Other Filings
Other regulatory filings and disclosures
| Form | Filing Type | Period | Filed Date | Action |
|---|---|---|---|---|
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2019-09-30
|
2019-11-14
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2019-10-08
|
SEC |
| SC 13E3/A |
SC 13E3/A Filing
SEC regulatory filing
|
-
|
2019-09-30
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2019-06-30
|
2019-08-14
|
SEC |
| SC 13E3/A |
SC 13E3/A Filing
SEC regulatory filing
|
-
|
2019-06-20
|
SEC |
| SC 13E3/A |
SC 13E3/A Filing
SEC regulatory filing
|
-
|
2019-06-06
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2019-03-31
|
2019-05-15
|
SEC |
| SC 13E3 |
SC 13E3 Filing
SEC regulatory filing
|
-
|
2019-05-09
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2018-12-31
|
2019-02-15
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2018-09-30
|
2018-11-14
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2018-06-30
|
2018-08-14
|
SEC |
| CERT |
Certification
Certification filing
|
-
|
2018-08-09
|
SEC |
| CERT |
Certification
Certification filing
|
-
|
2018-05-21
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2018-03-31
|
2018-05-15
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2017-12-31
|
2018-02-14
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2017-09-30
|
2017-11-14
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2017-06-30
|
2017-08-14
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2017-03-31
|
2017-05-15
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2016-12-31
|
2017-02-13
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2016-09-30
|
2016-11-14
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2016-06-30
|
2016-08-12
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2016-03-31
|
2016-05-16
|
SEC |
| IRANNOTICE |
IRANNOTICE Filing
SEC regulatory filing
|
-
|
2016-02-26
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2015-12-31
|
2016-02-12
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2015-09-30
|
2015-11-13
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2015-09-09
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2015-06-30
|
2015-08-13
|
SEC |
| IRANNOTICE |
IRANNOTICE Filing
SEC regulatory filing
|
-
|
2015-08-06
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2015-03-31
|
2015-05-12
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2014-12-31
|
2015-02-13
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2014-09-30
|
2014-11-13
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2014-06-30
|
2014-08-12
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2014-03-31
|
2014-05-14
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2013-12-31
|
2014-02-11
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2013-09-30
|
2013-11-08
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2013-06-30
|
2013-08-16
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2013-03-31
|
2013-05-16
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2012-12-31
|
2013-02-13
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2012-09-30
|
2012-11-14
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2012-06-30
|
2012-08-15
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2012-03-31
|
2012-05-16
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2012-04-11
|
SEC |
| CERTNYS |
CERTNYS Filing
SEC regulatory filing
|
-
|
2012-04-10
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2011-12-31
|
2012-02-15
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2011-09-30
|
2011-10-20
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2011-06-30
|
2011-08-16
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2011-03-31
|
2011-05-16
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2010-12-31
|
2011-02-15
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2010-09-30
|
2010-11-12
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2010-06-30
|
2010-08-11
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2010-03-31
|
2010-04-30
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2009-12-31
|
2010-02-03
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2009-09-30
|
2009-11-13
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2009-06-30
|
2009-08-12
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2009-03-31
|
2009-04-29
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2008-12-31
|
2009-02-11
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2008-09-30
|
2008-11-03
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2008-06-30
|
2008-08-06
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2008-03-31
|
2008-05-01
|
SEC |
| 13F-NT |
13F-NT Filing
SEC regulatory filing
|
2007-12-31
|
2008-02-14
|
SEC |
Filing categories are based on SEC form types. Click on any filing to view detailed financial data.
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