1000
Total Filings
14
Filing Categories
85
Financial Reports
All Categories
1000
Financial Reports
85
Current Event Reports
280
Registration Statements
4
Proxy & Shareholder Statements
59
Prospectus Filings
35
Investment Company Reports
30
Insider Trading
238
Beneficial Ownership
58
Securities Sales
5
Employee Benefit Plans
9
Exchange Act Filings
9
SEC Correspondence
48
Trust Indenture
1
Other Filings
150
Other Filings
Other regulatory filings and disclosures
147 filings
| Form | Filing Type | Period | Filed Date | Action |
|---|---|---|---|---|
| SC TO-T/A |
SC TO-T/A Filing
SEC regulatory filing
|
-
|
2025-12-12
|
SEC |
| SC TO-T |
SC TO-T Filing
SEC regulatory filing
|
-
|
2025-11-12
|
SEC |
| SC TO-C |
SC TO-C Filing
SEC regulatory filing
|
-
|
2025-11-06
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2025-10-14
|
2025-10-14
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2025-09-12
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2025-05-08
|
SEC |
| N-14 8C/A |
N-14 8C/A Filing
SEC regulatory filing
|
-
|
2025-05-06
|
SEC |
| N-14 8C/A |
N-14 8C/A Filing
SEC regulatory filing
|
-
|
2025-04-21
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2025-04-08
|
SEC |
| N-14 8C |
N-14 8C Filing
SEC regulatory filing
|
-
|
2025-02-25
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2025-02-10
|
SEC |
| DEL AM |
DEL AM Filing
SEC regulatory filing
|
-
|
2024-12-04
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2024-05-15
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2024-03-20
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2023-01-10
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2022-08-16
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2022-06-17
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2022-06-17
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2022-02-08
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2021-12-21
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2021-12-02
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2021-12-02
|
SEC |
| N-14 8C/A |
N-14 8C/A Filing
SEC regulatory filing
|
-
|
2021-11-23
|
SEC |
| D |
D Filing
SEC regulatory filing
|
-
|
2021-11-04
|
SEC |
| N-14 8C |
N-14 8C Filing
SEC regulatory filing
|
-
|
2021-10-05
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2021-06-24
|
2021-06-24
|
SEC |
| CERT |
Certification
Certification filing
|
-
|
2021-06-09
|
SEC |
| D |
D Filing
SEC regulatory filing
|
-
|
2021-05-12
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2021-05-03
|
2021-05-03
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2021-04-20
|
SEC |
| N-14 8C/A |
N-14 8C/A Filing
SEC regulatory filing
|
-
|
2021-04-19
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2021-04-16
|
SEC |
| N-14 8C/A |
N-14 8C/A Filing
SEC regulatory filing
|
-
|
2021-03-30
|
SEC |
| N-14 8C |
N-14 8C Filing
SEC regulatory filing
|
-
|
2021-01-27
|
SEC |
| D |
D Filing
SEC regulatory filing
|
-
|
2020-12-16
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2020-09-01
|
SEC |
| N-14 8C/A |
N-14 8C/A Filing
SEC regulatory filing
|
-
|
2020-08-28
|
SEC |
| N-14 8C |
N-14 8C Filing
SEC regulatory filing
|
-
|
2020-07-17
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2020-07-09
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2020-03-03
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2020-03-03
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2020-02-28
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2020-02-25
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2019-12-23
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2019-11-05
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2019-11-05
|
SEC |
| N-14 8C/A |
N-14 8C/A Filing
SEC regulatory filing
|
-
|
2019-11-04
|
SEC |
| N-14 8C/A |
N-14 8C/A Filing
SEC regulatory filing
|
-
|
2019-10-16
|
SEC |
| N-14 8C |
N-14 8C Filing
SEC regulatory filing
|
-
|
2019-09-06
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2019-01-07
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2018-11-26
|
2018-10-24
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2018-04-20
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2018-03-15
|
2018-02-08
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2018-01-04
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2017-09-19
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-09-19
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-09-18
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2017-09-18
|
SEC |
| ABS-15G |
ABS-15G Filing
SEC regulatory filing
|
2017-09-11
|
2017-09-11
|
SEC |
| CERTNAS |
CERTNAS Filing
SEC regulatory filing
|
-
|
2017-08-28
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2017-08-09
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-08-09
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-08-09
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2017-08-08
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-08-08
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2017-07-21
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2017-06-23
|
2017-05-10
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2016-12-22
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2016-09-23
|
2016-08-23
|
SEC |
| APP ORDR |
APP ORDR Filing
SEC regulatory filing
|
-
|
2016-02-09
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2015-12-29
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2015-08-07
|
SEC |
| APP NTC |
APP NTC Filing
SEC regulatory filing
|
-
|
2015-05-22
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2015-05-21
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2015-05-15
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2015-01-28
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2014-12-18
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2014-10-08
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-10-07
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2014-10-06
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-10-06
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2014-09-22
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2014-05-22
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2014-05-21
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2014-03-21
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2013-12-18
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2013-08-06
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2013-05-23
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2013-02-06
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2013-02-05
|
SEC |
| N-2MEF |
N-2MEF Filing
SEC regulatory filing
|
-
|
2013-02-05
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2013-02-04
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2013-02-04
|
SEC |
| CERTNYS |
CERTNYS Filing
SEC regulatory filing
|
-
|
2012-10-15
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2012-10-05
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2012-10-05
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2012-10-04
|
SEC |
| N-2MEF |
N-2MEF Filing
SEC regulatory filing
|
-
|
2012-10-04
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2012-07-10
|
SEC |
| APP ORDR |
APP ORDR Filing
SEC regulatory filing
|
-
|
2012-03-28
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2012-03-06
|
SEC |
| APP NTC |
APP NTC Filing
SEC regulatory filing
|
-
|
2012-03-06
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2012-03-01
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2011-09-12
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2011-08-22
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2011-03-18
|
SEC |
| APP ORDR |
APP ORDR Filing
SEC regulatory filing
|
-
|
2010-09-02
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2010-08-25
|
SEC |
| APP NTC |
APP NTC Filing
SEC regulatory filing
|
-
|
2010-08-04
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2010-07-29
|
SEC |
| 40-33 |
40-33 Filing
SEC regulatory filing
|
-
|
2010-02-12
|
SEC |
| 40-33 |
40-33 Filing
SEC regulatory filing
|
-
|
2010-01-22
|
SEC |
| 40-33 |
40-33 Filing
SEC regulatory filing
|
-
|
2010-01-06
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2009-08-28
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2009-07-09
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2009-03-25
|
SEC |
| NO ACT |
NO ACT Filing
SEC regulatory filing
|
2009-03-06
|
2009-03-12
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2009-01-20
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2008-12-19
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2008-11-12
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2008-09-03
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2008-09-03
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2008-08-14
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2008-07-14
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2008-05-12
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2008-04-28
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2008-04-17
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2008-03-31
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2008-03-31
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2008-03-31
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2008-03-21
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2008-03-10
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2008-02-22
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2008-02-13
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2008-02-13
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2007-12-14
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2007-11-06
|
SEC |
| RW |
Registration Withdrawal
Request for withdrawal of registration
|
-
|
2007-10-22
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2007-08-14
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2007-05-14
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2007-05-11
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2007-05-11
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2007-02-27
|
SEC |
| 40-6C |
40-6C Filing
SEC regulatory filing
|
-
|
2007-02-27
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2007-01-12
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2006-12-12
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2006-12-11
|
SEC |
Filing categories are based on SEC form types. Click on any filing to view detailed financial data.
Legend: Financial Reports Current Event Reports Registration Statements Proxy & Shareholder Statements Prospectus Filings Investment Company Reports Insider Trading Beneficial Ownership Securities Sales Employee Benefit Plans Exchange Act Filings SEC Correspondence Trust Indenture Other Filings