Other Filings
Other regulatory filings and disclosures
| Form | Filing Type | Period | Filed Date | Action |
|---|---|---|---|---|
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2025-12-17
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2025-09-12
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2025-08-21
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2023-06-22
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2022-07-28
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2022-06-10
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2022-04-29
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2022-04-28
|
SEC |
| CERT |
Certification
Certification filing
|
-
|
2022-04-01
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2022-03-11
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2022-01-28
|
SEC |
| 25-NSE/A |
25-NSE/A Filing
SEC regulatory filing
|
-
|
2021-11-15
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2021-10-15
|
2021-10-15
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2021-10-08
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2021-06-10
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2021-04-15
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2021-04-14
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2021-04-14
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2021-04-14
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2021-04-14
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2021-04-09
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2020-06-09
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2020-01-30
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2020-01-30
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2019-12-13
|
SEC |
| CERT |
Certification
Certification filing
|
-
|
2019-09-27
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2019-09-25
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2019-09-25
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2019-09-24
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2019-06-10
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2019-04-29
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2019-01-31
|
2019-01-31
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2018-06-08
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2017-06-09
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2017-05-25
|
2017-05-25
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2017-04-26
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2016-06-10
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2015-06-10
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2015-01-15
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2015-01-15
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2014-11-24
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2014-09-17
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-17
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-16
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-16
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-16
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-16
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2014-09-16
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2014-09-05
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-05
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-05
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-05
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-04
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2014-09-04
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2014-09-03
|
SEC |
| APP ORDR |
APP ORDR Filing
SEC regulatory filing
|
-
|
2014-07-25
|
SEC |
| APP NTC |
APP NTC Filing
SEC regulatory filing
|
-
|
2014-07-25
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2014-06-09
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2014-03-20
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2014-03-05
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2014-01-30
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2013-12-05
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2013-08-07
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2013-06-10
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2013-04-24
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2013-03-15
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2013-02-15
|
SEC |
| CERTNYS |
CERTNYS Filing
SEC regulatory filing
|
-
|
2013-02-01
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2013-01-18
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2013-01-17
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2013-01-15
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2013-01-15
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2012-09-25
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2012-09-25
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2012-09-24
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2012-09-24
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2012-06-08
|
SEC |
| APP ORDR |
APP ORDR Filing
SEC regulatory filing
|
-
|
2012-04-11
|
SEC |
| APP NTC |
APP NTC Filing
SEC regulatory filing
|
-
|
2012-04-11
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2012-01-24
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2012-01-24
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2012-01-24
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2012-01-06
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2011-12-21
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2011-09-07
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2011-06-10
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2011-05-02
|
SEC |
| POS462B |
POS462B Filing
SEC regulatory filing
|
-
|
2011-02-23
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2011-02-18
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2011-02-08
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2011-02-08
|
SEC |
| N-2MEF |
N-2MEF Filing
SEC regulatory filing
|
-
|
2011-02-08
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2011-02-07
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2011-02-07
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2011-01-28
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2011-01-24
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2010-12-06
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2010-09-07
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2010-08-18
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2010-08-18
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2010-08-18
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2010-08-17
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2010-06-10
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2010-05-12
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2010-03-03
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2010-03-02
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2010-03-01
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2010-03-01
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2010-02-24
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2010-02-22
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2010-01-07
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2009-09-24
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2009-09-24
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2009-09-22
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2009-09-22
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2009-09-22
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2009-09-21
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2009-09-01
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2009-06-09
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2008-09-09
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2008-06-24
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2007-08-20
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2007-04-20
|
SEC |
| CERTNAS |
CERTNAS Filing
SEC regulatory filing
|
-
|
2007-04-19
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2007-04-19
|
SEC |
| N-54A |
N-54A Filing
SEC regulatory filing
|
-
|
2007-04-19
|
SEC |
| N-6F |
N-6F Filing
SEC regulatory filing
|
-
|
2007-01-19
|
SEC |
Filing categories are based on SEC form types. Click on any filing to view detailed financial data.
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