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10-Q Filing

NEXPOINT CAPITAL, INC. CIK: 1588272 Q1 2023
Filing Information
Form Type 10-Q
Accession Number 0001193125-23-145196
Period End Date 20230331
Filing Date 20230515
Fiscal Year 2023
Fiscal Period Q1
XBRL Instance d421644d10q_htm.xml
Filing Contents

This filing contains the following financial statements:

Balance Sheet 59 line items
Line Item Tag Value Unit Period
Investments owned at cost InvestmentOwnedAtCost $54.01M USD Point-in-time
Investments owned at cost InvestmentOwnedAtCost $50.81M USD Point-in-time
Investments, fair value disclosure InvestmentsFairValueDisclosure $48.73M USD Point-in-time
Preferred stock stated or par value per share PreferredStockParOrStatedValuePerShare $0.00 USD Point-in-time
Preferred stock stated or par value per share PreferredStockParOrStatedValuePerShare $0.00 USD Point-in-time
Investments, fair value disclosure InvestmentsFairValueDisclosure $53.29M USD Point-in-time
Preferred stock shares authorized PreferredStockSharesAuthorized 25.00M shares Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $1.63M USD Point-in-time
Cash and cash equivalents CashAndCashEquivalentsAtCarryingValue $1.13M USD Point-in-time
Preferred stock shares authorized PreferredStockSharesAuthorized 25.00M shares Point-in-time
Receivable for investments sold SecuritiesPurchasedUnderAgreementsToResell $3.32M USD Point-in-time
Receivable for investments sold SecuritiesPurchasedUnderAgreementsToResell - USD Point-in-time
Preferred stock shares issued PreferredStockSharesIssued 0.00 shares Point-in-time
Preferred stock shares issued PreferredStockSharesIssued 0.00 shares Point-in-time
Dividends and interest receivable DividendsAndInterestReceivable $312.75K USD Point-in-time
Preferred stock shares outstanding PreferredStockSharesOutstanding 0.00 shares Point-in-time
Dividends and interest receivable DividendsAndInterestReceivable $220.19K USD Point-in-time
Preferred stock shares outstanding PreferredStockSharesOutstanding 0.00 shares Point-in-time
Common stock stated or par value per share CommonStockParOrStatedValuePerShare $0.00 USD Point-in-time
Receivable from Adviser DueFromRelatedParties $92.22K USD Point-in-time
Receivable from Adviser DueFromRelatedParties $81.86K USD Point-in-time
Common stock stated or par value per share CommonStockParOrStatedValuePerShare $0.00 USD Point-in-time
Common stock shares authorized CommonStockSharesAuthorized 200.00M shares Point-in-time
Prepaid expenses PrepaidExpenseCurrentAndNoncurrent $14.03K USD Point-in-time
Common stock shares authorized CommonStockSharesAuthorized 200.00M shares Point-in-time
Prepaid expenses PrepaidExpenseCurrentAndNoncurrent $15.90K USD Point-in-time
Total assets Assets $55.25M USD Point-in-time
Total assets Assets $53.59M USD Point-in-time
Common stock shares issued CommonStockSharesIssued 9.55M shares Point-in-time
Common stock shares issued CommonStockSharesIssued 9.68M shares Point-in-time
Common stock shares outstanding CommonStockSharesOutstanding 9.55M shares Point-in-time
Common stock shares outstanding CommonStockSharesOutstanding 9.68M shares Point-in-time
Common stock shares outstanding CommonStockSharesOutstanding 9.92M shares Point-in-time
Payable for investments purchased SecuritiesSoldUnderAgreementsToRepurchase $991.70K USD Point-in-time
Payable for investments purchased SecuritiesSoldUnderAgreementsToRepurchase - USD Point-in-time
Payable to Adviser DueToRelatedPartiesCurrentAndNoncurrent $317.70K USD Point-in-time
Payable to Adviser DueToRelatedPartiesCurrentAndNoncurrent $314.99K USD Point-in-time
Accrued expenses and other liabilities AccruedLiabilitiesAndOtherLiabilities $262.43K USD Point-in-time
Accrued expenses and other liabilities AccruedLiabilitiesAndOtherLiabilities $371.74K USD Point-in-time
Distributions payable DividendsPayableCurrentAndNoncurrent $859.40K USD Point-in-time
Distributions payable DividendsPayableCurrentAndNoncurrent $870.98K USD Point-in-time
Total liabilities Liabilities $2.43M USD Point-in-time
Total liabilities Liabilities $1.56M USD Point-in-time
Commitments and Contingencies CommitmentsAndContingencies - USD Point-in-time
Commitments and Contingencies CommitmentsAndContingencies - USD Point-in-time
Preferred stock, $0.001 par value (25,000,000 shares authorized, 0 shares issued and outstanding) PreferredStockValue - USD Point-in-time
Preferred stock, $0.001 par value (25,000,000 shares authorized, 0 shares issued and outstanding) PreferredStockValue - USD Point-in-time
Common stock, $0.001 par value (200,000,000 shares authorized, 9,677,593 and 9,956,228 shares issued and outstanding, respectively) CommonStockValue $9.68K USD Point-in-time
Common stock, $0.001 par value (200,000,000 shares authorized, 9,677,593 and 9,956,228 shares issued and outstanding, respectively) CommonStockValue $9.55K USD Point-in-time
Paid-in capital in excess of par AdditionalPaidInCapital $86.25M USD Point-in-time
Paid-in capital in excess of par AdditionalPaidInCapital $86.95M USD Point-in-time
Distributable earnings (accumulated loss) RetainedEarningsAccumulatedDeficit $-33.26M USD Point-in-time
Distributable earnings (accumulated loss) RetainedEarningsAccumulatedDeficit $-35.10M USD Point-in-time
Total net assets StockholdersEquity $51.16M USD Point-in-time
Total net assets StockholdersEquity $53.69M USD Point-in-time
Net asset value per share of common stock NetAssetValuePerShare $6.35 USD Point-in-time
Net asset value per share of common stock NetAssetValuePerShare $5.55 USD Point-in-time
Net asset value per share of common stock NetAssetValuePerShare $6.32 USD Point-in-time
Net asset value per share of common stock NetAssetValuePerShare $5.36 USD Point-in-time
Income Statement 46 line items
Line Item Tag Value Unit Period
Interest InvestmentIncomeInterest $636.82K USD 1 Quarter
Interest InvestmentIncomeInterest $562.61K USD 1 Quarter
Interest paid-in-kind PaymentInKindInterestIncome $106.71K USD 1 Quarter
Interest paid-in-kind PaymentInKindInterestIncome $29.85K USD 1 Quarter
Total investment income GrossInvestmentIncomeOperating $814.83K USD 1 Quarter
Total investment income GrossInvestmentIncomeOperating $1.01M USD 1 Quarter
Investment advisory fees NoninterestExpenseInvestmentAdvisoryFees $265.38K USD 1 Quarter
Investment advisory fees NoninterestExpenseInvestmentAdvisoryFees $299.27K USD 1 Quarter
Custodian and accounting service fees CustodianAndAccountingServiceFees $75.99K USD 1 Quarter
Custodian and accounting service fees CustodianAndAccountingServiceFees $76.75K USD 1 Quarter
Administration fees AdministrativeFeesExpense $59.60K USD 1 Quarter
Administration fees AdministrativeFeesExpense $52.32K USD 1 Quarter
Stock transfer fee InvestmentCompanyShareholderServiceFeeExpense $41.14K USD 1 Quarter
Stock transfer fee InvestmentCompanyShareholderServiceFeeExpense $50.18K USD 1 Quarter
Audit and tax fees AuditAndTaxFees $39.47K USD 1 Quarter
Audit and tax fees AuditAndTaxFees $40.35K USD 1 Quarter
Other expenses OtherExpenses $25.61K USD 1 Quarter
Other expenses OtherExpenses $20.23K USD 1 Quarter
Reports to stockholders ReportsToStockholders $17.80K USD 1 Quarter
Reports to stockholders ReportsToStockholders $18.23K USD 1 Quarter
Legal fees LegalFees $18.22K USD 1 Quarter
Legal fees LegalFees $9.19K USD 1 Quarter
Directors' fees NoninterestExpenseDirectorsFees $4.97K USD 1 Quarter
Directors' fees NoninterestExpenseDirectorsFees $3.73K USD 1 Quarter
Total expenses OperatingExpenses $585.25K USD 1 Quarter
Total expenses OperatingExpenses $533.17K USD 1 Quarter
Expenses (waived) or recouped by the Adviser ExpensesWaivedOrRecoupedByAdviser $81.86K USD 1 Quarter
Expenses (waived) or recouped by the Adviser ExpensesWaivedOrRecoupedByAdviser $61.76K USD 1 Quarter
Net expenses OperatingExpensesNet $451.31K USD 1 Quarter
Net expenses OperatingExpensesNet $523.49K USD 1 Quarter
Net investment income NetInvestmentIncome $491.12K USD 1 Quarter
Net investment income NetInvestmentIncome $363.52K USD 1 Quarter
Net realized and unrealized gains (losses) InvestmentCompanyRealizedAndUnrealizedGainLossOnInvestmentAndForeignCurrency $653.89K USD 1 Quarter
Net realized and unrealized gains (losses) InvestmentCompanyRealizedAndUnrealizedGainLossOnInvestmentAndForeignCurrency $-1.34M USD 1 Quarter
Net increase (decrease) in net assets resulting from operations InvestmentCompanyNetAssetsFromOperationsIncreaseDecrease $-977.82K USD 1 Quarter
Net increase (decrease) in net assets resulting from operations InvestmentCompanyNetAssetsFromOperationsIncreaseDecrease $1.15M USD 1 Quarter
Net investment income: InvestmentCompanyInvestmentIncomeLossPerShare $0.04 USD 1 Quarter
Net investment income: InvestmentCompanyInvestmentIncomeLossPerShare $0.05 USD 1 Quarter
Earnings (loss) per share: Basic EarningsPerShareBasic $-0.10 USD 1 Quarter
Earnings (loss) per share: Basic EarningsPerShareBasic $0.11 USD 1 Quarter
Earnings (loss) per share: Diluted EarningsPerShareDiluted $0.11 USD 1 Quarter
Earnings (loss) per share: Diluted EarningsPerShareDiluted $-0.10 USD 1 Quarter
Weighted average shares outstanding: Basic WeightedAverageNumberOfSharesOutstandingBasic 9.99M shares 1 Quarter
Weighted average shares outstanding: Basic WeightedAverageNumberOfSharesOutstandingBasic 9.70M shares 1 Quarter
Weighted average shares outstanding: Diluted WeightedAverageNumberOfDilutedSharesOutstanding 9.99M shares 1 Quarter
Weighted average shares outstanding: Diluted WeightedAverageNumberOfDilutedSharesOutstanding 9.70M shares 1 Quarter
Cash Flow Statement 54 line items
Line Item Tag Value Unit Period
Net increase (decrease) in net assets resulting from operations ProfitLoss $-977.82K USD 1 Quarter
Net increase (decrease) in net assets resulting from operations ProfitLoss $1.15M USD 1 Quarter
Purchases of investment securities PurchasesOfInvestmentSecurities - USD 1 Quarter
Purchases of investment securities PurchasesOfInvestmentSecurities $-6.92M USD 1 Quarter
Payment-in-kind investments PaymentInKindInvestments $29.85K USD 1 Quarter
Payment-in-kind investments PaymentInKindInvestments $106.71K USD 1 Quarter
Proceeds from sales and principal repayments of investment securities ProceedsFromSalesAndPrincipalRepaymentsOfInvestmentSecurities $5.64M USD 1 Quarter
Proceeds from sales and principal repayments of investment securities ProceedsFromSalesAndPrincipalRepaymentsOfInvestmentSecurities $3.35M USD 1 Quarter
Net realized (gain) loss on Unaffiliated investments RealizedInvestmentGainsLosses $20.22K USD 1 Quarter
Net realized (gain) loss on Unaffiliated investments RealizedInvestmentGainsLosses $167.10K USD 1 Quarter
Net change in unrealized (appreciation) depreciation on investments UnrealizedGainLossOnInvestments $486.79K USD 1 Quarter
Net change in unrealized (appreciation) depreciation on investments UnrealizedGainLossOnInvestments $-1.36M USD 1 Quarter
Amortization of premium/discount, net AmortizationOfDebtDiscountPremium $-87.34K USD 1 Quarter
Amortization of premium/discount, net AmortizationOfDebtDiscountPremium $-94.97K USD 1 Quarter
(Increase) decrease in receivable for investments sold IncreaseDecreaseInReceivableForInvestmentsSold $990.54K USD 1 Quarter
(Increase) decrease in receivable for investments sold IncreaseDecreaseInReceivableForInvestmentsSold $-3.32M USD 1 Quarter
(Increase) decrease in dividends and interest receivable IncreaseDecreaseInInterestAndDividendsReceivable $181.21K USD 1 Quarter
(Increase) decrease in dividends and interest receivable IncreaseDecreaseInInterestAndDividendsReceivable $92.55K USD 1 Quarter
(Increase) decrease in receivable from Adviser IncreaseDecreaseInDueFromRelatedPartiesCurrent $-37.08K USD 1 Quarter
(Increase) decrease in receivable from Adviser IncreaseDecreaseInDueFromRelatedPartiesCurrent $-10.36K USD 1 Quarter
(Increase) decrease in prepaid expenses IncreaseDecreaseInPrepaidExpense $-2.56K USD 1 Quarter
(Increase) decrease in prepaid expenses IncreaseDecreaseInPrepaidExpense $-1.88K USD 1 Quarter
Increase (decrease) in payable for fund shares repurchased IncreaseDecreaseInPayableForFundSharesRepurchased $991.70K USD 1 Quarter
Increase (decrease) in payable for fund shares repurchased IncreaseDecreaseInPayableForFundSharesRepurchased - USD 1 Quarter
Increase (decrease) in payable for investments purchased IncreaseDecreaseInPayableForInvestmentsPurchased $-301.37K USD 1 Quarter
Increase (decrease) in payable for investments purchased IncreaseDecreaseInPayableForInvestmentsPurchased - USD 1 Quarter
Increase (decrease) in payable to Adviser IncreaseDecreaseInDueToRelatedPartiesCurrent $2.71K USD 1 Quarter
Increase (decrease) in payable to Adviser IncreaseDecreaseInDueToRelatedPartiesCurrent $-19.35K USD 1 Quarter
Increase (decrease) in accrued expenses and other liabilities IncreaseDecreaseInAccruedLiabilitiesAndOtherOperatingLiabilities $57.76K USD 1 Quarter
Increase (decrease) in accrued expenses and other liabilities IncreaseDecreaseInAccruedLiabilitiesAndOtherOperatingLiabilities $-109.30K USD 1 Quarter
Net cash flows provided by (used in) operating activities NetCashProvidedByUsedInOperatingActivities $-391.75K USD 1 Quarter
Net cash flows provided by (used in) operating activities NetCashProvidedByUsedInOperatingActivities $1.07M USD 1 Quarter
Repurchase of common stock, net of payable PaymentsForRepurchaseOfCommonStock $991.70K USD 1 Quarter
Repurchase of common stock, net of payable PaymentsForRepurchaseOfCommonStock $550.12K USD 1 Quarter
Distributions paid in cash PaymentsOfDividends $576.92K USD 1 Quarter
Distributions paid in cash PaymentsOfDividends $589.91K USD 1 Quarter
Net cash flows (used in) financing activities NetCashProvidedByUsedInFinancingActivities $-1.57M USD 1 Quarter
Net cash flows (used in) financing activities NetCashProvidedByUsedInFinancingActivities $-1.14M USD 1 Quarter
Net decrease in cash and cash equivalents CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect $-498.06K USD 1 Quarter
Net decrease in cash and cash equivalents CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalentsPeriodIncreaseDecreaseIncludingExchangeRateEffect $-1.53M USD 1 Quarter
Beginning of the period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents $1.28M USD Point-in-time
Beginning of the period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents $1.13M USD Point-in-time
Beginning of the period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents $1.63M USD Point-in-time
Beginning of the period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents $2.81M USD Point-in-time
End of the period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents $1.28M USD Point-in-time
End of the period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents $1.13M USD Point-in-time
End of the period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents $1.63M USD Point-in-time
End of the period CashCashEquivalentsRestrictedCashAndRestrictedCashEquivalents $2.81M USD Point-in-time
Paid-in-kind interest income InterestPaidNet $29.85K USD 1 Quarter
Paid-in-kind interest income InterestPaidNet $106.71K USD 1 Quarter
Reinvestment of distributions paid ReinvestmentOfDistributionsPaid $294.06K USD 1 Quarter
Reinvestment of distributions paid ReinvestmentOfDistributionsPaid $306.15K USD 1 Quarter
Local and excise taxes paid IncomeTaxesPaidNet $41.92K USD 1 Quarter
Local and excise taxes paid IncomeTaxesPaidNet $30.19K USD 1 Quarter

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.

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