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135
Total Filings
9
Filing Categories
All Categories 135 Registration Statements 2 Proxy & Shareholder Statements 13 Prospectus Filings 14 Investment Company Reports 25 Insider Trading 16 Securities Sales 1 Exchange Act Filings 1 SEC Correspondence 15 Other Filings 48

Registration Statements

Securities registration for public offerings (IPOs, secondary offerings)

2 filings
Form Filing Type Period Filed Date Action
POS EX
Post-Effective Exhibit Amendment
Post-effective amendment filing exhibits
-
2025-08-08
SEC
POS EX
Post-Effective Exhibit Amendment
Post-effective amendment filing exhibits
-
2024-11-12
SEC

Proxy & Shareholder Statements

Shareholder meeting materials and voting information

13 filings
Form Filing Type Period Filed Date Action
DEF 14A
Definitive Proxy Statement
Official proxy statement for shareholder voting
2025-10-17
2025-10-17
SEC
DEFR14A
Revised Proxy Statement
Revised definitive proxy materials
-
2024-11-12
SEC
DEFA14A
Additional Proxy Materials
Additional definitive proxy soliciting materials
-
2024-10-29
SEC
DEFA14A
Additional Proxy Materials
Additional definitive proxy soliciting materials
-
2024-10-15
SEC
DEFA14A
Additional Proxy Materials
Additional definitive proxy soliciting materials
-
2024-10-11
SEC
DEFA14A
Additional Proxy Materials
Additional definitive proxy soliciting materials
-
2024-10-10
SEC
DEFA14A
Additional Proxy Materials
Additional definitive proxy soliciting materials
-
2024-10-04
SEC
DEFA14A
Additional Proxy Materials
Additional definitive proxy soliciting materials
-
2024-09-30
SEC
DEFA14A
Additional Proxy Materials
Additional definitive proxy soliciting materials
-
2024-09-25
SEC
DEF 14A
Definitive Proxy Statement
Official proxy statement for shareholder voting
2024-08-19
2024-08-19
SEC
DEFA14A
Additional Proxy Materials
Additional definitive proxy soliciting materials
-
2023-11-30
SEC
DEFA14A
Additional Proxy Materials
Additional definitive proxy soliciting materials
-
2023-10-20
SEC
DEF 14A
Definitive Proxy Statement
Official proxy statement for shareholder voting
2023-10-20
2023-10-20
SEC

Prospectus Filings

Prospectus supplements and offering documents

14 filings
Form Filing Type Period Filed Date Action
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2026-02-11
Local
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2025-11-05
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2025-08-08
SEC
424B5
Prospectus Supplement
Prospectus supplement filed under Rule 424(b)(5)
-
2025-08-08
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2025-06-04
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2025-03-26
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2024-11-26
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2024-09-03
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2024-05-24
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2024-04-30
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2024-03-21
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2024-02-20
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2024-01-26
SEC
424B3
Prospectus (Rule 424b3)
Prospectus filed under Rule 424(b)(3)
-
2023-12-22
SEC

Investment Company Reports

Filings by mutual funds and investment companies

25 filings
Form Filing Type Period Filed Date Action
N-CSR
Certified Shareholder Report
Annual/semi-annual report for registered investment companies
2025-12-31
2026-03-10
Local
N-CSRS
Semi-Annual Shareholder Report
Semi-annual certified shareholder report
2025-06-30
2025-09-03
SEC
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2025-07-10
SEC
N-CSR/A
Amended Shareholder Report
Amendment to certified shareholder report
2023-12-31
2025-05-21
View
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2025-05-20
SEC
N-CSR
Certified Shareholder Report
Annual/semi-annual report for registered investment companies
2024-12-31
2025-03-25
View
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2024-11-20
SEC
N-CSRS
Semi-Annual Shareholder Report
Semi-annual certified shareholder report
2024-06-30
2024-09-06
SEC
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2024-06-24
SEC
N-2
Closed-End Fund Registration
Registration for closed-end investment companies
-
2024-04-16
SEC
N-CSR
Certified Shareholder Report
Annual/semi-annual report for registered investment companies
2023-12-31
2024-03-08
SEC
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2023-12-20
SEC
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2023-12-05
SEC
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2023-09-28
SEC
N-CSR/A
Amended Shareholder Report
Amendment to certified shareholder report
2022-12-31
2023-09-28
View
N-CSRS
Semi-Annual Shareholder Report
Semi-annual certified shareholder report
2023-06-30
2023-09-07
View
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2023-07-25
SEC
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2023-06-29
SEC
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2023-06-05
SEC
N-CSR
Certified Shareholder Report
Annual/semi-annual report for registered investment companies
2022-12-31
2023-03-30
View
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2023-02-13
SEC
N-CSRS
Semi-Annual Shareholder Report
Semi-annual certified shareholder report
2022-06-30
2023-02-10
SEC
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2022-12-01
SEC
N-2/A
Amended Closed-End Registration
Amendment to closed-end fund registration
-
2022-07-08
SEC
N-2
Closed-End Fund Registration
Registration for closed-end investment companies
-
2022-05-13
SEC

Insider Trading

Reports of securities transactions by company insiders

16 filings
Form Filing Type Period Filed Date Action
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2025-11-28
2025-12-01
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2025-11-28
2025-12-01
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2025-11-28
2025-12-01
SEC
4
Insider Transaction Report
Statement of changes in beneficial ownership
2025-07-16
2025-07-18
SEC
4
Insider Transaction Report
Statement of changes in beneficial ownership
2024-04-12
2024-04-16
SEC
4
Insider Transaction Report
Statement of changes in beneficial ownership
2024-04-12
2024-04-16
SEC
4
Insider Transaction Report
Statement of changes in beneficial ownership
2024-04-04
2024-04-08
SEC
4
Insider Transaction Report
Statement of changes in beneficial ownership
2024-04-04
2024-04-08
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2024-03-13
2024-03-25
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2023-12-22
2023-12-22
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2023-12-22
2023-12-22
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2023-12-22
2023-12-22
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2023-12-22
2023-12-22
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2023-12-22
2023-12-22
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2023-12-22
2023-12-22
SEC
3
Initial Ownership Report
Initial statement of beneficial ownership of securities
2023-12-22
2023-12-22
SEC

Securities Sales

Notices of proposed sales of securities

1 filing
Form Filing Type Period Filed Date Action
144
Proposed Sale Notice
Notice of proposed sale of securities
-
2025-07-16
SEC

Exchange Act Filings

Securities Exchange Act registration and deregistration

1 filing
Form Filing Type Period Filed Date Action
8-A12B
Securities Registration (12b)
Registration of securities under Section 12(b)
-
2023-07-25
SEC

SEC Correspondence

Correspondence and communications with SEC

15 filings
Form Filing Type Period Filed Date Action
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2025-07-10
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2025-06-13
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2025-05-19
SEC
UPLOAD
SEC Upload
Document uploaded to SEC system
-
2024-06-26
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2024-06-24
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2023-12-20
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2023-09-25
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2023-08-25
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2023-07-12
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2023-06-05
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2023-02-13
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2022-12-01
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2022-12-01
SEC
CORRESP
SEC Correspondence
Correspondence with SEC staff
-
2022-07-08
SEC
UPLOAD
SEC Upload
Document uploaded to SEC system
-
2022-06-17
SEC

Other Filings

Other regulatory filings and disclosures

48 filings
Form Filing Type Period Filed Date Action
N-CEN
N-CEN Filing
SEC regulatory filing
2025-12-31
2026-03-13
SEC
NPORT-P
NPORT-P Filing
SEC regulatory filing
2025-12-31
2026-03-02
Local
40-17G
40-17G Filing
SEC regulatory filing
-
2025-12-31
SEC
NPORT-P
NPORT-P Filing
SEC regulatory filing
2025-09-30
2025-11-12
SEC
497AD
497AD Filing
SEC regulatory filing
-
2025-11-06
SEC
NPORT-P
NPORT-P Filing
SEC regulatory filing
2025-06-30
2025-08-29
SEC
N-PX
N-PX Filing
SEC regulatory filing
2025-06-30
2025-08-28
SEC
EFFECT
Effectiveness Notice
Notice of effectiveness
-
2025-07-15
SEC
NPORT-P/A
NPORT-P/A Filing
SEC regulatory filing
2024-12-31
2025-06-25
SEC
NPORT-P/A
NPORT-P/A Filing
SEC regulatory filing
2024-09-30
2025-06-23
SEC
NPORT-P/A
NPORT-P/A Filing
SEC regulatory filing
2024-06-30
2025-06-12
SEC
NPORT-P/A
NPORT-P/A Filing
SEC regulatory filing
2024-03-31
2025-06-09
SEC
N-CSRS/A
N-CSRS/A Filing
SEC regulatory filing
2024-06-30
2025-06-06
SEC
NPORT-P/A
NPORT-P/A Filing
SEC regulatory filing
2023-12-31
2025-06-05
SEC
NPORT-P
NPORT-P Filing
SEC regulatory filing
2025-03-31
2025-05-30
SEC
NT N-CEN
NT N-CEN Filing
SEC regulatory filing
2024-12-31
2025-03-28
SEC
NT-NCEN
NT-NCEN Filing
SEC regulatory filing
2025-03-14
2025-03-14
SEC
NT-NCSR
NT-NCSR Filing
SEC regulatory filing
2025-03-10
2025-03-10
SEC
NPORT-P
NPORT-P Filing
SEC regulatory filing
2024-12-31
2025-03-03
SEC
NPORT-P
NPORT-P Filing
SEC regulatory filing
2024-09-30
2024-11-26
SEC
40-17G
40-17G Filing
SEC regulatory filing
-
2024-11-08
SEC
N-PX
N-PX Filing
SEC regulatory filing
2024-06-30
2024-09-03
SEC
NPORT-P
NPORT-P Filing
SEC regulatory filing
2024-06-30
2024-08-29
SEC
NPORT-P
NPORT-P Filing
SEC regulatory filing
2024-03-31
2024-05-28
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-27
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-26
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-26
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-26
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-22
SEC
CERT
Certification
Certification filing
-
2024-03-20
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-19
SEC
N-CEN
N-CEN Filing
SEC regulatory filing
2023-12-31
2024-03-13
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-13
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-13
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-08
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-08
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-03-08
SEC
NPORT-P
NPORT-P Filing
SEC regulatory filing
2023-12-31
2024-02-29
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-02-28
SEC
497AD
497AD Filing
SEC regulatory filing
-
2024-02-28
SEC
EFFECT
Effectiveness Notice
Notice of effectiveness
-
2023-12-22
SEC
N-PX
N-PX Filing
SEC regulatory filing
2023-06-30
2023-08-01
SEC
40-17G
40-17G Filing
SEC regulatory filing
-
2023-05-16
SEC
40-17G
40-17G Filing
SEC regulatory filing
-
2022-12-14
SEC
N-PX
N-PX Filing
SEC regulatory filing
2022-10-05
2022-10-05
SEC
N-8A
N-8A Filing
SEC regulatory filing
-
2022-05-13
SEC
D/A
D/A Filing
SEC regulatory filing
-
2021-02-12
SEC
D
D Filing
SEC regulatory filing
-
2021-02-09
SEC

Filing categories are based on SEC form types. Click on any filing to view detailed financial data.

Legend: Registration Statements Proxy & Shareholder Statements Prospectus Filings Investment Company Reports Insider Trading Securities Sales Exchange Act Filings SEC Correspondence Other Filings

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