Other Filings
Other regulatory filings and disclosures
| Form | Filing Type | Period | Filed Date | Action |
|---|---|---|---|---|
| N-54C |
N-54C Filing
SEC regulatory filing
|
-
|
2024-03-18
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2023-12-11
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2023-11-08
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2023-06-12
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2022-09-23
|
SEC |
| APP ORDR |
APP ORDR Filing
SEC regulatory filing
|
-
|
2022-06-02
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2022-05-19
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2022-03-17
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2021-08-25
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2021-06-22
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2020-06-24
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2019-06-24
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2019-06-03
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2019-06-03
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2019-05-30
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2019-03-19
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2019-01-11
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2018-09-21
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2018-06-26
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2018-06-26
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2018-06-22
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2018-04-03
|
SEC |
| APP ORDR |
APP ORDR Filing
SEC regulatory filing
|
-
|
2018-01-17
|
SEC |
| APP NTC |
APP NTC Filing
SEC regulatory filing
|
-
|
2017-12-21
|
SEC |
| SC TO-I/A |
SC TO-I/A Filing
SEC regulatory filing
|
-
|
2017-09-26
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2017-09-22
|
SEC |
| SC TO-I |
SC TO-I Filing
SEC regulatory filing
|
-
|
2017-08-28
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2017-06-30
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2017-06-09
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-06-08
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-06-08
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-06-08
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2017-06-07
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-06-07
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2017-06-07
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2017-05-12
|
SEC |
| N-23C-2 |
N-23C-2 Filing
SEC regulatory filing
|
2017-03-15
|
2017-03-15
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2016-06-24
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2016-06-10
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2016-06-08
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2016-06-07
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2016-03-31
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2016-02-24
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2015-11-19
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2015-06-26
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2015-05-18
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2014-07-03
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2014-04-30
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2014-04-30
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2014-03-21
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2014-01-13
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2013-09-25
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2013-09-25
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2013-08-02
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2013-07-02
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2013-05-31
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2012-07-16
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2012-05-02
|
SEC |
| 40-APP/A |
40-APP/A Filing
SEC regulatory filing
|
-
|
2011-08-26
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2011-07-07
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2010-10-19
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2010-10-19
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2010-10-18
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2010-10-18
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2010-07-06
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2010-06-17
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2010-06-17
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2010-06-16
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2010-06-16
|
SEC |
| 40-APP |
40-APP Filing
SEC regulatory filing
|
-
|
2010-05-21
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2010-05-05
|
SEC |
| POS 8C |
POS 8C Filing
SEC regulatory filing
|
-
|
2010-03-19
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2009-07-15
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2008-10-23
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2008-08-22
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2008-08-22
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2008-08-22
|
SEC |
| 497AD |
497AD Filing
SEC regulatory filing
|
-
|
2007-06-27
|
SEC |
| 497 |
497 Filing
SEC regulatory filing
|
-
|
2007-06-27
|
SEC |
| CERTNAS |
CERTNAS Filing
SEC regulatory filing
|
-
|
2007-06-26
|
SEC |
| EFFECT |
Effectiveness Notice
Notice of effectiveness
|
-
|
2007-06-26
|
SEC |
| 40-17F2 |
40-17F2 Filing
SEC regulatory filing
|
-
|
2007-03-23
|
SEC |
| 40-17F2 |
40-17F2 Filing
SEC regulatory filing
|
-
|
2006-11-09
|
SEC |
| 40-17F2 |
40-17F2 Filing
SEC regulatory filing
|
-
|
2006-07-27
|
SEC |
| 40-17F2 |
40-17F2 Filing
SEC regulatory filing
|
-
|
2006-03-14
|
SEC |
| 40-17F2 |
40-17F2 Filing
SEC regulatory filing
|
-
|
2006-02-10
|
SEC |
| REGDEX |
REGDEX Filing
SEC regulatory filing
|
-
|
2005-08-09
|
SEC |
| 40-17G |
40-17G Filing
SEC regulatory filing
|
-
|
2005-07-25
|
SEC |
| N-54A |
N-54A Filing
SEC regulatory filing
|
-
|
2005-07-22
|
SEC |
Filing categories are based on SEC form types. Click on any filing to view detailed financial data.
Legend: Financial Reports Current Event Reports Registration Statements Proxy & Shareholder Statements Prospectus Filings Investment Company Reports Insider Trading Beneficial Ownership Exchange Act Filings SEC Correspondence Other Filings