◆ Market Data --:--
Commodities
Loading...
📈 Yields & Rates
Loading...
💱 FX Rates
Loading...
📈 Market Pulse
Loading...
🏛 Congress Trades
Loading...
👤 Insider Trades
Loading...

10-Q Filing

BROOKFIELD OAKTREE HOLDINGS, LLC CIK: 1403528 Q1 2013
Filing Information
Form Type 10-Q
Accession Number 0001403528-13-000024
Period End Date 20130331
Filing Date 20130510
Fiscal Year 2013
Fiscal Period Q1
XBRL Instance oak-20130331.xml
Balance Sheet 52 line items
Line Item Tag Value Unit Period
Cash and cash-equivalents CashAndCashEquivalentsAtCarryingValue $458.19M USD Point-in-time
Cash and cash-equivalents CashAndCashEquivalentsAtCarryingValue $687.41M USD Point-in-time
U.S. Treasury and government agency securities DomesticTreasuryAndGovernmentAgencySecurities $350.76M USD Point-in-time
U.S. Treasury and government agency securities DomesticTreasuryAndGovernmentAgencySecurities $370.61M USD Point-in-time
Corporate investments, at equity EquityMethodInvestments $98.95M USD Point-in-time
Corporate investments, at equity EquityMethodInvestments $95.65M USD Point-in-time
Corporate investments, at equity EquityMethodInvestments $125.71M USD Point-in-time
Due from affiliates DueFromRelatedParties $52.17M USD Point-in-time
Due from affiliates DueFromRelatedParties $44.59M USD Point-in-time
Deferred tax assets DeferredTaxAssetsLiabilitiesNet $159.17M USD Point-in-time
Deferred tax assets DeferredTaxAssetsLiabilitiesNet $159.17M USD Point-in-time
Investments, at fair value InvestmentsFairValueDisclosure $38.37B USD Point-in-time
Investments, at fair value InvestmentsFairValueDisclosure $37.79B USD Point-in-time
Other assets OtherAssets $127.24M USD Point-in-time
Other assets OtherAssets $125.44M USD Point-in-time
Total assets Assets $43.87B USD Point-in-time
Total assets Assets $44.92B USD Point-in-time
Total assets Assets $45.50B USD Point-in-time
Accrued compensation expense EmployeeRelatedLiabilitiesCurrentAndNoncurrent $139.12M USD Point-in-time
Accrued compensation expense EmployeeRelatedLiabilitiesCurrentAndNoncurrent $118.92M USD Point-in-time
Accounts payable, other accrued expenses and other liabilities AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent $84.00M USD Point-in-time
Accounts payable, other accrued expenses and other liabilities AccountsPayableAndAccruedLiabilitiesCurrentAndNoncurrent $95.39M USD Point-in-time
Due to affiliates DueToRelatedPartiesCurrentAndNoncurrent $136.16M USD Point-in-time
Due to affiliates DueToRelatedPartiesCurrentAndNoncurrent $136.45M USD Point-in-time
Debt obligations LongTermDebt $615.18M USD Point-in-time
Debt obligations LongTermDebt $608.93M USD Point-in-time
Securities sold short, at fair value SecuritiesSoldNotYetPurchasedFairValueDisclosure $126.53M USD Point-in-time
Securities sold short, at fair value SecuritiesSoldNotYetPurchasedFairValueDisclosure $122.86M USD Point-in-time
Total liabilities Liabilities $2.81B USD Point-in-time
Total liabilities Liabilities $3.29B USD Point-in-time
Commitments and contingencies CommitmentsAndContingencies - USD Point-in-time
Commitments and contingencies CommitmentsAndContingencies - USD Point-in-time
Non-controlling redeemable interests in consolidated funds TemporaryEquityCarryingAmountAttributableToNoncontrollingInterest $41.05B USD Point-in-time
Non-controlling redeemable interests in consolidated funds TemporaryEquityCarryingAmountAttributableToNoncontrollingInterest $40.10B USD Point-in-time
Non-controlling redeemable interests in consolidated funds TemporaryEquityCarryingAmountAttributableToNoncontrollingInterest $41.76B USD Point-in-time
Non-controlling redeemable interests in consolidated funds TemporaryEquityCarryingAmountAttributableToNoncontrollingInterest $39.67B USD Point-in-time
Paid-in capital AdditionalPaidInCapitalCommonStock $645.05M USD Point-in-time
Paid-in capital AdditionalPaidInCapitalCommonStock $613.77M USD Point-in-time
Accumulated deficit RetainedEarningsAccumulatedDeficit $-336.90M USD Point-in-time
Accumulated deficit RetainedEarningsAccumulatedDeficit $-279.34M USD Point-in-time
Accumulated other comprehensive loss AccumulatedOtherComprehensiveIncomeLossNetOfTax $-1.75M USD Point-in-time
Accumulated other comprehensive loss AccumulatedOtherComprehensiveIncomeLossNetOfTax $-2.31M USD Point-in-time
Class A unitholders' capital StockholdersEquity $332.12M USD Point-in-time
Class A unitholders' capital StockholdersEquity $306.40M USD Point-in-time
OCGH non-controlling interest in consolidated subsidiaries MinorityInterest $1.20B USD Point-in-time
OCGH non-controlling interest in consolidated subsidiaries MinorityInterest $1.09B USD Point-in-time
Total unitholders' capital StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.39B USD Point-in-time
Total unitholders' capital StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.53B USD Point-in-time
Total unitholders' capital StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.12B USD Point-in-time
Total unitholders' capital StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.20B USD Point-in-time
Total liabilities and unitholders' capital LiabilitiesAndStockholdersEquity $44.92B USD Point-in-time
Total liabilities and unitholders' capital LiabilitiesAndStockholdersEquity $43.87B USD Point-in-time
Income Statement 52 line items
Line Item Tag Value Unit Period
Management fees InvestmentAdvisoryFees $42.54M USD 1 Quarter
Management fees InvestmentAdvisoryFees $32.02M USD 1 Quarter
Incentive income PerformanceFees - USD 1 Quarter
Incentive income PerformanceFees $5.05M USD 1 Quarter
Total revenues Revenues $37.07M USD 1 Quarter
Total revenues Revenues $42.54M USD 1 Quarter
Compensation and benefits CompensationAndBenefits $93.72M USD 1 Quarter
Compensation and benefits CompensationAndBenefits $84.46M USD 1 Quarter
Equity-based compensation ShareBasedCompensation $6.45M USD 1 Quarter
Equity-based compensation ShareBasedCompensation $12.19M USD 1 Quarter
Incentive income compensation IncentiveIncomeCompensation $130.27M USD 1 Quarter
Incentive income compensation IncentiveIncomeCompensation $27.76M USD 1 Quarter
Total compensation and benefits expense LaborAndRelatedExpense $230.44M USD 1 Quarter
Total compensation and benefits expense LaborAndRelatedExpense $124.41M USD 1 Quarter
General and administrative GeneralAndAdministrative $21.48M USD 1 Quarter
General and administrative GeneralAndAdministrative $25.93M USD 1 Quarter
Consolidated fund expenses ConsolidatedFundExpenses $23.58M USD 1 Quarter
Consolidated fund expenses ConsolidatedFundExpenses $17.22M USD 1 Quarter
Total expenses CostsAndExpenses $275.50M USD 1 Quarter
Total expenses CostsAndExpenses $167.57M USD 1 Quarter
Interest expense InterestExpense $11.58M USD 1 Quarter
Interest expense InterestExpense $10.99M USD 1 Quarter
Interest and dividend income InvestmentIncomeInterestAndDividend $406.25M USD 1 Quarter
Interest and dividend income InvestmentIncomeInterestAndDividend $539.62M USD 1 Quarter
Net realized gain on consolidated funds investments NetRealizedGainOnConsolidatedFundsInvestments $1.20B USD 1 Quarter
Net realized gain on consolidated funds investments NetRealizedGainOnConsolidatedFundsInvestments $1.07B USD 1 Quarter
Net change in unrealized appreciation on consolidated funds investments NetChangeInUnrealizedAppreciationOnConsolidatedFundsInvestments $1.02B USD 1 Quarter
Net change in unrealized appreciation on consolidated funds investments NetChangeInUnrealizedAppreciationOnConsolidatedFundsInvestments $805.82M USD 1 Quarter
Investment income IncomeLossFromEquityMethodInvestments $12.24M USD 1 Quarter
Investment income IncomeLossFromEquityMethodInvestments $5.68M USD 1 Quarter
Other income (expense), net OtherNonoperatingIncomeExpense $2.27M USD 1 Quarter
Other income (expense), net OtherNonoperatingIncomeExpense $-20.00K USD 1 Quarter
Total other income NonoperatingIncomeExpense $2.42B USD 1 Quarter
Total other income NonoperatingIncomeExpense $2.63B USD 1 Quarter
Income before income taxes IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $2.39B USD 1 Quarter
Income before income taxes IncomeLossFromContinuingOperationsBeforeIncomeTaxesExtraordinaryItemsNoncontrollingInterest $2.29B USD 1 Quarter
Income taxes IncomeTaxExpenseBenefit $7.77M USD 1 Quarter
Income taxes IncomeTaxExpenseBenefit $10.16M USD 1 Quarter
Net income ProfitLoss $2.28B USD 1 Quarter
Net income ProfitLoss $2.38B USD 1 Quarter
Net income attributable to non-controlling redeemable interests in consolidated funds NetIncomeLossAttributableToRedeemableNoncontrollingInterest $2.06B USD 1 Quarter
Net income attributable to non-controlling redeemable interests in consolidated funds NetIncomeLossAttributableToRedeemableNoncontrollingInterest $2.12B USD 1 Quarter
Net income attributable to OCGH non-controlling interest in consolidated subsidiaries NetIncomeLossAttributableToNoncontrollingInterest $262.02M USD 1 Quarter
Net income attributable to OCGH non-controlling interest in consolidated subsidiaries NetIncomeLossAttributableToNoncontrollingInterest $134.89M USD 1 Quarter
Net income attributable to Oaktree Capital Group, LLC NetIncomeLoss $57.57M USD 1 Quarter
Net income attributable to Oaktree Capital Group, LLC NetIncomeLoss $18.61M USD 1 Quarter
Distributions declared per Class A unit (1) CommonStockDividendsPerShareDeclared $1.05 USD 1 Quarter
Distributions declared per Class A unit (1) CommonStockDividendsPerShareDeclared $0.42 USD 1 Quarter
Net income per Class A unit EarningsPerShareBasicAndDiluted $1.91 USD 1 Quarter
Net income per Class A unit EarningsPerShareBasicAndDiluted $0.82 USD 1 Quarter
Weighted average number of Class A units outstanding WeightedAverageNumberOfShareOutstandingBasicAndDiluted 30.19M shares 1 Quarter
Weighted average number of Class A units outstanding WeightedAverageNumberOfShareOutstandingBasicAndDiluted 22.69M shares 1 Quarter
Cash Flow Statement 56 line items
Line Item Tag Value Unit Period
Net income ProfitLoss $2.28B USD 1 Quarter
Net income ProfitLoss $2.38B USD 1 Quarter
Investment income IncomeLossFromEquityMethodInvestments $12.24M USD 1 Quarter
Investment income IncomeLossFromEquityMethodInvestments $5.68M USD 1 Quarter
Depreciation and amortization DepreciationDepletionAndAmortization $1.79M USD 1 Quarter
Depreciation and amortization DepreciationDepletionAndAmortization $1.74M USD 1 Quarter
Equity-based compensation ShareBasedCompensation $6.45M USD 1 Quarter
Equity-based compensation ShareBasedCompensation $12.19M USD 1 Quarter
Net realized and unrealized gains from consolidated funds' investments NetRealizedAndUnrealizedGainsLossesFromConsolidatedFundsInvestments $1.88B USD 1 Quarter
Net realized and unrealized gains from consolidated funds' investments NetRealizedAndUnrealizedGainsLossesFromConsolidatedFundsInvestments $2.22B USD 1 Quarter
Amortization of original issue and market discount of consolidated funds' investments AmortizationOfOriginalIssueAndMarketDiscountOfConsolidatedFundsInvestments $31.09M USD 1 Quarter
Amortization of original issue and market discount of consolidated funds' investments AmortizationOfOriginalIssueAndMarketDiscountOfConsolidatedFundsInvestments $27.95M USD 1 Quarter
Income distributions from corporate investments in companies EquityMethodInvestmentDividendsOrDistributions - USD 1 Quarter
Income distributions from corporate investments in companies EquityMethodInvestmentDividendsOrDistributions $17.49M USD 1 Quarter
Increase in other assets IncreaseDecreaseInOtherOperatingAssets $104.35M USD 1 Quarter
Increase in other assets IncreaseDecreaseInOtherOperatingAssets $1.25M USD 1 Quarter
Decrease in net due to affiliates IncreaseDecreaseInDueToRelatedParties $-7.29M USD 1 Quarter
Decrease in net due to affiliates IncreaseDecreaseInDueToRelatedParties $-6.36M USD 1 Quarter
Decrease in accounts payable, other accrued expenses and other liabilities IncreaseDecreaseInAccountsPayableAndAccruedLiabilities $-9.02M USD 1 Quarter
Decrease in accounts payable, other accrued expenses and other liabilities IncreaseDecreaseInAccountsPayableAndAccruedLiabilities $-78.53M USD 1 Quarter
Net cash provided by operating activities NetCashProvidedByUsedInOperatingActivities $2.03B USD 1 Quarter
Net cash provided by operating activities NetCashProvidedByUsedInOperatingActivities $2.26B USD 1 Quarter
Purchases of U.S. Treasury and government agency securities PaymentsToAcquireMarketableSecurities $69.86M USD 1 Quarter
Purchases of U.S. Treasury and government agency securities PaymentsToAcquireMarketableSecurities $70.15M USD 1 Quarter
Proceeds from maturities and sales of U.S. Treasury and government agency securities ProceedsFromSaleAndMaturityOfMarketableSecurities $80.00M USD 1 Quarter
Proceeds from maturities and sales of U.S. Treasury and government agency securities ProceedsFromSaleAndMaturityOfMarketableSecurities $90.00M USD 1 Quarter
Corporate investments in funds and companies PaymentsToAcquireEquityMethodInvestments $1.96M USD 1 Quarter
Corporate investments in funds and companies PaymentsToAcquireEquityMethodInvestments $2.10M USD 1 Quarter
Distributions from corporate investments in funds and companies DistributionsFromEquityMethodInvestments $-3.89M USD 1 Quarter
Distributions from corporate investments in funds and companies DistributionsFromEquityMethodInvestments $-8.00K USD 1 Quarter
Purchases of fixed assets PaymentsToAcquirePropertyPlantAndEquipment $126.00K USD 1 Quarter
Purchases of fixed assets PaymentsToAcquirePropertyPlantAndEquipment $2.87M USD 1 Quarter
Net cash provided by investing activities NetCashProvidedByUsedInInvestingActivities $17.78M USD 1 Quarter
Net cash provided by investing activities NetCashProvidedByUsedInInvestingActivities $9.06M USD 1 Quarter
Repayments of debt obligations RepaymentsOfDebt $6.25M USD 1 Quarter
Repayments of debt obligations RepaymentsOfDebt $7.50M USD 1 Quarter
Purchase of Oaktree Operating Group units PaymentsToMinorityShareholders $833.00K USD 1 Quarter
Purchase of Oaktree Operating Group units PaymentsToMinorityShareholders $675.00K USD 1 Quarter
Distributions to Class A unitholders PaymentsOfDividendsCommonStock $9.53M USD 1 Quarter
Distributions to Class A unitholders PaymentsOfDividendsCommonStock $31.69M USD 1 Quarter
Distributions to OCGH unitholders PaymentsOfDividendsMinorityInterest $152.74M USD 1 Quarter
Distributions to OCGH unitholders PaymentsOfDividendsMinorityInterest $78.24M USD 1 Quarter
Net cash used in financing activities NetCashProvidedByUsedInFinancingActivities $-1.61B USD 1 Quarter
Net cash used in financing activities NetCashProvidedByUsedInFinancingActivities $-1.50B USD 1 Quarter
Effect of exchange rate changes on cash EffectOfExchangeRateOnCashAndCashEquivalents $-8.50M USD 1 Quarter
Effect of exchange rate changes on cash EffectOfExchangeRateOnCashAndCashEquivalents $2.16M USD 1 Quarter
Net increase in cash and cash-equivalents CashAndCashEquivalentsPeriodIncreaseDecrease $431.12M USD 1 Quarter
Net increase in cash and cash-equivalents CashAndCashEquivalentsPeriodIncreaseDecrease $771.38M USD 1 Quarter
Cash and cash-equivalents, beginning balance CashAndCashEquivalentsAtCarryingValueIncludingConsolidatedFunds $3.51B USD Point-in-time
Cash and cash-equivalents, beginning balance CashAndCashEquivalentsAtCarryingValueIncludingConsolidatedFunds $2.93B USD Point-in-time
Cash and cash-equivalents, beginning balance CashAndCashEquivalentsAtCarryingValueIncludingConsolidatedFunds $3.70B USD Point-in-time
Cash and cash-equivalents, beginning balance CashAndCashEquivalentsAtCarryingValueIncludingConsolidatedFunds $3.94B USD Point-in-time
Cash and cash-equivalents, ending balance CashAndCashEquivalentsAtCarryingValueIncludingConsolidatedFunds $3.51B USD Point-in-time
Cash and cash-equivalents, ending balance CashAndCashEquivalentsAtCarryingValueIncludingConsolidatedFunds $2.93B USD Point-in-time
Cash and cash-equivalents, ending balance CashAndCashEquivalentsAtCarryingValueIncludingConsolidatedFunds $3.70B USD Point-in-time
Cash and cash-equivalents, ending balance CashAndCashEquivalentsAtCarryingValueIncludingConsolidatedFunds $3.94B USD Point-in-time
Stockholders Equity 22 line items
Line Item Tag Value Unit Period
Unitholders' capital, value StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.39B USD Point-in-time
Unitholders' capital, value StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.53B USD Point-in-time
Unitholders' capital, value StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.12B USD Point-in-time
Unitholders' capital, value StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.20B USD Point-in-time
Issuance of units, Shares StockIssuedDuringPeriodSharesNewIssues 0.00 shares 1 Quarter
Issuance of units, Shares StockIssuedDuringPeriodSharesNewIssues 0.00 shares 1 Quarter
Repurchase and cancellation of OCGH units StockIncludingRestrictedStockRepurchasedAndRetiredDuringPeriodValue $833.00K USD 1 Quarter
Repurchase and cancellation of OCGH units StockIncludingRestrictedStockRepurchasedAndRetiredDuringPeriodValue $675.00K USD 1 Quarter
Capital increase related to equity-based compensation AdjustmentsToAdditionalPaidInCapitalSharebasedCompensationRequisiteServicePeriodRecognitionValue $6.45M USD 1 Quarter
Capital increase related to equity-based compensation AdjustmentsToAdditionalPaidInCapitalSharebasedCompensationRequisiteServicePeriodRecognitionValue $12.19M USD 1 Quarter
Distributions declared DividendsCommonStockCash $87.77M USD 1 Quarter
Distributions declared DividendsCommonStockCash $184.43M USD 1 Quarter
Net income NetIncomeLossIncludingOcghNoncontrollingInterestInConsolidatedSubsidiaries $319.58M USD 1 Quarter
Net income NetIncomeLossIncludingOcghNoncontrollingInterestInConsolidatedSubsidiaries $153.50M USD 1 Quarter
Foreign currency translation adjustment, net of tax OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $849.00K USD 1 Quarter
Foreign currency translation adjustment, net of tax OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-3.34M USD 1 Quarter
Unrealized gain on interest-rate swap designated as cash-flow hedge, net of tax OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax $540.00K USD 1 Quarter
Unrealized gain on interest-rate swap designated as cash-flow hedge, net of tax OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax $145.00K USD 1 Quarter
Unitholders' capital, value StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.39B USD Point-in-time
Unitholders' capital, value StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.53B USD Point-in-time
Unitholders' capital, value StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.12B USD Point-in-time
Unitholders' capital, value StockholdersEquityIncludingPortionAttributableToNoncontrollingInterest $1.20B USD Point-in-time
Comprehensive Income 24 line items
Line Item Tag Value Unit Period
Net income NetIncomeLoss $57.57M USD 1 Quarter
Net income NetIncomeLoss $18.61M USD 1 Quarter
Total comprehensive income ComprehensiveIncomeNetOfTax $57.00M USD 1 Quarter
Total comprehensive income ComprehensiveIncomeNetOfTax $18.76M USD 1 Quarter
Comprehensive income (loss) attributable to Oaktree Capital Group, LLC ComprehensiveIncomeNetOfTax $57.00M USD 1 Quarter
Comprehensive income (loss) attributable to Oaktree Capital Group, LLC ComprehensiveIncomeNetOfTax $18.76M USD 1 Quarter
Net income NetIncomeLossAttributableToNoncontrollingInterest $262.02M USD 1 Quarter
Net income NetIncomeLossAttributableToNoncontrollingInterest $134.89M USD 1 Quarter
Net (income) loss attributable to non-controlling redeemable interests in consolidated funds NetIncomeLossAttributableToRedeemableNoncontrollingInterest $2.06B USD 1 Quarter
Net (income) loss attributable to non-controlling redeemable interests in consolidated funds NetIncomeLossAttributableToRedeemableNoncontrollingInterest $2.12B USD 1 Quarter
Net income ProfitLoss $2.28B USD 1 Quarter
Net income ProfitLoss $2.38B USD 1 Quarter
Foreign currency translation adjustments OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $849.00K USD 1 Quarter
Foreign currency translation adjustments OtherComprehensiveIncomeLossForeignCurrencyTransactionAndTranslationAdjustmentNetOfTax $-3.34M USD 1 Quarter
Unrealized loss on interest rate swap designated as cash flow hedge OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax $540.00K USD 1 Quarter
Unrealized loss on interest rate swap designated as cash flow hedge OtherComprehensiveIncomeLossDerivativesQualifyingAsHedgesNetOfTax $145.00K USD 1 Quarter
Other comprehensive income, net of tax OtherComprehensiveIncomeLossNetOfTax $994.00K USD 1 Quarter
Other comprehensive income, net of tax OtherComprehensiveIncomeLossNetOfTax $-2.80M USD 1 Quarter
Total comprehensive income ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest $2.38B USD 1 Quarter
Total comprehensive income ComprehensiveIncomeNetOfTaxIncludingPortionAttributableToNoncontrollingInterest $2.28B USD 1 Quarter
Less: Comprehensive income attributable to non-controlling interests ComprehensiveIncomeLossNetOfTaxPortionAttributableToNoncontrollingInterests $2.32B USD 1 Quarter
Less: Comprehensive income attributable to non-controlling interests ComprehensiveIncomeLossNetOfTaxPortionAttributableToNoncontrollingInterests $2.26B USD 1 Quarter
Comprehensive income attributable to Oaktree Capital Group, LLC ComprehensiveIncomeNetOfTax $57.00M USD 1 Quarter
Comprehensive income attributable to Oaktree Capital Group, LLC ComprehensiveIncomeNetOfTax $18.76M USD 1 Quarter

Data is extracted from SEC EDGAR XBRL filings. Values shown are as reported in the filing.

NEWS
Loading news...
TRENDING
Loading...