OPPENHEIMER HOLDINGS INC

CIK: 791963 SIC: 6211

Profile Financials

949

Total Filings

Filing Categories

166

Financial Reports

Registration Statements

Securities registration for public offerings (IPOs, secondary offerings)

16 filings

Form	Filing Type	Period	Filed Date	Action
S-3/A	Amended Shelf Registration Amendment to shelf registration	-	2020-11-24	SEC
S-3/A	Amended Shelf Registration Amendment to shelf registration	-	2020-11-24	SEC
S-3	Shelf Registration Short-form registration for seasoned issuers	-	2020-10-09	SEC
S-4	M&A Registration Registration for business combinations and mergers	-	2020-10-09	SEC
S-3/A	Amended Shelf Registration Amendment to shelf registration	-	2017-09-19	SEC
S-3/A	Amended Shelf Registration Amendment to shelf registration	-	2017-09-19	SEC
S-3	Shelf Registration Short-form registration for seasoned issuers	-	2017-08-07	SEC
S-4	M&A Registration Registration for business combinations and mergers	-	2017-08-07	SEC
S-3/A	Amended Shelf Registration Amendment to shelf registration	-	2012-03-16	SEC
S-3/A	Amended Shelf Registration Amendment to shelf registration	-	2011-08-11	SEC
S-4/A	Amended M&A Registration Amendment to merger registration	-	2011-07-08	SEC
S-3	Shelf Registration Short-form registration for seasoned issuers	-	2011-06-16	SEC
S-4	M&A Registration Registration for business combinations and mergers	-	2011-06-16	SEC
S-4/A	Amended M&A Registration Amendment to merger registration	-	2009-04-01	SEC
S-4	M&A Registration Registration for business combinations and mergers	-	2009-03-13	SEC
10-12B	Exchange Registration (12b) Registration of securities under Section 12(b)	-	2005-05-09	SEC

Filing categories are based on SEC form types. Click on any filing to view detailed financial data.

Legend: Financial Reports Current Event Reports Registration Statements Proxy & Shareholder Statements Prospectus Filings Insider Trading Beneficial Ownership Securities Sales Employee Benefit Plans Annual Reports to Shareholders Exchange Act Filings SEC Correspondence Other Filings