Cash and cash equivalents and restricted cash, end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $3.35M USD Point-in-time
Cash and cash equivalents and restricted cash, end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $1.73M USD Point-in-time
Cash and cash equivalents and restricted cash, end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $587.00K USD Point-in-time
Cash and cash equivalents and restricted cash, end of period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsIncludingDisposalGroupAndDiscontinuedOperations $9.14M USD Point-in-time
Common stock issued in-kind CommonStockIssuedInKind $2.60M USD 2 Qtrs
Cash paid for excise tax IncomeTaxesPaidNet $128.00K USD 2 Qtrs
Cash paid for excise tax IncomeTaxesPaidNet $157.00K USD 2 Qtrs
Cash paid for interest InterestPaidNet $4.90M USD 2 Qtrs
Cash paid for interest InterestPaidNet $4.65M USD 2 Qtrs

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.

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